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Institutional Investment Manager
D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. (CIK: 0001009207) incorporated in Delaware, located at Two Manhattan West, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001144204-16-119433) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 99,900 0 0.00%
2 GALENA BIOPHARMA INC 10,097 5 0.00%
3 CTI BIOPHARMA 13,260 5 0.00%
4 Sunesis Pharmaceuticals I 13,617 7 0.00%
5 C&J ENERGY SVCS LTD 13,121 8 0.00%
6 Caladrius Biosciences Inc 13,705 8 0.00%
7 QUANTUM CORP-DLT & STORAGE SYS 20,867 9 0.00%
8 TRIANGLE PETE CORP 32,966 9 0.00%
9 NEURALSTEM INC COM 35,886 10 0.00%
10 Rex Energy Corp 14,791 10 0.00%
11 CASCADIAN THERAPEUTICS INC 10,921 10 0.00%
12 URANIUM ENERGY CORP 12,875 11 0.00%
13 C&J ENERGY SVCS LTD 20,461 12 0.00%
14 VIVUS INC 10,412 12 0.00%
15 PERNIX THERAPEUTICS HLDGS IN 33,995 15 0.00%
16 ANDINA ACQUISITION CORP II 194,900 16 0.00%
17 GASTAR EXPL INC NEW COM 14,111 16 0.00%
18 NAVIOS MARITIME HOLDINGS INC 19,673 16 0.00%
19 NEURALSTEM INC COM 60,495 18 0.00%
20 GARNERO GROUP ACQUISITION CO 475,000 19 0.00%
21 GOLDEN OCEAN GRP LTD 27,912 19 0.00%
22 PACIFIC SPL ACQUISITION CORP 195,000 20 0.00%
23 OCWEN FINL CORP 12,453 21 0.00%
24 SEQUENOM INC 23,167 21 0.00%
25 TRANSATLANTIC PETROLEUM LTD 27,527 23 0.00%
26 CATALYST PHARMACEUTICALS INC 33,094 23 0.00%
27 PENN WEST PETE LTD NEW 16,400 23 0.00%
28 UNIVERSAL TECHNICAL INST INC 10,806 24 0.00%
29 Bonanza Creek Energy Inc 13,234 27 0.00%
30 HARTE-HANKS INC 17,069 27 0.00%
31 MANNKIND CORP. 23,277 27 0.00%
32 COBALT INTL ENERGY INC 21,255 28 0.00%
33 MANNKIND CORP. 25,000 29 0.00% Call
34 MANNKIND CORP. 25,000 29 0.00% Put
35 Sizmek Inc 12,989 30 0.00%
36 HOVNANIAN ENTERPRISES, INC. 18,602 31 0.00%
37 CIBER INC COM 21,567 32 0.00%
38 Kinder Morgan Inc Del Wt Exp 052517 1,949,600 33 0.00%
39 THRESHOLD PHARMACEUTICAL INC 52,675 33 0.00%
40 Abraxas Petroleum Corp 29,812 34 0.00%
41 GTX INC 61,219 34 0.00%
42 ANDINA ACQUISITION CORP II 195,000 35 0.00%
43 RAIT FINANCIAL TRUST 11,260 35 0.00%
44 TERRAFORM GLOBAL INC CL A 11,275 37 0.00%
45 ACELRX PHARMACEUTICALS INC 13,720 37 0.00%
46 CIVEO CORP CDA 20,422 37 0.00%
47 GENESIS HEALTHCARE INC 21,403 38 0.00%
48 ENPHASE ENERGY INC 19,122 38 0.00%
49 GARNERO GROUP ACQUISITION CO 475,000 40 0.00%
50 GTX INC 75,567 42 0.00%
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