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Institutional Investment Manager
D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. (CIK: 0001009207) incorporated in Delaware, located at Two Manhattan West, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001144204-17-008946) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 99,900 0 0.00%
2 Rex Energy Corp 14,791 7 0.00%
3 CYTRX CORP 20,626 8 0.00%
4 TRIANGLE PETE CORP 32,966 8 0.00%
5 CTI BIOPHARMA 23,260 9 0.00%
6 Kinder Morgan Inc Del Wt Exp 052517 1,949,600 11 0.00%
7 CATALYST PHARMACEUTICALS INC 12,651 13 0.00%
8 PAIN THERAPEUTICS INC 22,079 13 0.00%
9 MANNKIND CORP. 23,277 15 0.00%
10 MANNKIND CORP. 25,000 16 0.00% Put
11 MANNKIND CORP. 25,000 16 0.00% Call
12 QUANTUM CORP-DLT & STORAGE SYS 22,267 19 0.00%
13 CIBER INC COM 33,467 21 0.00%
14 IMMUNOGEN INC 10,708 22 0.00%
15 YINGLI GREEN ENERGY HLDG CO 10,020 26 0.00%
16 GERON CORP 12,378 26 0.00%
17 HARMONY GOLD MINING CO LTD 12,763 28 0.00%
18 REGULUS THERAPEUTICS INC 13,252 30 0.00%
19 PIXELWORKS INC 10,945 31 0.00%
20 CIVEO CORP CDA 15,022 33 0.00%
21 Dicerna Pharmaceuticals 12,257 35 0.00%
22 PERNIX THERAPEUTICS HLDGS IN 18,914 37 0.00%
23 INFINITY PHARMACEUTICALS INC 27,185 37 0.00%
24 GLU MOBILE INC 19,622 38 0.00%
25 LIPOCINE INC NEW 10,285 38 0.00%
26 Sunesis Pharmaceuticals, Inc. 10,627 38 0.00%
27 Trovagene Inc Com 17,966 38 0.00%
28 INTELSAT S A COM 14,492 39 0.00%
29 YAMANA GOLD INC 14,104 40 0.00%
30 STELLAR ACQUISITION III INC 205,000 41 0.00%
31 GROUPON INC 13,200 44 0.00% Call
32 ENDOCYTE INC COM 17,702 45 0.00%
33 ROCKET FUEL INC COM 26,107 45 0.00%
34 TERRAFORM GLOBAL INC CL A 11,275 45 0.00%
35 SANOFI SPOND FUNSPONSORED ADR 11,220 46 0.00%
36 TERRAVIA HLDGS INC COM 40,831 47 0.00%
37 ENERGY FOCUS INC COM NEW 11,372 48 0.00%
38 GENESIS HEALTHCARE INC 11,427 49 0.00%
39 AUDIOVOX CORP CL A 10,406 49 0.00%
40 Sunesis Pharmaceuticals, Inc. 13,552 49 0.00%
41 NOKIA CORP 10,100 49 0.00%
42 M I ACQUISITIONS INC 205,000 51 0.00%
43 KANDI TECHNOLOGIES GROUP INC 10,604 52 0.00%
44 Jones Energy Inc 10,307 52 0.00%
45 ANDINA ACQUISITION CORP II 194,900 53 0.00%
46 OFFICE DEPOT INC 11,943 54 0.00%
47 PACIFIC SPL ACQUISITION CORP 191,900 54 0.00%
48 Jive Software Inc 12,342 54 0.00%
49 RESOLUTE FST PRODS INC 10,167 54 0.00%
50 GENWORTH FINL INC 14,568 56 0.00%
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