Dark
Light
System
Institutional Investment Manager
D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. (CIK: 0001009207) incorporated in Delaware, located at Two Manhattan West, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001144204-17-008946) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
51 UNI PIXEL INC COM NEW 57,139 56 0.00%
52 MAXWELL TECHNOLOGIES INC 10,906 56 0.00%
53 RAIT FINANCIAL TRUST 16,518 56 0.00%
54 CASCADIAN THERAPEUTICS INC 12,963 56 0.00%
55 AGROFRESH SOLUTIONS 21,467 57 0.00%
56 Sierra Oncology, Inc. 39,198 58 0.00%
57 GROUPON INC 17,444 58 0.00%
58 NEW GOLD INC CDA 16,555 58 0.00%
59 SANGAMO THERAPEUTICS INCORPORATED 18,902 58 0.00%
60 COMPANHIA SIDERURGICA NACION 18,256 59 0.00%
61 GREAT LAKES DREDGE & DOCK CO 14,141 59 0.00%
62 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW 23,141 59 0.00%
63 COMPUGEN LTD 11,608 59 0.00%
64 OVERSEAS SHIPHOLDING GROUP I 15,539 60 0.00%
65 AMBEV SA 12,311 60 0.00%
66 ANDINA ACQUISITION CORP II 156,700 61 0.00%
67 SEADRILL LIMITED 17,775 61 0.00%
68 TOKAI PHARMACEUTICALS INC COM 62,800 61 0.00%
69 KCAP FINL INC 15,467 62 0.00%
70 CHINA FIN ONLINE CO LTD 17,087 62 0.00%
71 Nomura Holdings Inc 10,450 62 0.00%
72 HOVNANIAN ENTERPRISES, INC. 22,702 62 0.00%
73 COSTAMARE INC 11,169 63 0.00%
74 NOVAVAX INC 50,000 63 0.00% Call
75 TIDEWATER INC 18,600 63 0.00%
76 CPI CARD GROUP INC COM 15,591 65 0.00%
77 HARTE-HANKS INC 42,984 65 0.00%
78 MEDALLION FINL CORP 21,454 65 0.00%
79 BIOTIME INC 18,500 67 0.00%
80 MIRATI THERAPEUTICS INC COM 14,105 67 0.00%
81 BIOSCRIP INC 65,724 68 0.00%
82 URANIUM ENERGY CORP 61,837 69 0.00%
83 AGENUS INC 16,700 69 0.00%
84 WMI HOLDINGS CORP. 44,269 69 0.00%
85 OVASCIENCE INC COM 45,493 70 0.00%
86 CYTRX CORP 194,820 73 0.00%
87 GERDAU S A 23,420 74 0.00%
88 COMMUNITY HEALTH SYS INC NEW 13,300 74 0.00% Call
89 BILL BARRETT CP 10,716 75 0.00%
90 Nomura Holdings Inc 12,728 75 0.00%
91 DRIVE SHACK INC 20,222 76 0.00%
92 Rex Energy Corp 160,460 76 0.00%
93 Sierra Oncology, Inc. 50,707 76 0.00%
94 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW 30,103 77 0.00%
95 Curis, Inc 25,335 78 0.00%
96 XERIUM TECHNOLOGIES INC 14,156 80 0.00%
97 QUANTUM CORP-DLT & STORAGE SYS 97,193 81 0.00%
98 ENPHASE ENERGY INC 80,209 81 0.00%
99 ICICI BANK LIMITED 10,946 82 0.00%
100 LENDINGCLUB CORP 15,621 82 0.00%
Page 2 of 92