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Institutional Investment Manager
D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. (CIK: 0001009207) incorporated in Delaware, located at Two Manhattan West, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001144204-17-008946) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
101 ICICI BANK LIMITED 10,946 82 0.00%
102 FRONTIER COMMUNICATIONS CORP 24,700 83 0.00%
103 JUMEI INTERNATIONAL A ADR 16,700 84 0.00%
104 SEADRILL LIMITED 24,687 84 0.00%
105 Curis, Inc 27,253 84 0.00%
106 Aerohive Networks, Inc. 14,903 85 0.00%
107 FIFTH STREET FINANCE CORP 16,340 88 0.00%
108 EASTERY ACQUISITION CORP 250,000 88 0.00%
109 DIANA SHIPPING INC 29,632 89 0.00%
110 GOLD RESOURCE CORP 20,478 89 0.00%
111 ENDEAVOUR SILVER CORP 25,917 91 0.00%
112 KCAP FINL INC 23,201 92 0.00%
113 FRONTLINE LTD 13,238 94 0.00%
114 VEON LTD 24,517 94 0.00%
115 FITBIT INC 13,011 95 0.00%
116 Karyopharm 10,366 97 0.00%
117 Noodles & Co Com 23,778 97 0.00%
118 PROSPECT CAPITAL CORPORATION 11,700 98 0.00%
119 TUNIU CORP 11,295 99 0.00%
120 HALOZYME THERAPEUTICS INC 10,112 100 0.00%
121 TRANSALTA CORP 18,000 100 0.00%
122 HUDBAY MINERALS INC 17,600 101 0.00%
123 ARROWHEAD PHARMACEUTICALS IN 65,342 101 0.00%
124 GARRISON CAP INC COM 10,898 102 0.00%
125 LION BIOTECHNOLOGIES INC COM 14,778 103 0.00%
126 APPLIED GENETIC TECHNOL CORP 11,085 104 0.00%
127 SEABRIDGE GOLD INC 12,763 104 0.00%
128 PLUG POWER INC 87,111 105 0.00%
129 TITAN PHARMACEUTICALS 26,389 106 0.00%
130 SEQUENTIAL BRANDS 22,890 107 0.00%
131 MBIA INC 10,000 107 0.00% Call
132 AGILYSYS INC COM 10,352 107 0.00%
133 PACIFIC BIOSCIENCES CALIF IN 28,372 108 0.00%
134 GERON CORP 52,121 108 0.00%
135 GOPRO INC 12,400 108 0.00% Call
136 INTREPID POTASH INC 52,078 108 0.00%
137 STONE ENERGY CORP 15,048 108 0.00%
138 REGULUS THERAPEUTICS INC 48,629 109 0.00%
139 LAYNE CHRISTENSEN CO 10,088 110 0.00%
140 ATLANTIC PWR CORP 44,026 110 0.00%
141 GRAN TIERRA ENERGY INC 37,303 113 0.00%
142 ORCHID IS CAP INC 10,413 113 0.00%
143 ALCOBRA LTD 54,263 114 0.00%
144 TREVENA INC 19,717 116 0.00%
145 CHINACACHE INTL HLDG LTD 45,986 118 0.00%
146 LIVEPERSON INC 15,688 118 0.00%
147 FelCor Lodging Trust Inc 14,842 119 0.00%
148 ORION GROUP HLDGS INC COM 12,158 121 0.00%
149 J ALEXANDERS HLDGS INCORPORATED 11,242 121 0.00%
150 ANNALY CAP MGMT INC 12,149 121 0.00%
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