Dark
Light
System
Institutional Investment Manager
D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. (CIK: 0001009207) incorporated in Delaware, located at Two Manhattan West, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0001144204-17-008946) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
101 PEPSICO INC 1,195,040 125,037 0.21%
102 TARGET CORP 1,726,499 124,705 0.21%
103 ANADARKO PETE CORP 1,771,833 123,550 0.21%
104 CHEVRON CORP NEW 1,041,700 122,608 0.21% Put
105 EXPRESS SCRIPTS HLDG CO 1,772,587 121,936 0.21%
106 AUTOZONE INC 151,800 119,890 0.20% Call
107 HERBALIFE LTD 2,480,308 119,402 0.20%
108 GOLDMAN SACHS GROUP INC 487,800 116,804 0.20% Put
109 MICRON TECHNOLOGY INC 5,278,059 115,695 0.20%
110 TJX COS INC NEW 1,539,521 115,664 0.20%
111 LAM RESEARCH CORP 1,090,524 115,301 0.20%
112 FIDELITY NATL INFORMATION SV 1,519,011 114,898 0.20%
113 REALOGY HLDGS CORP 4,444,348 114,353 0.19%
114 SPDR S&P 500 ETF TR 506,500 113,218 0.19% Put
115 ANADARKO PETE CORP 1,587,435 110,692 0.19%
116 ALPHABET INC 139,668 110,680 0.19%
117 FIDELITY NATL INFORMATION SV 1,428,965 108,087 0.18%
118 LEVEL 3 COMM 1,891,713 106,617 0.18%
119 DISNEY WALT CO 1,022,700 106,586 0.18% Put
120 BANK NEW YORK MELLON CORP 2,212,057 104,807 0.18%
121 BANK AMER CORP 4,714,300 104,186 0.18% Call
122 CHEVRON CORP NEW 885,000 104,165 0.18% Call
123 ALLSTATE CORP 1,403,555 104,032 0.18%
124 ARAMARK 2,911,342 103,993 0.18%
125 TRANSOCEAN LTD 7,049,592 103,911 0.18%
126 ADOBE INC 1,007,517 103,724 0.18%
127 PIONEER NAT RES CO 575,426 103,617 0.18%
128 PVH CORPORATION 1,133,270 102,266 0.17%
129 SPDR S&P 500 ETF TR 452,600 101,170 0.17% Call
130 LOWES COS INC 1,408,447 100,169 0.17%
131 SPIRIT AEROSYSTEMS HLDGS INC 1,716,410 100,153 0.17%
132 VODAFONE GROUP PLC NEW 4,092,969 99,991 0.17%
133 MICROSOFT CORP 1,603,100 99,617 0.17% Call
134 KINDER MORGAN INC DEL 4,759,455 98,568 0.17%
135 APPLE INC 850,800 98,540 0.17% Call
136 SPIRIT AEROSYSTEMS HLDGS INC 1,681,502 98,116 0.17%
137 ISHARES TR 882,000 97,214 0.17%
138 BIOGEN INC 338,684 96,044 0.16%
139 YELP INC 2,512,039 95,784 0.16%
140 WELLS FARGO & CO NEW 1,715,600 94,547 0.16% Call
141 VANGUARD INDEX FDS 1,140,555 94,130 0.16%
142 VERIZON COMMUNICATIONS INC 1,760,500 93,975 0.16% Call
143 INTEL CORP 2,588,800 93,896 0.16% Call
144 INTUITIVE SURGICAL INC 147,600 93,603 0.16% Put
145 WELLS FARGO & CO NEW 1,674,700 92,293 0.16% Put
146 DISNEY WALT CO 885,000 92,235 0.16% Call
147 APPLIED MATLS INC 2,857,622 92,215 0.16%
148 VISA INC 1,179,267 92,006 0.16%
149 BRISTOL MYERS SQUIBB CO 1,562,196 91,295 0.16%
150 NETFLIX INC 736,000 91,117 0.15% Put
Page 3 of 92