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Institutional Investment Manager
ROTHSCHILD INVESTMENT LLC /IL
ROTHSCHILD INVESTMENT LLC /IL (CIK: 0001020918) incorporated in Illinois, located at 311 South Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 498 holdings with a total value of $785,220,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 RSTK STD BANCSHARES INC HICKOR 104,086 0 0.00%
2 TRILLIANT EXPLORATION COM NEW 55,000 0 0.00%
3 RUSHNET INC COM 4,000,000 0 0.00%
4 100,000THS CEF COHEN & STEERS 87,208 0 0.00%
5 AMBIT BIOSCIENCE CONT VAL-POSS 30,630 0 0.00%
6 WASATCH PHARMACEUTICAL COM PAR 10,001 0 0.00%
7 VANTAGE DRILLING COMPA ORD SHS 15,000 0 0.00%
8 VAPORBRANDS INTL INC COM 305,400 2,000 0.00%
9 RSTK PREMIER HLDG CORP COM 47,222 3,000 0.00%
10 QRS MUSIC TECHNOLOGIES COM 25,000 4,000 0.00%
11 INVESCO TREASURERS SER TR PREM 11,604 12,000 0.00%
12 Abraxas Petroleum Corp 20,000 21,000 0.00%
13 FRANKLIN INCOME FUND 11,702 25,000 0.00%
14 CALFRAC WELL SRVCS LTD COM 16,450 27,000 0.00%
15 PPC LT ADR 17,168 34,000 0.00%
16 IEC ELECTRS CORP NEW COM 10,853 35,000 0.00%
17 DEL TACO RESTAURANTS INC 15,533 45,000 0.01%
18 BIRCHCLIFF ENERGY LTD 16,430 48,000 0.01%
19 Mizuho Financial Group Inc 12,435 50,000 0.01%
20 ARCOS DORADOS HOLDINGS INC 16,900 53,000 0.01%
21 CALIFORNIA RES CORP 22,715 53,000 0.01%
22 Porsche Automobil Holding SE 10,000 53,000 0.01%
23 NEVSUN RESOURCES LTD 20,000 54,000 0.01%
24 NATIONAL BANK OF GREECE-ADR 160,692 60,000 0.01%
25 MOBILE TELESYSTEMS PJSC 10,421 64,000 0.01%
26 BB SEGURIDADE PARTICIP SPONSOR 12,127 73,000 0.01%
27 Standard Bank Group Ltd/S.Africa 11,077 81,000 0.01%
28 OPPENHEIMER STRATEG FD INCOME 21,254 81,000 0.01%
29 Akbank TAS ADR 17,759 82,000 0.01%
30 BANCO DO BRASIL SA SPONS ADR EA REPR 1 ORD SHS 22,074 82,000 0.01%
31 PJSC Gazprom Sp ADR 22,626 83,000 0.01%
32 ADVANTAGE OIL & GAS LTD 16,350 83,000 0.01%
33 ZIOPHARM Oncology Inc 10,750 89,000 0.01%
34 COBALT INTERNATIONAL ENERGY 17,370 94,000 0.01%
35 INVESTMENT MANAGERS SE TORO NE 10,281 96,000 0.01%
36 LOCALIZA RENT A CAR SPONSORED 15,439 97,000 0.01%
37 OFFICE DEPOT INC 17,152 97,000 0.01%
38 ROWE PRICE NEW INCM FD COM 10,580 99,000 0.01%
39 WOOLWORTHS HLDGS LTD SPON GDR 15,496 99,000 0.01%
40 Svenska Handelsbanken AB OTC 15,236 102,000 0.01%
41 Cielo SA ADR 12,272 104,000 0.01%
42 Turkiye Garanti Bankasi AS 43,827 107,000 0.01%
43 WEICHAI POWER CO UNSP ADR EACH REPR 4 SHS 12,194 108,000 0.01%
44 Commercial Intl Bank 22,429 109,000 0.01%
45 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 18,600 116,000 0.01%
46 CHEMOURS CO 22,265 119,000 0.02%
47 BANCO BILBAO VIZCAYA ARGENTA 16,556 121,000 0.02%
48 MEMORIAL PRODTN PARTNERS LP 47,650 126,000 0.02%
49 ADR AMBEV SA SPONSORED ADR 29,003 129,000 0.02%
50 SPROTT FOCUS TR INC COM 23,006 133,000 0.02%
Page 1 of 10

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001020918-16-000010, filed 2016.01.25).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.