Dark
Light
System
Institutional Investment Manager
ROTHSCHILD INVESTMENT LLC /IL
ROTHSCHILD INVESTMENT LLC /IL (CIK: 0001020918) incorporated in Illinois, located at 311 South Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 487 holdings with a total value of $859,069,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 GREEN CURES & BOTANICL COM NEW 20,000 0 0.00%
2 GREAT BASIN GOLD LTD COM 40,000 0 0.00%
3 VANTAGE DRILLING COMPA ORD SHS 15,000 0 0.00%
4 AMBIT BIOSCIENCE CONT VAL-POSS 30,630 0 0.00%
5 100,000THS CEF COHEN & STEERS 87,208 0 0.00%
6 RUSHNET INC COM 4,000,000 0 0.00%
7 CANNABIS SCIENCE INC COM 10,000 1,000 0.00%
8 QRS MUSIC TECHNOLOGIES COM 15,000 2,000 0.00%
9 CANADIAN ZINC CORP COM 10,000 2,000 0.00%
10 MEMORIAL PRODTN PARTNERS LP 17,550 2,000 0.00%
11 COPPER MOUNTAIN MINING COM 10,000 8,000 0.00%
12 COBALT INTERNATIONAL ENERGY 14,520 8,000 0.00%
13 INVESCO TREASURERS SER TR PREM 11,604 12,000 0.00%
14 PPC LTD ADR 16,151 17,000 0.00%
15 NATIONAL BANK OF GREECE-ADR 109,799 27,000 0.00%
16 TURK TELEKOMUNIKASYON ADR 11,616 37,000 0.00%
17 Abraxas Petroleum Corp 20,000 40,000 0.00%
18 NEVSUN RESOURCES LTD 23,000 59,000 0.01%
19 RITE AID CORP 15,500 66,000 0.01%
20 PJSC Gazprom Sp ADR 15,004 67,000 0.01%
21 ADVANTAGE OIL & GAS LTD 11,000 73,000 0.01%
22 FRANKLIN CUSTODIAN FDS INC 31,752 75,000 0.01%
23 FEDERATED EQUITY FDS KAUFMANN 13,911 75,000 0.01%
24 XEROX CORP 10,470 77,000 0.01%
25 Ardmore Shipping Corp 10,000 80,000 0.01%
26 Akbank TAS ADR 16,743 80,000 0.01%
27 ABEONA THERAPEUTICS IN COM 16,000 80,000 0.01%
28 GUGGENHEIM ENHNCD EQTY DE COM 10,000 81,000 0.01%
29 Commercial Intl Bank 20,354 87,000 0.01%
30 OPPENHEIMER STRATEG FD INCOME 22,309 87,000 0.01%
31 WOOLWORTHS HLDGS LTD SPON GDR 16,031 88,000 0.01%
32 NOBLE CORP PLC 14,160 88,000 0.01%
33 Turkiye Garanti Bankasi AS 37,547 90,000 0.01%
34 KIMBERLY CLRK DE MEX SAB DE CV SPON ADR COM A 10,074 108,000 0.01%
35 CALAMOS INVT TR NEW GLBL CONV 10,681 110,000 0.01%
36 Standard Bank Group Ltd/S.Africa 10,512 112,000 0.01%
37 STONE RIDGE TR V ALT LENDG PRE 11,064 113,000 0.01%
38 VODACOM GROUP HLDGS SPONSORED 10,279 116,000 0.01%
39 ICICI BANK LTD -SPON ADR 13,462 116,000 0.01%
40 ALLSCRIPTS HEALTHCARE SOLUTN 10,020 127,000 0.01%
41 Fuchs Petrolub SE 10,434 127,000 0.01%
42 BANK AMER CORP RTN DJI NT18 10,000 140,000 0.02%
43 BB SEGURIDADE PARTICIP SPONSOR 15,711 147,000 0.02%
44 AVON PRODS INC 33,800 149,000 0.02%
45 FREEPORT-MCMORAN INC 11,637 155,000 0.02%
46 ARCOS DORADOS HOLDINGS INC 19,400 156,000 0.02%
47 ADR AMBEV SA SPONSORED ADR 27,292 157,000 0.02%
48 TITAN MACHY INC COM 10,300 158,000 0.02%
49 SPROTT FOCUS TR INC COM 21,315 158,000 0.02%
50 ALPS ETF TR ALERIAN MLP 12,900 164,000 0.02%
Page 1 of 10

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001020918-17-000004, filed 2017.04.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.