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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
51 STARBUCKS CORP 79,001 4,513 0.51%
52 SMUCKER J M CO 29,522 4,499 0.50%
53 CLOROX CO DEL 32,337 4,476 0.50%
54 UNION PAC CORP 50,666 4,421 0.50%
55 SERVICESOURCE INTL INC 4,880,000 4,374 0.49% PRN
56 CMS ENERGY CORP 93,938 4,308 0.48%
57 MOLSON COORS BREWING CO 41,703 4,217 0.47%
58 VERISK ANALYTICS INC 51,823 4,202 0.47%
59 VERIZON COMMUNICATIONS INC 74,086 4,137 0.46%
60 FEDERAL REALTY INVS 24,559 4,065 0.46%
61 QUIDEL CORP 4,319,000 4,022 0.45% PRN
62 AMGEN INC 26,282 3,999 0.45%
63 AT&T INC 91,929 3,973 0.45%
64 CHURCH & DWIGHT 38,612 3,973 0.45%
65 KIMBERLY CLARK CORP 28,621 3,935 0.44%
66 OLD REP INTL CORP 203,111 3,918 0.44%
67 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 6,464,000 3,757 0.42% PRN
68 ALTRIA GROUP INC 51,863 3,576 0.40%
69 MICROCHIP TECHNOLOGY 68,500 3,477 0.39%
70 DOW CHEM CO 69,737 3,466 0.39%
71 OCCIDENTAL PETE CORP DEL 44,796 3,385 0.38%
72 PTC INC 89,964 3,381 0.38%
73 WEX INC 37,726 3,345 0.38%
74 CTRIP COM INTL LTD 3,000,000 3,173 0.36% PRN
75 NEVRO CORP 3,000,000 3,163 0.35% PRN
76 AUTOZONE INC 3,981 3,160 0.35%
77 GENERAL ELECTRIC CO 99,256 3,125 0.35%
78 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 3,000,000 3,088 0.35% PRN
79 PINNACLE WEST 38,058 3,085 0.35%
80 MICRON TECHNOLOGY INC 2,000,000 3,066 0.34% PRN
81 VISTA OUTDOOR INC 63,681 3,039 0.34%
82 CARTERS INC 28,475 3,032 0.34%
83 HARTFORD FINL SVCS GROUP INC 68,195 3,027 0.34%
84 MACOM TECH SOLUTIONS HLDGS I 90,795 2,995 0.34%
85 DISNEY WALT CO 30,380 2,972 0.33%
86 TRANSDIGM GROUP INC 11,171 2,945 0.33%
87 WELLS FARGO & CO NEW 61,754 2,923 0.33%
88 COSTCO WHSL CORP NEW 18,139 2,849 0.32%
89 QUINTILES IMS HOLDINGS INC 43,488 2,841 0.32%
90 WEC ENERGY GROUP INC 43,375 2,832 0.32%
91 GOLDMAN SACHS GROUP INC 18,982 2,820 0.32%
92 LIGHT & WONDER INC COM 300,000 2,811 0.32% Put
93 STERICYCLE INC 26,695 2,779 0.31%
94 XILINX INC 56,886 2,624 0.29%
95 SOUTHWEST AIRLS CO 66,700 2,615 0.29%
96 0 3,000,000 2,614 0.29% PRN
97 EXTRA SPACE STORAGE INC 28,122 2,603 0.29%
98 UNITED PARCEL SERVICE INC 23,347 2,515 0.28%
99 SYNCHRONY FINL 97,505 2,464 0.28%
100 ROSS STORES INC 42,781 2,425 0.27%
Page 2 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
101 SOUTHWEST AIRLS CO 66,700 2,615 0.28%
102 0 3,000,000 2,614 0.28% PRN
103 EXTRA SPACE STORAGE INC 28,122 2,603 0.28%
104 UNITED PARCEL SERVICE INC 23,347 2,515 0.27%
105 SYNCHRONY FINL 97,505 2,464 0.27%
106 ROSS STORES INC 42,781 2,425 0.26%
107 CIENA CORP 128,520 2,410 0.26%
108 RED HAT INC 32,577 2,365 0.25%
109 AFLAC INC 32,490 2,345 0.25%
110 SUN CMNTYS INC 30,473 2,335 0.25%
111 AMDOCS LTD 40,372 2,330 0.25%
112 ANTHEM INC 17,722 2,327 0.25%
113 HUNTINGTON INGALLS INDS INC 13,740 2,309 0.25%
114 VOYA FINANCIAL INC 93,131 2,306 0.25%
115 NORTHROP GRUMMAN CORP 10,309 2,291 0.25%
116 STORE CAP CORP COM 77,740 2,289 0.25%
117 PNM RES INC 64,196 2,275 0.25%
118 BLACKHAWK NETWORK 67,925 2,274 0.24%
119 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.24% PRN
120 ABBVIE INC 35,902 2,223 0.24%
121 UNITEDHEALTH GROUP INC 15,545 2,195 0.24%
122 DYNEGY INC NEW DEL UNIT 07/01/20191 20,235 2,180 0.23%
123 COOPER COS INC 12,607 2,163 0.23%
124 GENERAL MLS INC 29,860 2,130 0.23%
125 TELEFLEX INC 11,749 2,084 0.22%
126 KRAFT HEINZ CO 23,360 2,066 0.22%
127 NIKE INC 37,131 2,050 0.22%
128 EOG RES INC 24,368 2,032 0.22%
129 INPHI CORPORATION 62,902 2,015 0.22%
130 DIGITAL RLTY TR INC 18,411 2,007 0.22%
131 WHITEWAVE FOODS CO 42,595 1,999 0.22%
132 CONSTELLATION BRANDS INC 11,776 1,947 0.21%
133 PHILLIPS 66 24,382 1,935 0.21%
134 M & T BK CORP 16,214 1,917 0.21%
135 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
136 TYSON FOODS INC 27,690 1,849 0.20%
137 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
138 SCHLUMBERGER LTD 22,960 1,816 0.20%
139 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.19%
140 PEPSICO INC 16,548 1,754 0.19%
141 HELMERICH & PAYNE INC 25,760 1,729 0.19%
142 ABBOTT LABS 43,481 1,709 0.18%
143 ADOBE INC 17,757 1,701 0.18%
144 CABOT OIL & GAS CORP 63,488 1,634 0.18%
145 NORTEK INC COM NEW 27,288 1,618 0.17%
146 PRICELINE GRP INC 1,296 1,617 0.17%
147 AMERICAN TOWER CORP NEW 14,146 1,607 0.17%
148 INGERSOLL-RAND PLC 25,209 1,605 0.17%
149 CIGNA CORPORATION 12,386 1,585 0.17%
150 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.17%
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