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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
51 STARBUCKS CORP 79,001 4,513 0.51%
52 SMUCKER J M CO 29,522 4,499 0.50%
53 CLOROX CO DEL 32,337 4,476 0.50%
54 UNION PAC CORP 50,666 4,421 0.50%
55 SERVICESOURCE INTL INC 4,880,000 4,374 0.49% PRN
56 CMS ENERGY CORP 93,938 4,308 0.48%
57 MOLSON COORS BREWING CO 41,703 4,217 0.47%
58 VERISK ANALYTICS INC 51,823 4,202 0.47%
59 VERIZON COMMUNICATIONS INC 74,086 4,137 0.46%
60 FEDERAL REALTY INVS 24,559 4,065 0.46%
61 QUIDEL CORP 4,319,000 4,022 0.45% PRN
62 AMGEN INC 26,282 3,999 0.45%
63 AT&T INC 91,929 3,973 0.45%
64 CHURCH & DWIGHT 38,612 3,973 0.45%
65 KIMBERLY CLARK CORP 28,621 3,935 0.44%
66 OLD REP INTL CORP 203,111 3,918 0.44%
67 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 6,464,000 3,757 0.42% PRN
68 ALTRIA GROUP INC 51,863 3,576 0.40%
69 MICROCHIP TECHNOLOGY 68,500 3,477 0.39%
70 DOW CHEM CO 69,737 3,466 0.39%
71 OCCIDENTAL PETE CORP DEL 44,796 3,385 0.38%
72 PTC INC 89,964 3,381 0.38%
73 WEX INC 37,726 3,345 0.38%
74 CTRIP COM INTL LTD 3,000,000 3,173 0.36% PRN
75 NEVRO CORP 3,000,000 3,163 0.35% PRN
76 AUTOZONE INC 3,981 3,160 0.35%
77 GENERAL ELECTRIC CO 99,256 3,125 0.35%
78 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 3,000,000 3,088 0.35% PRN
79 PINNACLE WEST 38,058 3,085 0.35%
80 MICRON TECHNOLOGY INC 2,000,000 3,066 0.34% PRN
81 VISTA OUTDOOR INC 63,681 3,039 0.34%
82 CARTERS INC 28,475 3,032 0.34%
83 HARTFORD FINL SVCS GROUP INC 68,195 3,027 0.34%
84 MACOM TECH SOLUTIONS HLDGS I 90,795 2,995 0.34%
85 DISNEY WALT CO 30,380 2,972 0.33%
86 TRANSDIGM GROUP INC 11,171 2,945 0.33%
87 WELLS FARGO & CO NEW 61,754 2,923 0.33%
88 COSTCO WHSL CORP NEW 18,139 2,849 0.32%
89 QUINTILES IMS HOLDINGS INC 43,488 2,841 0.32%
90 WEC ENERGY GROUP INC 43,375 2,832 0.32%
91 GOLDMAN SACHS GROUP INC 18,982 2,820 0.32%
92 LIGHT & WONDER INC COM 300,000 2,811 0.32% Put
93 STERICYCLE INC 26,695 2,779 0.31%
94 XILINX INC 56,886 2,624 0.29%
95 SOUTHWEST AIRLS CO 66,700 2,615 0.29%
96 0 3,000,000 2,614 0.29% PRN
97 EXTRA SPACE STORAGE INC 28,122 2,603 0.29%
98 UNITED PARCEL SERVICE INC 23,347 2,515 0.28%
99 SYNCHRONY FINL 97,505 2,464 0.28%
100 ROSS STORES INC 42,781 2,425 0.27%
Page 2 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
301 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
302 MICRON TECHNOLOGY INC SR SB CV NT 3 43 375,000 288 0.03% PRN
303 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
304 TENET HEALTHCARE CORP 10,269 284 0.03%
305 WESTERN ALLIANCE BANCORP 8,617 281 0.03%
306 MSCI INC 3,621 279 0.03%
307 EXPEDIA INC DEL 2,614 278 0.03%
308 LITHIA MTRS INC COM 3,815 271 0.03%
309 STARWOOD PPTY TR INC SR CV NT 3.75 17 267,000 271 0.03% PRN
310 ELECTRONIC ARTS INC 3,551 270 0.03%
311 NUVASIVE INC 4,494 269 0.03%
312 CARRIZO OIL & GAS INC 7,405 265 0.03%
313 FIRST DEFIANCE FINL CORP 6,821 265 0.03%
314 WERNER ENTERPRISES INC 11,380 261 0.03%
315 SCIENCE APPLICATNS INTL CP N 4,473 261 0.03%
316 HAWAIIAN HOLDINGS INC COM 6,784 258 0.03%
317 WNS HOLDINGS LTD 9,532 257 0.03%
318 AMERISOURCEBERGEN CORP 3,238 256 0.03%
319 CABELAS INC 5,110 256 0.03%
320 CANADIAN PAC RY LTD 1,954 252 0.03%
321 STONEGATE BANK 7,652 247 0.03%
322 PDC ENERGY INC 4,230 244 0.03%
323 CSG SYS INTL INC 6,025 243 0.03%
324 MADISON SQUARE GARDEN CO NEW 1,404 242 0.03%
325 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
326 MARRIOTT VACATIONS WORLDWIDE C COM 3,475 238 0.03%
327 Welltower Inc 3,496 238 0.03%
328 KANSAS CITY SOUTHERN 2,578 232 0.02%
329 Trico Bancshs Chico 8,400 232 0.02%
330 KATE SPADE & CO 11,214 231 0.02%
331 NOBLE ENERGY INC 6,290 225 0.02%
332 SEI INVESTMENTS CO 4,610 222 0.02%
333 P T TELEKOMUNIKASI INDONESIA 3,622 222 0.02%
334 MOODYS CORP 2,363 221 0.02%
335 MULTI PACKAGING SOLUTIONS INTERNATIONAL LTD 16,580 221 0.02%
336 STANLEY BLACK &DECKER INC 1,987 221 0.02%
337 EDISON INTL 2,815 219 0.02%
338 HOLOGIC INC SR STEP CV NT 42 170,000 218 0.02% PRN
339 UNIFIRST CORP MASS COM 1,887 218 0.02%
340 NETEASE INC 1,124 217 0.02%
341 GENTEX CORP 13,936 215 0.02%
342 CHUNGHWA TELECOM CO LTD 5,884 213 0.02%
343 Hudson Pacific Properties Inc 7,222 211 0.02%
344 TERNIUM SA 11,015 210 0.02%
345 PharMerica Corp 8,422 208 0.02%
346 EVERTEC INC COM 13,353 208 0.02%
347 SYNNEX CORP 2,177 207 0.02%
348 TESLA INC 250,000 207 0.02% PRN
349 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 16,248 186 0.02%
350 Casella Waste SYS 19,892 156 0.02%
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