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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
101 CIENA CORP 128,520 2,410 0.27%
102 RED HAT INC 32,577 2,365 0.27%
103 AFLAC INC 32,490 2,345 0.26%
104 SUN CMNTYS INC 30,473 2,335 0.26%
105 ANTHEM INC 17,722 2,327 0.26%
106 HUNTINGTON INGALLS INDS INC 13,740 2,309 0.26%
107 VOYA FINANCIAL INC 93,131 2,306 0.26%
108 NORTHROP GRUMMAN CORP 10,309 2,291 0.26%
109 STORE CAP CORP COM 77,740 2,289 0.26%
110 PNM RES INC 64,196 2,275 0.26%
111 BLACKHAWK NETWORK 67,925 2,274 0.26%
112 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.25% PRN
113 ABBVIE INC 35,902 2,223 0.25%
114 UNITEDHEALTH GROUP INC 15,545 2,195 0.25%
115 DYNEGY INC NEW DEL UNIT 07/01/20191 20,235 2,180 0.24%
116 COOPER COS INC 12,607 2,163 0.24%
117 GENERAL MLS INC 29,860 2,130 0.24%
118 TELEFLEX INC 11,749 2,084 0.23%
119 KRAFT HEINZ CO 23,360 2,066 0.23%
120 NIKE INC 37,131 2,050 0.23%
121 EOG RES INC 24,368 2,032 0.23%
122 INPHI CORPORATION 62,902 2,015 0.23%
123 DIGITAL RLTY TR INC 18,411 2,007 0.23%
124 WHITEWAVE FOODS CO 42,595 1,999 0.22%
125 CONSTELLATION BRANDS INC 11,776 1,947 0.22%
126 PHILLIPS 66 24,382 1,935 0.22%
127 M & T BK CORP 16,214 1,917 0.22%
128 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
129 TYSON FOODS INC 27,690 1,849 0.21%
130 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
131 SCHLUMBERGER LTD 22,960 1,816 0.20%
132 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.20%
133 PEPSICO INC 16,548 1,754 0.20%
134 HELMERICH & PAYNE INC 25,760 1,729 0.19%
135 ABBOTT LABS 43,481 1,709 0.19%
136 ADOBE INC 17,757 1,701 0.19%
137 CABOT OIL & GAS CORP 63,488 1,634 0.18%
138 NORTEK INC COM NEW 27,288 1,618 0.18%
139 PRICELINE GRP INC 1,296 1,617 0.18%
140 AMERICAN TOWER CORP NEW 14,146 1,607 0.18%
141 CIGNA CORPORATION 12,386 1,585 0.18%
142 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.18%
143 KROGER CO 39,338 1,447 0.16%
144 VANTIV INC 25,350 1,435 0.16%
145 FIDELITY NATIONAL FINANCIAL 37,475 1,405 0.16%
146 CINTAS CORP 14,029 1,377 0.15%
147 PATTERSON COS INC 28,661 1,372 0.15%
148 DOMINION ENERGY INC 17,226 1,343 0.15%
149 BIOGEN INC 5,434 1,314 0.15%
150 CUBESMART 42,347 1,308 0.15%
Page 3 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
51 FACEBOOK INC 41,001 4,686 0.50%
52 MCDONALDS CORP 38,240 4,602 0.50%
53 WASTE MGMT INC DEL 69,383 4,598 0.50%
54 HONEYWELL INTL INC 38,876 4,522 0.49%
55 STARBUCKS CORP 79,001 4,513 0.49%
56 SMUCKER J M CO 29,522 4,499 0.48%
57 CLOROX CO DEL 32,337 4,476 0.48%
58 UNION PAC CORP 50,666 4,421 0.48%
59 SERVICESOURCE INTL INC 4,880,000 4,374 0.47% PRN
60 CMS ENERGY CORP 93,938 4,308 0.46%
61 MOLSON COORS BREWING CO 41,703 4,217 0.45%
62 VERISK ANALYTICS INC 51,823 4,202 0.45%
63 VERIZON COMMUNICATIONS INC 74,086 4,137 0.45%
64 FEDERAL REALTY INVS 24,559 4,065 0.44%
65 QUIDEL CORP 4,319,000 4,022 0.43% PRN
66 AMGEN INC 26,282 3,999 0.43%
67 AT&T INC 91,929 3,973 0.43%
68 CHURCH & DWIGHT 38,612 3,973 0.43%
69 KIMBERLY CLARK CORP 28,621 3,935 0.42%
70 OLD REP INTL CORP 203,111 3,918 0.42%
71 CHUBB LIMITED 28,912 3,779 0.41%
72 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 6,464,000 3,757 0.40% PRN
73 ALTRIA GROUP INC 51,863 3,576 0.39%
74 MICROCHIP TECHNOLOGY 68,500 3,477 0.37%
75 DOW CHEM CO 69,737 3,466 0.37%
76 OCCIDENTAL PETE CORP DEL 44,796 3,385 0.36%
77 PTC INC 89,964 3,381 0.36%
78 WEX INC 37,726 3,345 0.36%
79 CTRIP COM INTL LTD 3,000,000 3,173 0.34% PRN
80 NEVRO CORP 3,000,000 3,163 0.34% PRN
81 AUTOZONE INC 3,981 3,160 0.34%
82 GENERAL ELECTRIC CO 99,256 3,125 0.34%
83 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 3,000,000 3,088 0.33% PRN
84 PINNACLE WEST 38,058 3,085 0.33%
85 MICRON TECHNOLOGY INC 2,000,000 3,066 0.33% PRN
86 VISTA OUTDOOR INC 63,681 3,039 0.33%
87 CARTERS INC 28,475 3,032 0.33%
88 HARTFORD FINL SVCS GROUP INC 68,195 3,027 0.33%
89 MACOM TECH SOLUTIONS HLDGS I 90,795 2,995 0.32%
90 DISNEY WALT CO 30,380 2,972 0.32%
91 TRANSDIGM GROUP INC 11,171 2,945 0.32%
92 WELLS FARGO & CO NEW 61,754 2,923 0.31%
93 COSTCO WHSL CORP NEW 18,139 2,849 0.31%
94 QUINTILES IMS HOLDINGS INC 43,488 2,841 0.31%
95 WEC ENERGY GROUP INC 43,375 2,832 0.31%
96 GOLDMAN SACHS GROUP INC 18,982 2,820 0.30%
97 STERICYCLE INC 26,695 2,779 0.30%
98 SCIENTIFIC GAMES CORP 300,000 2,757 0.30% Put
99 AXALTA COATING SYS LTD 102,475 2,719 0.29%
100 XILINX INC 56,886 2,624 0.28%
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