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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
101 CIENA CORP 128,520 2,410 0.27%
102 RED HAT INC 32,577 2,365 0.27%
103 AFLAC INC 32,490 2,345 0.26%
104 SUN CMNTYS INC 30,473 2,335 0.26%
105 ANTHEM INC 17,722 2,327 0.26%
106 HUNTINGTON INGALLS INDS INC 13,740 2,309 0.26%
107 VOYA FINANCIAL INC 93,131 2,306 0.26%
108 NORTHROP GRUMMAN CORP 10,309 2,291 0.26%
109 STORE CAP CORP COM 77,740 2,289 0.26%
110 PNM RES INC 64,196 2,275 0.26%
111 BLACKHAWK NETWORK 67,925 2,274 0.26%
112 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.25% PRN
113 ABBVIE INC 35,902 2,223 0.25%
114 UNITEDHEALTH GROUP INC 15,545 2,195 0.25%
115 DYNEGY INC NEW DEL UNIT 07/01/20191 20,235 2,180 0.24%
116 COOPER COS INC 12,607 2,163 0.24%
117 GENERAL MLS INC 29,860 2,130 0.24%
118 TELEFLEX INC 11,749 2,084 0.23%
119 KRAFT HEINZ CO 23,360 2,066 0.23%
120 NIKE INC 37,131 2,050 0.23%
121 EOG RES INC 24,368 2,032 0.23%
122 INPHI CORPORATION 62,902 2,015 0.23%
123 DIGITAL RLTY TR INC 18,411 2,007 0.23%
124 WHITEWAVE FOODS CO 42,595 1,999 0.22%
125 CONSTELLATION BRANDS INC 11,776 1,947 0.22%
126 PHILLIPS 66 24,382 1,935 0.22%
127 M & T BK CORP 16,214 1,917 0.22%
128 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
129 TYSON FOODS INC 27,690 1,849 0.21%
130 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
131 SCHLUMBERGER LTD 22,960 1,816 0.20%
132 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.20%
133 PEPSICO INC 16,548 1,754 0.20%
134 HELMERICH & PAYNE INC 25,760 1,729 0.19%
135 ABBOTT LABS 43,481 1,709 0.19%
136 ADOBE INC 17,757 1,701 0.19%
137 CABOT OIL & GAS CORP 63,488 1,634 0.18%
138 NORTEK INC COM NEW 27,288 1,618 0.18%
139 PRICELINE GRP INC 1,296 1,617 0.18%
140 AMERICAN TOWER CORP NEW 14,146 1,607 0.18%
141 CIGNA CORPORATION 12,386 1,585 0.18%
142 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.18%
143 KROGER CO 39,338 1,447 0.16%
144 VANTIV INC 25,350 1,435 0.16%
145 FIDELITY NATIONAL FINANCIAL 37,475 1,405 0.16%
146 CINTAS CORP 14,029 1,377 0.15%
147 PATTERSON COS INC 28,661 1,372 0.15%
148 DOMINION ENERGY INC 17,226 1,343 0.15%
149 BIOGEN INC 5,434 1,314 0.15%
150 CUBESMART 42,347 1,308 0.15%
Page 3 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
101 SOUTHWEST AIRLS CO 66,700 2,615 0.28%
102 0 3,000,000 2,614 0.28% PRN
103 EXTRA SPACE STORAGE INC 28,122 2,603 0.28%
104 UNITED PARCEL SERVICE INC 23,347 2,515 0.27%
105 SYNCHRONY FINL 97,505 2,464 0.27%
106 ROSS STORES INC 42,781 2,425 0.26%
107 CIENA CORP 128,520 2,410 0.26%
108 RED HAT INC 32,577 2,365 0.25%
109 AFLAC INC 32,490 2,345 0.25%
110 SUN CMNTYS INC 30,473 2,335 0.25%
111 AMDOCS LTD 40,372 2,330 0.25%
112 ANTHEM INC 17,722 2,327 0.25%
113 HUNTINGTON INGALLS INDS INC 13,740 2,309 0.25%
114 VOYA FINANCIAL INC 93,131 2,306 0.25%
115 NORTHROP GRUMMAN CORP 10,309 2,291 0.25%
116 STORE CAP CORP COM 77,740 2,289 0.25%
117 PNM RES INC 64,196 2,275 0.25%
118 BLACKHAWK NETWORK 67,925 2,274 0.24%
119 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.24% PRN
120 ABBVIE INC 35,902 2,223 0.24%
121 UNITEDHEALTH GROUP INC 15,545 2,195 0.24%
122 DYNEGY INC NEW DEL UNIT 07/01/20191 20,235 2,180 0.23%
123 COOPER COS INC 12,607 2,163 0.23%
124 GENERAL MLS INC 29,860 2,130 0.23%
125 TELEFLEX INC 11,749 2,084 0.22%
126 KRAFT HEINZ CO 23,360 2,066 0.22%
127 NIKE INC 37,131 2,050 0.22%
128 EOG RES INC 24,368 2,032 0.22%
129 INPHI CORPORATION 62,902 2,015 0.22%
130 DIGITAL RLTY TR INC 18,411 2,007 0.22%
131 WHITEWAVE FOODS CO 42,595 1,999 0.22%
132 CONSTELLATION BRANDS INC 11,776 1,947 0.21%
133 PHILLIPS 66 24,382 1,935 0.21%
134 M & T BK CORP 16,214 1,917 0.21%
135 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
136 TYSON FOODS INC 27,690 1,849 0.20%
137 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
138 SCHLUMBERGER LTD 22,960 1,816 0.20%
139 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.19%
140 PEPSICO INC 16,548 1,754 0.19%
141 HELMERICH & PAYNE INC 25,760 1,729 0.19%
142 ABBOTT LABS 43,481 1,709 0.18%
143 ADOBE INC 17,757 1,701 0.18%
144 CABOT OIL & GAS CORP 63,488 1,634 0.18%
145 NORTEK INC COM NEW 27,288 1,618 0.17%
146 PRICELINE GRP INC 1,296 1,617 0.17%
147 AMERICAN TOWER CORP NEW 14,146 1,607 0.17%
148 INGERSOLL-RAND PLC 25,209 1,605 0.17%
149 CIGNA CORPORATION 12,386 1,585 0.17%
150 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.17%
Page 3 of 8