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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
101 CIENA CORP 128,520 2,410 0.27%
102 RED HAT INC 32,577 2,365 0.27%
103 AFLAC INC 32,490 2,345 0.26%
104 SUN CMNTYS INC 30,473 2,335 0.26%
105 ANTHEM INC 17,722 2,327 0.26%
106 HUNTINGTON INGALLS INDS INC 13,740 2,309 0.26%
107 VOYA FINANCIAL INC 93,131 2,306 0.26%
108 NORTHROP GRUMMAN CORP 10,309 2,291 0.26%
109 STORE CAP CORP COM 77,740 2,289 0.26%
110 PNM RES INC 64,196 2,275 0.26%
111 BLACKHAWK NETWORK 67,925 2,274 0.26%
112 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.25% PRN
113 ABBVIE INC 35,902 2,223 0.25%
114 UNITEDHEALTH GROUP INC 15,545 2,195 0.25%
115 DYNEGY INC NEW DEL UNIT 07/01/20191 20,235 2,180 0.24%
116 COOPER COS INC 12,607 2,163 0.24%
117 GENERAL MLS INC 29,860 2,130 0.24%
118 TELEFLEX INC 11,749 2,084 0.23%
119 KRAFT HEINZ CO 23,360 2,066 0.23%
120 NIKE INC 37,131 2,050 0.23%
121 EOG RES INC 24,368 2,032 0.23%
122 INPHI CORPORATION 62,902 2,015 0.23%
123 DIGITAL RLTY TR INC 18,411 2,007 0.23%
124 WHITEWAVE FOODS CO 42,595 1,999 0.22%
125 CONSTELLATION BRANDS INC 11,776 1,947 0.22%
126 PHILLIPS 66 24,382 1,935 0.22%
127 M & T BK CORP 16,214 1,917 0.22%
128 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
129 TYSON FOODS INC 27,690 1,849 0.21%
130 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
131 SCHLUMBERGER LTD 22,960 1,816 0.20%
132 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.20%
133 PEPSICO INC 16,548 1,754 0.20%
134 HELMERICH & PAYNE INC 25,760 1,729 0.19%
135 ABBOTT LABS 43,481 1,709 0.19%
136 ADOBE INC 17,757 1,701 0.19%
137 CABOT OIL & GAS CORP 63,488 1,634 0.18%
138 NORTEK INC COM NEW 27,288 1,618 0.18%
139 PRICELINE GRP INC 1,296 1,617 0.18%
140 AMERICAN TOWER CORP NEW 14,146 1,607 0.18%
141 CIGNA CORPORATION 12,386 1,585 0.18%
142 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.18%
143 KROGER CO 39,338 1,447 0.16%
144 VANTIV INC 25,350 1,435 0.16%
145 FIDELITY NATIONAL FINANCIAL 37,475 1,405 0.16%
146 CINTAS CORP 14,029 1,377 0.15%
147 PATTERSON COS INC 28,661 1,372 0.15%
148 DOMINION ENERGY INC 17,226 1,343 0.15%
149 BIOGEN INC 5,434 1,314 0.15%
150 CUBESMART 42,347 1,308 0.15%
Page 3 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
301 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
302 MICRON TECHNOLOGY INC SR SB CV NT 3 43 375,000 288 0.03% PRN
303 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
304 TENET HEALTHCARE CORP 10,269 284 0.03%
305 WESTERN ALLIANCE BANCORP 8,617 281 0.03%
306 MSCI INC 3,621 279 0.03%
307 EXPEDIA INC DEL 2,614 278 0.03%
308 LITHIA MTRS INC COM 3,815 271 0.03%
309 STARWOOD PPTY TR INC SR CV NT 3.75 17 267,000 271 0.03% PRN
310 ELECTRONIC ARTS INC 3,551 270 0.03%
311 NUVASIVE INC 4,494 269 0.03%
312 CARRIZO OIL & GAS INC 7,405 265 0.03%
313 FIRST DEFIANCE FINL CORP 6,821 265 0.03%
314 WERNER ENTERPRISES INC 11,380 261 0.03%
315 SCIENCE APPLICATNS INTL CP N 4,473 261 0.03%
316 HAWAIIAN HOLDINGS INC COM 6,784 258 0.03%
317 WNS HOLDINGS LTD 9,532 257 0.03%
318 AMERISOURCEBERGEN CORP 3,238 256 0.03%
319 CABELAS INC 5,110 256 0.03%
320 CANADIAN PAC RY LTD 1,954 252 0.03%
321 STONEGATE BANK 7,652 247 0.03%
322 PDC ENERGY INC 4,230 244 0.03%
323 CSG SYS INTL INC 6,025 243 0.03%
324 MADISON SQUARE GARDEN CO NEW 1,404 242 0.03%
325 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
326 MARRIOTT VACATIONS WORLDWIDE C COM 3,475 238 0.03%
327 Welltower Inc 3,496 238 0.03%
328 KANSAS CITY SOUTHERN 2,578 232 0.02%
329 Trico Bancshs Chico 8,400 232 0.02%
330 KATE SPADE & CO 11,214 231 0.02%
331 NOBLE ENERGY INC 6,290 225 0.02%
332 SEI INVESTMENTS CO 4,610 222 0.02%
333 P T TELEKOMUNIKASI INDONESIA 3,622 222 0.02%
334 MOODYS CORP 2,363 221 0.02%
335 MULTI PACKAGING SOLUTIONS INTERNATIONAL LTD 16,580 221 0.02%
336 STANLEY BLACK &DECKER INC 1,987 221 0.02%
337 EDISON INTL 2,815 219 0.02%
338 HOLOGIC INC SR STEP CV NT 42 170,000 218 0.02% PRN
339 UNIFIRST CORP MASS COM 1,887 218 0.02%
340 NETEASE INC 1,124 217 0.02%
341 GENTEX CORP 13,936 215 0.02%
342 CHUNGHWA TELECOM CO LTD 5,884 213 0.02%
343 Hudson Pacific Properties Inc 7,222 211 0.02%
344 TERNIUM SA 11,015 210 0.02%
345 PharMerica Corp 8,422 208 0.02%
346 EVERTEC INC COM 13,353 208 0.02%
347 SYNNEX CORP 2,177 207 0.02%
348 TESLA INC 250,000 207 0.02% PRN
349 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 16,248 186 0.02%
350 Casella Waste SYS 19,892 156 0.02%
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