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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
151 INTERACTIVE BROKERS GROUP IN 36,966 1,308 0.15%
152 PPG INDS INC 12,397 1,291 0.14%
153 BECTON DICKINSON & CO 7,574 1,285 0.14%
154 SOUTHERN CO 23,894 1,282 0.14%
155 ZOETIS INC 26,990 1,281 0.14%
156 GENERAL DYNAMICS CORP 9,081 1,265 0.14%
157 DTE ENERGY CO 12,705 1,260 0.14%
158 KEYCORP 113,404 1,253 0.14%
159 RAYTHEON CO 9,036 1,228 0.14%
160 RADIAN GROUP INC 115,487 1,204 0.14%
161 AMSURG CORP 15,030 1,166 0.13%
162 HD SUPPLY HLDGS INCORPORATED 32,257 1,123 0.13%
163 VERTEX PHARMACEUTICALS INC 12,788 1,100 0.12%
164 CELGENE CORP 10,923 1,077 0.12%
165 WASTE CONNECTIONS INC 14,827 1,068 0.12%
166 CELANESE CORP DEL 16,315 1,068 0.12%
167 SL GREEN RLTY CORP 1,000 1,064 0.12% Put
168 INFINERA CORPORATION 91,685 1,034 0.12%
169 RELIANCE STEEL & ALUMINUM CO 13,354 1,027 0.12%
170 MOLINA HEALTHCARE INC 20,419 1,019 0.11%
171 JOHN BEAN TECHNOLOGIES CORP COM 15,980 979 0.11%
172 Black Knight Financial Services Inc 25,991 977 0.11%
173 POOL CORPORATION 10,186 958 0.11%
174 LILLY ELI & CO 12,163 958 0.11%
175 FORTINET INC 30,019 948 0.11%
176 MOHAWK INDS 4,991 947 0.11%
177 SALESFORCE COM INC 11,813 938 0.11%
178 COCA COLA CO 20,562 932 0.10%
179 WATSCO INC 6,607 930 0.10%
180 NORFOLK SOUTHERN CORP 10,883 927 0.10%
181 GREEN DOT CORP CL A 39,380 906 0.10%
182 IRON MTN INC NEW 22,476 895 0.10%
183 EXPRESS SCRIPTS HLDG CO 11,089 840 0.09%
184 BAXTER INTL INC 18,497 837 0.09%
185 Patterson UTI Energy Inc Com 38,791 827 0.09%
186 CHURCH & DWIGHT 8,000 821 0.09% Call
187 NATIONAL GEN HLDGS CORP COM 38,166 817 0.09%
188 G-III APPAREL GROUP LTD 17,739 812 0.09%
189 OREXIGEN THERAPEUTICS INC 2,244,000 805 0.09% PRN
190 WALGREENS BOOTS ALLIANCE INC 9,355 779 0.09%
191 ENVISION HEALTHCARE HLDGS INC 29,720 754 0.08%
192 ONEOK INC NEW 15,897 754 0.08%
193 ARM HOLDINGS PLC ADR 16,464 749 0.08%
194 SPIRE INC COM 10,145 719 0.08%
195 DAVE & BUSTERS ENTMT INC 15,294 716 0.08%
196 NORTHWEST NAT GAS CO 10,793 700 0.08%
197 MONSANTO CO NEW 6,741 697 0.08%
198 LINCOLN ELEC HLDGS INC 11,598 685 0.08%
199 BURLINGTON STORES INC 10,182 679 0.08%
200 CATALENT INC 29,401 676 0.08%
Page 4 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
101 SOUTHWEST AIRLS CO 66,700 2,615 0.28%
102 0 3,000,000 2,614 0.28% PRN
103 EXTRA SPACE STORAGE INC 28,122 2,603 0.28%
104 UNITED PARCEL SERVICE INC 23,347 2,515 0.27%
105 SYNCHRONY FINL 97,505 2,464 0.27%
106 ROSS STORES INC 42,781 2,425 0.26%
107 CIENA CORP 128,520 2,410 0.26%
108 RED HAT INC 32,577 2,365 0.25%
109 AFLAC INC 32,490 2,345 0.25%
110 SUN CMNTYS INC 30,473 2,335 0.25%
111 AMDOCS LTD 40,372 2,330 0.25%
112 ANTHEM INC 17,722 2,327 0.25%
113 HUNTINGTON INGALLS INDS INC 13,740 2,309 0.25%
114 VOYA FINANCIAL INC 93,131 2,306 0.25%
115 NORTHROP GRUMMAN CORP 10,309 2,291 0.25%
116 STORE CAP CORP COM 77,740 2,289 0.25%
117 PNM RES INC 64,196 2,275 0.25%
118 BLACKHAWK NETWORK 67,925 2,274 0.24%
119 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.24% PRN
120 ABBVIE INC 35,902 2,223 0.24%
121 UNITEDHEALTH GROUP INC 15,545 2,195 0.24%
122 DYNEGY INC NEW DEL UNIT 07/01/20191 20,235 2,180 0.23%
123 COOPER COS INC 12,607 2,163 0.23%
124 GENERAL MLS INC 29,860 2,130 0.23%
125 TELEFLEX INC 11,749 2,084 0.22%
126 KRAFT HEINZ CO 23,360 2,066 0.22%
127 NIKE INC 37,131 2,050 0.22%
128 EOG RES INC 24,368 2,032 0.22%
129 INPHI CORPORATION 62,902 2,015 0.22%
130 DIGITAL RLTY TR INC 18,411 2,007 0.22%
131 WHITEWAVE FOODS CO 42,595 1,999 0.22%
132 CONSTELLATION BRANDS INC 11,776 1,947 0.21%
133 PHILLIPS 66 24,382 1,935 0.21%
134 M & T BK CORP 16,214 1,917 0.21%
135 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
136 TYSON FOODS INC 27,690 1,849 0.20%
137 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
138 SCHLUMBERGER LTD 22,960 1,816 0.20%
139 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.19%
140 PEPSICO INC 16,548 1,754 0.19%
141 HELMERICH & PAYNE INC 25,760 1,729 0.19%
142 ABBOTT LABS 43,481 1,709 0.18%
143 ADOBE INC 17,757 1,701 0.18%
144 CABOT OIL & GAS CORP 63,488 1,634 0.18%
145 NORTEK INC COM NEW 27,288 1,618 0.17%
146 PRICELINE GRP INC 1,296 1,617 0.17%
147 AMERICAN TOWER CORP NEW 14,146 1,607 0.17%
148 INGERSOLL-RAND PLC 25,209 1,605 0.17%
149 CIGNA CORPORATION 12,386 1,585 0.17%
150 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.17%
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