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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
251 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
252 LEVEL 3 COMM 7,391 381 0.04%
253 HARRIS CORP 4,484 375 0.04%
254 MONRO MUFFLER BRAKE INC 5,848 372 0.04%
255 RANGE RES CORP 8,481 366 0.04%
256 TANDEM DIABETES CARE INC COM 48,312 364 0.04%
257 KELLOGG CO 4,432 362 0.04%
258 NVIDIA CORP SR CONV NT 1 18 155,000 362 0.04% PRN
259 NORBORD INC 18,494 361 0.04%
260 STAG INDL INC 15,126 360 0.04%
261 BANNER CORP COM NEW 8,286 353 0.04%
262 BERRY PLASTICS GROUP INC 9,016 351 0.04%
263 DOLLAR TREE INC 3,684 347 0.04%
264 FISERV INC 3,171 345 0.04%
265 GENESEE AND WYOMING INC INC CL A 5,732 338 0.04%
266 BANK AMER CORP 280 333 0.04%
267 GCP APPLIED TECHNOLOGIES INC 12,801 333 0.04%
268 MERITAGE HOMES CORP 325,000 325 0.04% PRN
269 CONCHO RESOURCES 2,685 320 0.04%
270 UNIVAR INC 16,564 313 0.04%
271 NATIONAL STORAGE AFFILIATES 14,781 308 0.03%
272 TAKE-TWO INTERACTIVE SOFTWAR 8,024 304 0.03%
273 NISOURCE 11,335 301 0.03%
274 WD-40 CO 2,526 297 0.03%
275 FAIRMOUNT SANTROL HLDGS INC 38,460 297 0.03%
276 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
277 HOST HOTELS & RESORTS INC 18,201 295 0.03%
278 MARRIOTT INTL INC NEW 4,434 295 0.03%
279 CEMEX SAB DE CV 47,649 294 0.03%
280 PolyOne Corp 4,799 293 0.03%
281 MERIT MED SYS INC COM 14,772 293 0.03%
282 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
283 MICRON TECHNOLOGY INC SR SB CV NT 3 43 375,000 288 0.03% PRN
284 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
285 TENET HEALTHCARE CORP 10,269 284 0.03%
286 WESTERN ALLIANCE BANCORP 8,617 281 0.03%
287 MSCI INC 3,621 279 0.03%
288 EXPEDIA INC DEL 2,614 278 0.03%
289 STARWOOD PPTY TR INC SR CV NT 3.75 17 267,000 271 0.03% PRN
290 LITHIA MTRS INC COM 3,815 271 0.03%
291 ELECTRONIC ARTS INC 3,551 270 0.03%
292 NUVASIVE INC 4,494 269 0.03%
293 CARRIZO OIL & GAS INC 7,405 265 0.03%
294 FIRST DEFIANCE FINL CORP 6,821 265 0.03%
295 SCIENCE APPLICATNS INTL CP N 4,473 261 0.03%
296 WERNER ENTERPRISES INC 11,380 261 0.03%
297 HAWAIIAN HOLDINGS INC COM 6,784 258 0.03%
298 WNS HOLDINGS LTD 9,532 257 0.03%
299 AMERISOURCEBERGEN CORP 3,238 256 0.03%
300 CABELAS INC 5,110 256 0.03%
Page 6 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
101 SOUTHWEST AIRLS CO 66,700 2,615 0.28%
102 0 3,000,000 2,614 0.28% PRN
103 EXTRA SPACE STORAGE INC 28,122 2,603 0.28%
104 UNITED PARCEL SERVICE INC 23,347 2,515 0.27%
105 SYNCHRONY FINL 97,505 2,464 0.27%
106 ROSS STORES INC 42,781 2,425 0.26%
107 CIENA CORP 128,520 2,410 0.26%
108 RED HAT INC 32,577 2,365 0.25%
109 AFLAC INC 32,490 2,345 0.25%
110 SUN CMNTYS INC 30,473 2,335 0.25%
111 AMDOCS LTD 40,372 2,330 0.25%
112 ANTHEM INC 17,722 2,327 0.25%
113 HUNTINGTON INGALLS INDS INC 13,740 2,309 0.25%
114 VOYA FINANCIAL INC 93,131 2,306 0.25%
115 NORTHROP GRUMMAN CORP 10,309 2,291 0.25%
116 STORE CAP CORP COM 77,740 2,289 0.25%
117 PNM RES INC 64,196 2,275 0.25%
118 BLACKHAWK NETWORK 67,925 2,274 0.24%
119 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.24% PRN
120 ABBVIE INC 35,902 2,223 0.24%
121 UNITEDHEALTH GROUP INC 15,545 2,195 0.24%
122 DYNEGY INC NEW DEL UNIT 07/01/20191 20,235 2,180 0.23%
123 COOPER COS INC 12,607 2,163 0.23%
124 GENERAL MLS INC 29,860 2,130 0.23%
125 TELEFLEX INC 11,749 2,084 0.22%
126 KRAFT HEINZ CO 23,360 2,066 0.22%
127 NIKE INC 37,131 2,050 0.22%
128 EOG RES INC 24,368 2,032 0.22%
129 INPHI CORPORATION 62,902 2,015 0.22%
130 DIGITAL RLTY TR INC 18,411 2,007 0.22%
131 WHITEWAVE FOODS CO 42,595 1,999 0.22%
132 CONSTELLATION BRANDS INC 11,776 1,947 0.21%
133 PHILLIPS 66 24,382 1,935 0.21%
134 M & T BK CORP 16,214 1,917 0.21%
135 SUNPOWER CORP SR CV DEB0.75 18 2,000,000 1,909 0.21% PRN
136 TYSON FOODS INC 27,690 1,849 0.20%
137 SIMON PPTY GROUP INC NEW 8,421 1,826 0.20%
138 SCHLUMBERGER LTD 22,960 1,816 0.20%
139 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.19%
140 PEPSICO INC 16,548 1,754 0.19%
141 HELMERICH & PAYNE INC 25,760 1,729 0.19%
142 ABBOTT LABS 43,481 1,709 0.18%
143 ADOBE INC 17,757 1,701 0.18%
144 CABOT OIL & GAS CORP 63,488 1,634 0.18%
145 NORTEK INC COM NEW 27,288 1,618 0.17%
146 PRICELINE GRP INC 1,296 1,617 0.17%
147 AMERICAN TOWER CORP NEW 14,146 1,607 0.17%
148 INGERSOLL-RAND PLC 25,209 1,605 0.17%
149 CIGNA CORPORATION 12,386 1,585 0.17%
150 UNIVERSAL HLTH SVCS INC 11,724 1,572 0.17%
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