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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
301 CANADIAN PAC RY LTD 1,954 252 0.03%
302 STONEGATE BANK 7,652 247 0.03%
303 PDC ENERGY INC 4,230 244 0.03%
304 CSG SYS INTL INC 6,025 243 0.03%
305 MADISON SQUARE GARDEN CO NEW 1,404 242 0.03%
306 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
307 MARRIOTT VACATIONS WORLDWIDE C COM 3,475 238 0.03%
308 Welltower Inc 3,496 238 0.03%
309 KANSAS CITY SOUTHERN 2,578 232 0.03%
310 Trico Bancshs Chico 8,400 232 0.03%
311 KATE SPADE & CO 11,214 231 0.03%
312 NOBLE ENERGY INC 6,290 225 0.03%
313 P T TELEKOMUNIKASI INDONESIA 3,622 222 0.02%
314 SEI INVESTMENTS CO 4,610 222 0.02%
315 STANLEY BLACK &DECKER INC 1,987 221 0.02%
316 MOODYS CORP 2,363 221 0.02%
317 EDISON INTL 2,815 219 0.02%
318 HOLOGIC INC SR STEP CV NT 42 170,000 218 0.02% PRN
319 UNIFIRST CORP MASS COM 1,887 218 0.02%
320 NETEASE INC 1,124 217 0.02%
321 GENTEX CORP 13,936 215 0.02%
322 CHUNGHWA TELECOM CO LTD 5,884 213 0.02%
323 Hudson Pacific Properties Inc 7,222 211 0.02%
324 TERNIUM SA 11,015 210 0.02%
325 EVERTEC INC COM 13,353 208 0.02%
326 PharMerica Corp 8,422 208 0.02%
327 TESLA INC 250,000 207 0.02% PRN
328 SYNNEX CORP 2,177 207 0.02%
329 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 16,248 186 0.02%
330 Casella Waste SYS 19,892 156 0.02%
331 INTRALINKS HLDGS INC 11,777 76 0.01%
332 Progenics Pharmaceuticals Inc 14,890 63 0.01%
333 REX ENERGY CORPORATION 45,000 30 0.00%
334 CUMULUS MEDIA INC 20,612 6 0.00%
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Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
51 FACEBOOK INC 41,001 4,686 0.50%
52 MCDONALDS CORP 38,240 4,602 0.50%
53 WASTE MGMT INC DEL 69,383 4,598 0.50%
54 HONEYWELL INTL INC 38,876 4,522 0.49%
55 STARBUCKS CORP 79,001 4,513 0.49%
56 SMUCKER J M CO 29,522 4,499 0.48%
57 CLOROX CO DEL 32,337 4,476 0.48%
58 UNION PAC CORP 50,666 4,421 0.48%
59 SERVICESOURCE INTL INC 4,880,000 4,374 0.47% PRN
60 CMS ENERGY CORP 93,938 4,308 0.46%
61 MOLSON COORS BREWING CO 41,703 4,217 0.45%
62 VERISK ANALYTICS INC 51,823 4,202 0.45%
63 VERIZON COMMUNICATIONS INC 74,086 4,137 0.45%
64 FEDERAL REALTY INVS 24,559 4,065 0.44%
65 QUIDEL CORP 4,319,000 4,022 0.43% PRN
66 AMGEN INC 26,282 3,999 0.43%
67 AT&T INC 91,929 3,973 0.43%
68 CHURCH & DWIGHT 38,612 3,973 0.43%
69 KIMBERLY CLARK CORP 28,621 3,935 0.42%
70 OLD REP INTL CORP 203,111 3,918 0.42%
71 CHUBB LIMITED 28,912 3,779 0.41%
72 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 6,464,000 3,757 0.40% PRN
73 ALTRIA GROUP INC 51,863 3,576 0.39%
74 MICROCHIP TECHNOLOGY 68,500 3,477 0.37%
75 DOW CHEM CO 69,737 3,466 0.37%
76 OCCIDENTAL PETE CORP DEL 44,796 3,385 0.36%
77 PTC INC 89,964 3,381 0.36%
78 WEX INC 37,726 3,345 0.36%
79 CTRIP COM INTL LTD 3,000,000 3,173 0.34% PRN
80 NEVRO CORP 3,000,000 3,163 0.34% PRN
81 AUTOZONE INC 3,981 3,160 0.34%
82 GENERAL ELECTRIC CO 99,256 3,125 0.34%
83 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 3,000,000 3,088 0.33% PRN
84 PINNACLE WEST 38,058 3,085 0.33%
85 MICRON TECHNOLOGY INC 2,000,000 3,066 0.33% PRN
86 VISTA OUTDOOR INC 63,681 3,039 0.33%
87 CARTERS INC 28,475 3,032 0.33%
88 HARTFORD FINL SVCS GROUP INC 68,195 3,027 0.33%
89 MACOM TECH SOLUTIONS HLDGS I 90,795 2,995 0.32%
90 DISNEY WALT CO 30,380 2,972 0.32%
91 TRANSDIGM GROUP INC 11,171 2,945 0.32%
92 WELLS FARGO & CO NEW 61,754 2,923 0.31%
93 COSTCO WHSL CORP NEW 18,139 2,849 0.31%
94 QUINTILES IMS HOLDINGS INC 43,488 2,841 0.31%
95 WEC ENERGY GROUP INC 43,375 2,832 0.31%
96 GOLDMAN SACHS GROUP INC 18,982 2,820 0.30%
97 STERICYCLE INC 26,695 2,779 0.30%
98 SCIENTIFIC GAMES CORP 300,000 2,757 0.30% Put
99 AXALTA COATING SYS LTD 102,475 2,719 0.29%
100 XILINX INC 56,886 2,624 0.28%
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