| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Verso Corp | 102,047 | 0 | 0.00% | ||
| 2 | CTRIP COM INTL LTD | 8,000 | 8,000 | 0.00% | PRN | |
| 3 | CONCORDIA INTERNATIONAL CORP COM | 23,500 | 50,000 | 0.00% | ||
| 4 | CONCORDIA INTERNATIONAL CORP COM | 23,500 | 50,000 | 0.00% | Put | |
| 5 | WESTPORT FUEL SYSTEMS INC | 59,700 | 67,000 | 0.00% | ||
| 6 | LENDINGCLUB CORP | 18,900 | 99,000 | 0.00% | Put | |
| 7 | LENDINGCLUB CORP | 18,900 | 99,000 | 0.00% | ||
| 8 | DULUTH HLDGS INC | 4,000 | 102,000 | 0.00% | Put | |
| 9 | DULUTH HLDGS INC | 4,000 | 102,000 | 0.00% | ||
| 10 | KERYX BIOPHARMACEUTICALS INCORPORATED | 17,700 | 104,000 | 0.00% | ||
| 11 | KERYX BIOPHARMACEUTICALS INCORPORATED | 17,700 | 104,000 | 0.00% | Put | |
| 12 | T2 BIOSYSTEMS INC | 30,300 | 159,000 | 0.00% | ||
| 13 | T2 BIOSYSTEMS INC | 30,300 | 159,000 | 0.00% | Put | |
| 14 | DYNEGY INC NEW DEL | 3,728,945 | 169,000 | 0.00% | ||
| 15 | CEMPRA INC | 65,400 | 183,000 | 0.00% | ||
| 16 | CEMPRA INC | 65,700 | 184,000 | 0.00% | Put | |
| 17 | ZOES KITCHEN INC | 8,500 | 204,000 | 0.00% | ||
| 18 | ZOES KITCHEN INC | 8,500 | 204,000 | 0.00% | Put | |
| 19 | ROCKWELL MED INC COM | 44,000 | 288,000 | 0.00% | ||
| 20 | HERBALIFE LTD | 6,000 | 289,000 | 0.00% | ||
| 21 | ZIOPHARM ONCOLOGY INC | 57,200 | 306,000 | 0.00% | ||
| 22 | ZIOPHARM ONCOLOGY INC | 57,200 | 306,000 | 0.00% | Put | |
| 23 | ROCKWELL MED INC COM | 49,000 | 321,000 | 0.00% | Put | |
| 24 | CTRIP COM INTL LTD | 323,000 | 336,000 | 0.00% | PRN | |
| 25 | SEADRILL LIMITED | 99,700 | 340,000 | 0.00% | Put | |
| 26 | NU SKIN ENTERPRISES INC | 7,200 | 344,000 | 0.00% | ||
| 27 | NU SKIN ENTERPRISES INC | 7,200 | 344,000 | 0.00% | Put | |
| 28 | VUZIX CORP | 52,300 | 356,000 | 0.00% | Put | |
| 29 | VUZIX CORP | 52,300 | 356,000 | 0.00% | ||
| 30 | INOVALON HLDGS INC COM CL A | 46,300 | 477,000 | 0.00% | ||
| 31 | INOVALON HLDGS INC COM CL A | 46,300 | 477,000 | 0.00% | Put | |
| 32 | TA Associates Management LP | 55,800 | 492,000 | 0.00% | Put | |
| 33 | TA Associates Management LP | 55,800 | 492,000 | 0.00% | ||
| 34 | INPHI CORP | 13,000 | 580,000 | 0.00% | ||
| 35 | SELECT SECTOR SPDR TR | 26,370 | 613,000 | 0.00% | ||
| 36 | RPM INTL INC | 11,715 | 631,000 | 0.00% | ||
| 37 | ZELTIQ AESTHETICS INCORPORATED | 16,100 | 701,000 | 0.00% | ||
| 38 | ZELTIQ AESTHETICS INCORPORATED | 16,100 | 701,000 | 0.00% | Put | |
| 39 | GREENBRIER COS INC COM | 17,300 | 719,000 | 0.01% | ||
| 40 | GREENBRIER COS INC COM | 18,500 | 769,000 | 0.01% | Put | |
| 41 | TESLA INC | 3,600 | 769,000 | 0.01% | ||
| 42 | GOGO INC | 95,500 | 881,000 | 0.01% | Put | |
| 43 | CANADIAN SOLAR INC | 76,300 | 929,000 | 0.01% | Put | |
| 44 | CANADIAN SOLAR INC | 76,300 | 929,000 | 0.01% | ||
| 45 | SHAKE SHACK INC CL A | 26,600 | 952,000 | 0.01% | ||
| 46 | SHAKE SHACK INC CL A | 26,600 | 952,000 | 0.01% | Put | |
| 47 | LINE CORP | 29,400 | 1,000,000 | 0.01% | Put | |
| 48 | LINE CORP | 29,400 | 1,000,000 | 0.01% | ||
| 49 | FITBIT INC | 138,800 | 1,016,000 | 0.01% | ||
| 50 | FITBIT INC | 139,200 | 1,019,000 | 0.01% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-17-001516, filed 2017.02.10). and New Holdings filing (0000950123-21-004134, filed 2021.04.01).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
