| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BARCLAYS BK PLC | 8,750 | 223,000 | 0.03% | ||
| 2 | GLOBALSTAR INC | 206,171 | 326,000 | 0.04% | ||
| 3 | SPDR S&P 500 ETF TR | 1,800 | 402,000 | 0.05% | ||
| 4 | TRILOGY METALS INC NEW | 1,064,507 | 523,000 | 0.07% | ||
| 5 | KRATON CORP COM | 39,113 | 1,114,000 | 0.15% | ||
| 6 | XEROX CORP | 192,000 | 1,676,000 | 0.23% | ||
| 7 | NII HLDGS INC COM PAR 0.001 | 864,000 | 1,858,000 | 0.25% | ||
| 8 | HENNESSY CAP ACQUISITION COR | 192,000 | 1,935,000 | 0.26% | ||
| 9 | PLATFORM SPECIALTY PRODS COR | 240,000 | 2,354,000 | 0.32% | Put | |
| 10 | AETNA INC NEW | 24,000 | 2,976,000 | 0.40% | ||
| 11 | Patterson UTI Energy Inc Com | 111,000 | 2,988,000 | 0.40% | Put | |
| 12 | WMI HOLDINGS CORP. | 1,941,365 | 3,009,000 | 0.40% | ||
| 13 | PENN WEST PETE LTD NEW | 2,320,000 | 4,106,000 | 0.55% | ||
| 14 | TRANSOCEAN LTD | 290,000 | 4,275,000 | 0.57% | Put | |
| 15 | ALLERGAN PLC | 24,000 | 5,040,000 | 0.68% | ||
| 16 | SOUTHWESTERN ENERGY CO | 560,000 | 6,059,000 | 0.81% | Put | |
| 17 | CF CORP | 720,000 | 7,538,000 | 1.01% | ||
| 18 | AXALTA COATING SYS LTD | 288,000 | 7,834,000 | 1.05% | ||
| 19 | RESOURCE CAPITAL CORP N/C 5/29/18 30068N105 | 960,000 | 7,997,000 | 1.07% | ||
| 20 | KEY ENERGY SVCS INC DEL | 268,377 | 8,575,000 | 1.15% | ||
| 21 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 100,000 | 8,655,000 | 1.16% | Put | |
| 22 | RALPH LAUREN CORP | 96,000 | 8,671,000 | 1.16% | Call | |
| 23 | CABOT OIL & GAS CORP | 380,000 | 8,877,000 | 1.19% | Call | |
| 24 | M III ACQUISITION CORP | 918,750 | 9,068,000 | 1.22% | ||
| 25 | MYLAN N V | 240,000 | 9,156,000 | 1.23% | Call | |
| 26 | QUINPARIO ACQUISITION CORP 2 | 920,000 | 9,320,000 | 1.25% | ||
| 27 | ELECTRUM SPL ACQUISITION COR | 920,000 | 9,320,000 | 1.25% | ||
| 28 | WASTE CONNECTIONS INC | 120,000 | 9,431,000 | 1.27% | ||
| 29 | HUMANA INC | 48,000 | 9,793,000 | 1.32% | ||
| 30 | CONYERS PK ACQUISITION | 960,000 | 10,416,000 | 1.40% | ||
| 31 | YPF SOCIEDAD ANONIMA | 720,000 | 11,880,000 | 1.60% | ||
| 32 | DEPOMED INC | 696,000 | 12,542,000 | 1.68% | ||
| 33 | PLATFORM SPECIALTY PRODS COR | 1,296,000 | 12,714,000 | 1.71% | ||
| 34 | RANGE RES CORP | 413,000 | 14,191,000 | 1.91% | Call | |
| 35 | Pandora Media Inc | 1,089,600 | 14,208,000 | 1.91% | ||
| 36 | PLATFORM SPECIALTY PRODS COR | 1,590,000 | 15,598,000 | 2.10% | Call | |
| 37 | ROCKWELL COLLINS INC | 192,000 | 17,810,000 | 2.39% | Call | |
| 38 | ROCKWELL COLLINS INC | 192,000 | 17,810,000 | 2.39% | Put | |
| 39 | ROCKWELL COLLINS INC | 240,000 | 22,262,000 | 2.99% | ||
| 40 | HUMANA INC | 120,000 | 24,484,000 | 3.29% | Call | |
| 41 | CABOT OIL & GAS CORP | 1,375,000 | 32,120,000 | 4.31% | Put | |
| 42 | TIME WARNER INC | 336,000 | 32,434,000 | 4.36% | ||
| 43 | ISHARES TR | 250,000 | 33,713,000 | 4.53% | Call | |
| 44 | ISHARES TR | 250,000 | 33,713,000 | 4.53% | Put | |
| 45 | RANGE RES CORP | 1,101,000 | 37,830,000 | 5.08% | Put | |
| 46 | YAHOO INC | 1,211,434 | 46,846,000 | 6.29% | ||
| 47 | SPDR S&P 500 ETF TR | 250,000 | 55,883,000 | 7.51% | Call | |
| 48 | SPDR S&P 500 ETF TR | 287,000 | 64,153,000 | 8.62% | Put | |
| 49 | REYNOLDS AMERICAN INC | 1,440,200 | 80,709,000 | 10.84% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-006343, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
