| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 18,985 | 3,000 | 0.00% | ||
| 2 | Bank Of America 18 WTS | 10,000 | 10,000 | 0.00% | ||
| 3 | CONTRAVIR PHARMACEUTICALS IN | 10,000 | 12,000 | 0.00% | ||
| 4 | ELDORADO GOLD CORP NEW | 11,330 | 36,000 | 0.00% | ||
| 5 | Kcap Finl Inc Com | 12,000 | 48,000 | 0.00% | ||
| 6 | Tanzanian Royalty Exploration | 117,371 | 59,000 | 0.00% | ||
| 7 | ALLIANZGI CONV INCOME FD I | 11,760 | 67,000 | 0.00% | ||
| 8 | Medley Capital Corp. | 10,000 | 75,000 | 0.00% | ||
| 9 | DIREXION DAILY JUNIOR BULL GOL | 14,390 | 80,000 | 0.01% | ||
| 10 | FIFTH STREET FINANCE CORP | 15,000 | 81,000 | 0.01% | ||
| 11 | PENN WEST PETE LTD NEW | 46,000 | 81,000 | 0.01% | ||
| 12 | NEUBERGER BERMAN RE COM | 15,771 | 85,000 | 0.01% | ||
| 13 | SEADRILL PARTNERS LLC | 20,675 | 87,000 | 0.01% | ||
| 14 | GLADSTONE CAPITAL CORP | 12,701 | 119,000 | 0.01% | ||
| 15 | TICC CAPITAL CORP | 25,126 | 166,000 | 0.01% | ||
| 16 | Valeant Pharmaceuticals Intl Inc | 12,034 | 175,000 | 0.01% | ||
| 17 | BLACKROCK FLOATING RATE INCO | 12,908 | 182,000 | 0.01% | ||
| 18 | Special Opportunities Fund Inc | 13,734 | 187,000 | 0.01% | ||
| 19 | BLACKROCK MUNIYIELD CALI QLT | 13,165 | 191,000 | 0.01% | ||
| 20 | CYS Investments Inc | 25,000 | 193,000 | 0.01% | ||
| 21 | DISCOVERY COMMUNICATNS NEW | 7,500 | 201,000 | 0.01% | ||
| 22 | KAYNE ANDERSON ENERGY DEV COMPANY | 10,352 | 201,000 | 0.01% | ||
| 23 | NOVARTIS A G | 2,772 | 202,000 | 0.01% | ||
| 24 | NIKE INC | 4,152 | 211,000 | 0.01% | ||
| 25 | SILICON MOTION TECHN | 5,000 | 212,000 | 0.01% | ||
| 26 | US BANCORP DEL | 4,127 | 212,000 | 0.01% | ||
| 27 | AFLAC INC | 3,076 | 214,000 | 0.01% | ||
| 28 | DEERE & CO | 2,091 | 215,000 | 0.01% | ||
| 29 | Kayne Anderson Mdstm Com | 13,965 | 222,000 | 0.01% | ||
| 30 | JACOBS ENGR GROUP INC | 3,900 | 222,000 | 0.01% | ||
| 31 | Delphi Automotive PLC | 3,342 | 225,000 | 0.01% | ||
| 32 | CONSOLIDATED EDISON INC | 3,141 | 231,000 | 0.02% | ||
| 33 | GAP | 10,574 | 237,000 | 0.02% | ||
| 34 | WORTHINGTON INDS INC | 5,017 | 238,000 | 0.02% | ||
| 35 | PNC FINL SVCS GROUP INC | 2,054 | 240,000 | 0.02% | ||
| 36 | Nuveen Build America Bond Oppo | 11,591 | 243,000 | 0.02% | ||
| 37 | DECKERS OUTDOOR CORP | 4,431 | 245,000 | 0.02% | ||
| 38 | ALEXANDER & BALDWIN INC NEW COM | 5,613 | 252,000 | 0.02% | ||
| 39 | RLI CORP | 4,051 | 256,000 | 0.02% | ||
| 40 | PACCAR INC | 4,000 | 256,000 | 0.02% | ||
| 41 | PG&E Corp. | 4,242 | 258,000 | 0.02% | ||
| 42 | ACUITY BRANDS INC | 1,134 | 262,000 | 0.02% | ||
| 43 | CVS HEALTH CORP | 3,347 | 264,000 | 0.02% | ||
| 44 | TOTAL S A F SPONSORED ADR 1 ADR REPS 1 ORD SHS | 5,238 | 267,000 | 0.02% | ||
| 45 | VANGUARD TAX-MANAGED FDS | 7,310 | 267,000 | 0.02% | ||
| 46 | iShares iBonds Mar 2018 Corp | 10,566 | 270,000 | 0.02% | ||
| 47 | ISHARES TR | 2,020 | 272,000 | 0.02% | ||
| 48 | CIGNA CORPORATION | 2,049 | 273,000 | 0.02% | ||
| 49 | PIMCO MUNICIPAL INCOME I | 23,979 | 273,000 | 0.02% | ||
| 50 | ISHARES TR | 4,341 | 276,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001086763-17-000003, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
