| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 18,985 | 3,000 | 0.00% | ||
| 2 | CONTRAVIR PHARMACEUTICALS IN | 10,000 | 18,000 | 0.00% | ||
| 3 | ELDORADO GOLD CORP NEW | 11,330 | 39,000 | 0.00% | ||
| 4 | Kcap Finl Inc Com | 12,000 | 49,000 | 0.00% | ||
| 5 | Tanzanian Royalty Exploration | 117,371 | 51,000 | 0.00% | ||
| 6 | FIFTH STREET FINANCE CORP | 15,000 | 69,000 | 0.00% | ||
| 7 | ALLIANZGI CONV INCOME FD I | 11,760 | 71,000 | 0.00% | ||
| 8 | Medley Capital Corp. | 10,000 | 77,000 | 0.00% | ||
| 9 | PENN WEST PETE LTD NEW | 46,000 | 78,000 | 0.00% | ||
| 10 | NEUBERGER BERMAN RE COM | 15,771 | 84,000 | 0.01% | ||
| 11 | Nordic American Tankers LTD | 11,000 | 90,000 | 0.01% | ||
| 12 | GLADSTONE CAPITAL CORP | 12,701 | 121,000 | 0.01% | ||
| 13 | BLACKROCK FLOATING RATE INCO | 12,908 | 184,000 | 0.01% | ||
| 14 | TICC CAPITAL CORP | 25,126 | 185,000 | 0.01% | ||
| 15 | CYS Investments Inc | 25,000 | 199,000 | 0.01% | ||
| 16 | Special Opportunities Fund Inc | 13,734 | 201,000 | 0.01% | ||
| 17 | KAYNE ANDERSON ENERGY DEV COMPANY | 10,352 | 202,000 | 0.01% | ||
| 18 | First Trust Long/Short Equity | 5,783 | 202,000 | 0.01% | ||
| 19 | NVIDIA Corp | 1,918 | 209,000 | 0.01% | ||
| 20 | ISHARES TR | 1,948 | 211,000 | 0.01% | ||
| 21 | WISDOMTREE EUROPE HEDGED EQTY | 3,370 | 212,000 | 0.01% | ||
| 22 | SCHWAB U.S. LARGE-CAP VALUE ETF | 4,310 | 214,000 | 0.01% | ||
| 23 | VANGUARD SHORT TERM CORPORATE | 2,681 | 214,000 | 0.01% | ||
| 24 | JACOBS ENGR GROUP INC | 3,900 | 216,000 | 0.01% | ||
| 25 | Snap Inc Cl A | 10,000 | 225,000 | 0.01% | ||
| 26 | ISHARES TR | 3,256 | 225,000 | 0.01% | ||
| 27 | ISHARES TR | 2,101 | 229,000 | 0.01% | ||
| 28 | Kayne Anderson Mdstm Com | 13,965 | 230,000 | 0.01% | ||
| 29 | LAM RESEARCH CORP | 1,806 | 232,000 | 0.01% | ||
| 30 | ROYAL DUTCH SHELL PLC | 4,421 | 233,000 | 0.01% | ||
| 31 | DEERE & CO | 2,162 | 235,000 | 0.01% | ||
| 32 | RLI CORP | 4,051 | 243,000 | 0.02% | ||
| 33 | Travelers Cos Inc | 2,048 | 247,000 | 0.02% | ||
| 34 | GAP | 10,200 | 248,000 | 0.02% | ||
| 35 | TOTAL S A F SPONSORED ADR 1 ADR REPS 1 ORD SHS | 4,938 | 249,000 | 0.02% | ||
| 36 | Nuveen Build America Bond Oppo | 11,591 | 251,000 | 0.02% | ||
| 37 | BLACKROCK MUNIYIELD CALI QLT | 17,305 | 255,000 | 0.02% | ||
| 38 | CIGNA CORPORATION | 1,747 | 256,000 | 0.02% | ||
| 39 | REYNOLDS AMERICAN INC | 4,064 | 256,000 | 0.02% | ||
| 40 | LIBERTY GLOBAL PLC | 11,603 | 258,000 | 0.02% | ||
| 41 | PACIFIC PREMIER BANCORP | 6,928 | 267,000 | 0.02% | ||
| 42 | PACCAR INC | 4,000 | 269,000 | 0.02% | ||
| 43 | PIMCO MUNICIPAL INCOME I | 23,979 | 271,000 | 0.02% | ||
| 44 | iShares iBonds Mar 2018 Corp | 10,566 | 271,000 | 0.02% | ||
| 45 | NEXTERA ENERGY INC | 2,203 | 283,000 | 0.02% | ||
| 46 | PG&E Corp. | 4,258 | 283,000 | 0.02% | ||
| 47 | ISHARES TR | 3,159 | 288,000 | 0.02% | ||
| 48 | ENTERPRISE PRODS PARTNERS L | 10,423 | 288,000 | 0.02% | ||
| 49 | METLIFE INC | 5,516 | 291,000 | 0.02% | ||
| 50 | ISHARES TR | 2,607 | 297,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001086763-17-000010, filed 2017.05.05).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
