Dark
Light
System
Institutional Investment Manager
MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC (CIK: 0001096978) incorporated in Delaware, located at 500 Mamaroneck Avenue, 4th Floor, Harrison, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001096978-16-000005) filed in 2016.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR SERIES TRUST 10,000 3 0.00% Put
2 WHITING PETROLEUM CORP COM 20,000 4 0.00% Put
3 ASSURED GUARANTY LTD COM 100,000 9 0.00% Call
4 ISHARES TR 140,000 19 0.01% Put
5 ADVANCED MICRO DEVICES INC 647,900 21 0.01% Put
6 HALCON RES CORP 11,671 25 0.01%
7 GEO GROUP INC NEW 68,000 39 0.02% Put
8 SPDR S&P 500 ETF TR 45,000 62 0.03% Put
9 LMP CAP & INCOME FD INC 10,334 141 0.07%
10 BARCLAYS BK PLC 200,000 187 0.10% Put
11 RADIO ONE INC CL D NON VTG 65,364 198 0.10%
12 DEUTSCHE BANK AG 180,000 208 0.11% Put
13 ISHARES 8,400 221 0.11%
14 AMERICAN CAP SR FLOATING LTD 20,083 222 0.11%
15 DOUBLELINE INCOME SOLUTIONS 12,259 235 0.12%
16 FIFTH STREET FINANCE CORP 41,000 238 0.12%
17 BLACKROCK MULTI-SECTOR INC T 17,417 297 0.15%
18 ADVENT CLAY CONV SEC INCORPORATED FD II 52,862 304 0.16%
19 CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 26,637 305 0.16%
20 SPDR SERIES TRUST 9,100 309 0.16%
21 CALAMOS CONV & HIGH INCOME F 28,669 316 0.16%
22 ABERDEEN ASIA PACIFIC INCOM 64,175 329 0.17%
23 EATON VANCE LTD DURATION INC 24,410 335 0.17%
24 W T OFFSHORE INC 199,985 352 0.18%
25 PIMCO DYNMIC CREDIT AND MRT 17,755 362 0.19%
26 COMSTOCK RES INC 47,893 366 0.19%
27 VIRTUS TOTAL RETURN FD 81,400 386 0.20%
28 FIRST TR STRATEGIC HIGH INC 44,853 553 0.29%
29 EATON VANCE FLTG RATE INCOM 40,099 627 0.32%
30 Northstar Realty Fin REIT 50,000 659 0.34%
31 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 57,935 663 0.34%
32 NORTHSTAR ASSET 55,000 711 0.37%
33 APOLLO TACTICAL INCOME FD INCORPORATED 46,200 714 0.37%
34 EVERI HLDGS INC 294,313 727 0.37%
35 AVENUE INCOME CR STRATEGIES 57,170 741 0.38%
36 WESTERN ASSET CLAYMORE INF 66,390 743 0.38%
37 THL CR SR LN FD 45,441 749 0.39%
38 FIFTH STR SR FLOATNG RATE CO 92,390 791 0.41%
39 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 87,800 849 0.44%
40 COMSTOCK RES INC 1,216,000 882 0.45% PRN
41 CLEAR CHANNEL OUTDOOR HLDGS IN CL A 156,810 916 0.47%
42 CALAMOS GBL DYN INCOME FUND COM 125,434 942 0.49%
43 ISHARES TR 12,340 1,077 0.56%
44 LIBERTY ALL STAR EQUITY FUND SH BEN INT 212,722 1,102 0.57%
45 VOYA PRIME RATE TR 209,331 1,105 0.57%
46 DEUTSCHE HIGH INCOME OPPORT FD 82,062 1,161 0.60%
47 BLACKROCK FLOATING RATE INCO 112,237 1,556 0.80%
48 ZAIS FINL CORP 108,268 1,562 0.81%
49 WESTERN ASSET CORPORATE LN F 155,405 1,661 0.86%
50 NUVEEN LG/SHT COMMODITY TOTR 149,670 1,979 1.02%
Page 1 of 2