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Institutional Investment Manager
ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ (CIK: 0001097278) incorporated in Delaware, located at 888 Seventh Avenue, 31st Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001140361-16-074979) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 TESLA INC PUT 200 231 0.00% Put
2 WHITING PETE CORP NEW 3,000 180 0.00% Put
3 DEUTSCHE BANK AG PUT 400 59 0.00% Put
4 HERBALIFE LTD 300 56 0.00% Put
5 NXP SEMICONDUCTORS N V 150 47 0.00% Put
6 NETFLIX INC 300 44 0.00% Put
7 CREDIT SUISSE GROUP 230 43 0.00% Put
8 ALLY FINL INC 1,207 36 0.00% Put
9 ISHARES TR 1,000 33 0.00% Put
10 POWERSHARES QQQ TRUST PUT 2,000 27 0.00% Put
11 WEATHERFORD INTL PLC 500 27 0.00% Put
12 CTRIP COM INTL LTD 200 26 0.00% Put
13 GOLAR LNG LTD BERMUDA 1,500 26 0.00% Put
14 CTRIP COM INTL LTD 300 25 0.00% Put
15 CYPRESS SEMICONDUCTOR CORP 500 24 0.00% Put
16 ICONIX BRAND GROUP INC 200 24 0.00% Put
17 DEUTSCHE BANK AG PUT 1,000 23 0.00% Put
18 WHITING PETE CORP NEW 1,000 20 0.00% Put
19 ALLEGHENY TECHNOLOGIES INC 1,000 20 0.00% Put
20 SPDR S&P 500 ETF TR 800 19 0.00% Put
21 SPDR S&P 500 ETF TR 1,000 18 0.00% Put
22 ALLEGHENY TECHNOLOGIES INC 500 18 0.00% Put
23 DEUTSCHE BANK AG PUT 1,000 18 0.00% Put
24 J2 GLOBAL INC 300 16 0.00% Put
25 WHITING PETE CORP NEW 500 14 0.00% Put
26 LIONS GATE ENTMNT CORP 200 13 0.00% Put
27 WHITING PETE CORP NEW 1,000 10 0.00% Put
28 WHITING PETE CORP NEW 500 9 0.00% Put
29 CTRIP COM INTL LTD 600 8 0.00% Put
30 WESTERN DIGITAL CORP 600 8 0.00% Put
31 NETFLIX INC 100 7 0.00% Put
32 SPDR DOW JONES INDL AVRG ETF 500 6 0.00% Put
33 SPDR DOW JONES INDL AVRG ETF 1,000 6 0.00% Put
34 MICROSOFT CORP 250 5 0.00% Put
35 ISHARES TR 750 5 0.00% Put
36 BANK AMER CORP 2,000 5 0.00% Put
37 WESTERN DIGITAL CORP 1,100 4 0.00% Put
38 WEATHERFORD INTL PLC 400 3 0.00% Put
39 PENNEY J C INC 1,000 3 0.00% Put
40 PENNEY J C INC 400 3 0.00% Put
41 LENDINGCLUB CORP 300 2 0.00% Put
42 Put FB @ $125.0 Exp Jan 19, 2018 500 1 0.00% Put
43 NETFLIX INC 400 1 0.00% Put
44 SPDR S&P 500 ETF TR 600 1 0.00% Put
45 DISNEY WALT CO 200 1 0.00% Put
46 SPDR DOW JONES INDL AVRG ETF 500 1 0.00% Put
47 SPDR S&P 500 ETF TR 250 1 0.00% Put
48 SPDR S&P 500 ETF TR 900 1 0.00% Put
49 SPDR S&P 500 ETF TR 100 0 0.00% Put
50 SPDR DOW JONES INDL AVRG ETF 300 0 0.00% Put
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