| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Encounter Technologies Inc | 62,000 | 0 | 0.00% | ||
| 2 | Tri-Valley Corporation | 15,600 | 0 | 0.00% | ||
| 3 | Voyant International Corp | 53,652 | 0 | 0.00% | ||
| 4 | Global Brands Group Holding | 10,000 | 1,000 | 0.00% | ||
| 5 | Integral Technologies Inc | 17,000 | 2,000 | 0.00% | ||
| 6 | Amarillo Gold Corp | 13,000 | 4,000 | 0.00% | ||
| 7 | Li & Fung Ltd | 10,000 | 5,000 | 0.00% | ||
| 8 | TASEKO MINES LTD | 40,000 | 19,000 | 0.00% | ||
| 9 | SPECTRAL MEDICAL INC. | 25,000 | 31,000 | 0.00% | ||
| 10 | Silvercorp Metals Inc | 10,000 | 32,000 | 0.00% | ||
| 11 | Eurasian Minerals Inc | 54,086 | 58,000 | 0.00% | ||
| 12 | Cool Technologies Inc | 333,333 | 60,000 | 0.00% | ||
| 13 | CERUS CORP | 10,000 | 62,000 | 0.00% | ||
| 14 | Sierra Vista Bk **Stk Election | 20,000 | 109,000 | 0.01% | ||
| 15 | ISHARES MSCI SINGAP ETF | 10,200 | 111,000 | 0.01% | ||
| 16 | KKR & CO L P DEL COM UNITS | 10,400 | 148,000 | 0.01% | ||
| 17 | Freeport-McMoran Inc Cl B | 14,740 | 160,000 | 0.01% | ||
| 18 | ARES CAPITAL CORP | 10,417 | 161,000 | 0.01% | ||
| 19 | HP INC | 10,556 | 164,000 | 0.01% | ||
| 20 | Franklin Covey Co | 10,000 | 178,000 | 0.01% | ||
| 21 | Sprott Resource Corp | 526,834 | 190,000 | 0.01% | ||
| 22 | ISHARES TR | 2,067 | 201,000 | 0.01% | ||
| 23 | MIDDLEBY CORP | 1,644 | 203,000 | 0.01% | ||
| 24 | PLAINS ALL AMERN PIPELINE L | 6,482 | 204,000 | 0.01% | ||
| 25 | XYLEM INC | 3,910 | 205,000 | 0.01% | ||
| 26 | Northstar Realty Fin 8.75 CUM | 8,113 | 207,000 | 0.01% | ||
| 27 | Citigroup Inc Fix-to-Float Per | 200,000 | 207,000 | 0.01% | PRN | |
| 28 | NewTek Business Svs 7.0-Nts du | 8,090 | 207,000 | 0.01% | ||
| 29 | ROBERT HALF INTL INC | 5,483 | 208,000 | 0.01% | ||
| 30 | DTE ENERGY CO | 2,247 | 210,000 | 0.01% | ||
| 31 | ISHARES TR | 4,608 | 212,000 | 0.01% | ||
| 32 | Hercules Capital 6.25-SrNts 24 | 8,300 | 213,000 | 0.01% | ||
| 33 | AMTRUST FINL SVCS INC | 8,001 | 215,000 | 0.01% | ||
| 34 | NOVO-NORDISK A S | 5,179 | 215,000 | 0.01% | ||
| 35 | ELECTRONIC ARTS INC | 2,544 | 217,000 | 0.01% | ||
| 36 | WinTrust Financial 6.50- Call | 7,455 | 219,000 | 0.02% | ||
| 37 | Oxford Lane Cap8.125- Cl6/2017 | 8,513 | 221,000 | 0.02% | ||
| 38 | CANADIAN NATL RY CO | 3,420 | 224,000 | 0.02% | ||
| 39 | XCEL ENERGY INC | 5,461 | 225,000 | 0.02% | ||
| 40 | INTL PAPER CO | 4,718 | 226,000 | 0.02% | ||
| 41 | STATE STR CORP | 3,280 | 228,000 | 0.02% | ||
| 42 | MFA Financial 7.5- Prp Cl 4/15 | 8,868 | 228,000 | 0.02% | ||
| 43 | Citigroup Inc | 8,850 | 229,000 | 0.02% | ||
| 44 | BB&T Corp Dep SHS | 8,924 | 230,000 | 0.02% | ||
| 45 | Equity Residential Properties | 3,585 | 231,000 | 0.02% | ||
| 46 | BROADCOM LTD F | 1,342 | 232,000 | 0.02% | ||
| 47 | ROPER TECHNOLOGIES INC | 1,273 | 232,000 | 0.02% | ||
| 48 | Quest USWest Sr Nts6.125-Nts C | 9,300 | 237,000 | 0.02% | ||
| 49 | Northstar Realty Fin 8.875 CU | 9,358 | 239,000 | 0.02% | ||
| 50 | CIGNA CORPORATION | 1,845 | 240,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001109228-16-000012, filed 2016.11.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
