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Institutional Investment Manager
HABERER REGISTERED INVESTMENT ADVISOR INC
HABERER REGISTERED INVESTMENT ADVISOR INC (CIK: 0001116943) incorporated in Ohio, located at 201 E. 5th Street, Suite 1100, Cincinnati, OH. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 448 holdings with a total value of $224,983,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 WMI HOLDINGS CORP. 14 0 0.00% SH
2 NRG ENERGY INC 3 0 0.00% SH
3 BUFFALO WILD WINGS INC 2 0 0.00% SH
4 TUFFNELL LTD 30,000 0 0.00% SH
5 COMPOSITE TECH 2,000 0 0.00% SH
6 TIME INC NEW 10 0 0.00% SH
7 GOLDSANDS DEVELOPMENT CO COM 25,000 0 0.00% SH
8 PANACOS PHARM, INC 100 0 0.00% SH
9 MAXIM INTEGR 10 0 0.00% SH
10 POWER RESOURCE EXPLORATION 20 0 0.00% SH
11 AMERILITHIUM CORP 10,000 0 0.00% SH
12 NEW ORIENTAL ED & TECH GRP I 3 0 0.00% SH
13 UNITED PARCEL SERVICE INC 3 0 0.00% SH
14 Amern Superconductor Cp 200 0 0.00% SH
15 LIBERTY STAR URANIUM 1,750 0 0.00% SH
16 PIPER JAFFRAY COS 5 0 0.00% SH
17 W HOLDING CO NEW ORD XXX 238 0 0.00% SH
18 EMERGENT BIOSOLUTIONS INC 5 0 0.00% SH
19 Imperial Resources Inc 5,200 0 0.00% SH
20 INNOVATIVE CLINICAL SOLUTION 16 0 0.00% SH
21 SILEX SYSTEMS LTD 300 0 0.00% SH
22 Signature Group Holdings Inc 20 0 0.00% SH
23 VASO CORPORATION 1,000 0 0.00% SH
24 NORTEL NETWORKS 67 0 0.00% SH
25 Quantum Fuel Systems Tech Worl 4 0 0.00% SH
26 RED HOT CONCEPTS, INC. 5,153 0 0.00% SH
27 VITESSE SEMICONDUCTOR CORP 5 0 0.00% SH
28 FOX PETROLEUM INC NEWXXX 1,600 0 0.00% SH
29 WPCS INTL INC 1 0 0.00% SH
30 GUNPOWDER GOLD CORP. 4,550 0 0.00% SH
31 CST BRANDS INC 11 0 0.00% SH
32 MARRIOTT VACATIONS WORLDWIDE C COM 10 1,000 0.00% SH
33 VIRTUALSCOPICS INC 150 1,000 0.00% SH
34 SUNCOKE ENERGY INC COM 53 1,000 0.00% SH
35 YAMANA GOLD INC 81 1,000 0.00% SH
36 EXETER RES CORP 1,000 1,000 0.00% SH
37 BB&T CORP 16 1,000 0.00% SH
38 SONUS NETWORKS INC 300 1,000 0.00% SH
39 Arena Pharmaceuticals, Inc 200 1,000 0.00% SH
40 ADVANCED CELL TECHNOLOGY INC 10,000 1,000 0.00% SH
41 DIEBOLD NXDF INC 21 1,000 0.00% SH
42 OCEAN PWR TECHNOLOGIES INC 600 1,000 0.00% SH
43 BLACKROCK MSCI ACWI IMI FD M 68 1,000 0.00% SH
44 AMERICAN INTL GROUP INC 11 1,000 0.00% SH
45 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 100 1,000 0.00% SH
46 NGP CAPITAL RESOUR 100 1,000 0.00% SH
47 ZAZA ENERGY CORP 1,000 1,000 0.00% SH
48 Washington Prime Group 50 1,000 0.00% SH
49 KINROSS GOLD CORP 222 1,000 0.00% SH
50 LARGO RESOURCES LTD. 4,000 1,000 0.00% SH
Page 1 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001116943-14-000005, filed 2014.07.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.