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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001132716-16-000050) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 NAVISTAR INTL CORP NEW SR SB CONV NT 19 26,000,000 24,160,000 0.43% PRN
52 ALBANY MOLECULAR RESH INC 20,000,000 23,642,000 0.42% PRN
53 MICROSOFT CORP 400,000 23,040,000 0.41%
54 DISH NETWORK A 415,459 22,759,000 0.41%
55 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 256,401 22,374,000 0.40%
56 UNITED TECHNOLOGIES CORP 217,687 22,117,000 0.39%
57 ALERE INC 65,000 21,979,000 0.39%
58 RED HAT INC 270,323 21,850,000 0.39%
59 COOPER TIRE RUBR CO 559,766 21,282,000 0.38%
60 FITBIT INC 1,425,389 21,153,000 0.38%
61 WEATHERFORD INTL PLC 3,661,324 20,577,000 0.37%
62 ANADARKO PETE CORP 322,098 20,408,000 0.36%
63 UNDER ARMOUR INC 600,398 20,329,000 0.36%
64 UNITED PARCEL SERVICE INC 185,491 20,285,000 0.36%
65 MARRIOTT INTL INC NEW 299,985 20,198,000 0.36%
66 LEVEL 3 COMM 432,521 20,060,000 0.36%
67 AEGERION PHARMACEUTICALS INC 30,500,000 20,035,000 0.36% PRN
68 NATIONAL OILWELL VARCO INC 540,000 19,840,000 0.35%
69 STAMPS COM INC COM NEW 207,635 19,624,000 0.35%
70 DEVON ENERGY CORP NEW 444,300 19,598,000 0.35%
71 FMC TECHNOLOGIES INC 650,628 19,304,000 0.34%
72 FORTIVE CORP 373,177 18,995,000 0.34%
73 SNAP ON INC 124,392 18,903,000 0.34%
74 CSX CORP 610,397 18,617,000 0.33%
75 ZILLOW GROUP INC 536,988 18,607,000 0.33%
76 PPG INDS INC 178,307 18,430,000 0.33%
77 AMERICAN AIRLS GROUP INC 495,385 18,136,000 0.32%
78 SINCLAIR BROADCAST GROUP INC 607,750 17,552,000 0.31%
79 EQT CORP 241,652 17,549,000 0.31%
80 WERNER ENTERPRISES INC 746,355 17,368,000 0.31%
81 ZILLOW GROUP INC 483,094 16,643,000 0.30%
82 MONDELEZ INTL INC 375,000 16,462,000 0.29%
83 HANESBRANDS INC 650,000 16,412,000 0.29%
84 EXPEDIA INC DEL 136,236 15,901,000 0.28%
85 STRATASYS LTD 650,000 15,659,000 0.28%
86 HALLIBURTON CO 345,864 15,522,000 0.28%
87 AIR PRODS & CHEMS INC 101,887 15,318,000 0.27%
88 CORNING INC 636,550 15,054,000 0.27%
89 KEYCORP 1,226,500 14,927,000 0.27%
90 TABLEAU SOFTWARE INC 269,028 14,869,000 0.26%
91 SUPERVALU INC 2,960,813 14,774,000 0.26%
92 HD SUPPLY HLDGS INCORPORATED 453,423 14,500,000 0.26%
93 ACORDA THERAPEUTICS INC 17,750,000 14,467,000 0.26% PRN
94 FRONTIER COMMUNICATIONS CORP 3,387,364 14,091,000 0.25%
95 MACYS INC 375,000 13,894,000 0.25%
96 UNITED CONTL HLDGS INC 263,881 13,846,000 0.25%
97 AUTODESK INC 188,512 13,635,000 0.24%
98 SPIRIT AIRLS INC 317,003 13,482,000 0.24%
99 AMAZON COM INC 16,000 13,397,000 0.24%
100 CONOCOPHILLIPS 297,618 12,937,000 0.23%
Page 2 of 8
New Holding filing (0001132716-17-000023) filed in 2017.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 738,240 75,448,000 99.96%
2 MONSANTO CO NEW 75,000 31,000 0.04% Call
New Holding filing (0001132716-17-000016) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,478,912 282,649,000 66.28%
2 MEDIA GENERAL INC NEW 2,439,370 44,958,000 10.54%
3 ALERE INC 933,061 40,346,000 9.46%
4 JOY GLOBAL INCORPORATED 800,000 22,193,000 5.20%
5 INTERSIL CORP 950,000 20,833,000 4.89%
6 EVERBANK FINL CORP COM 800,000 15,488,000 3.63%
New Holding filing (0001132716-17-000009) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 WHITEWAVE FOODS CO 2,502,694 136,222,000 32.92%
2 ST JUDE MED INC 1,483,194 118,299,000 28.59%
3 RITE AID CORP 9,691,497 74,528,000 18.01%
4 PRIVATEBANCORP INC 1,218,175 55,938,000 13.52%
5 Spectra Energy Corp Com 501,600 21,443,000 5.18%
6 STARZ SERIES A 203,200 6,337,000 1.53%
7 CST BRANDS INC 22,275 1,072,000 0.26%
New Holding filing (0001132716-17-000005) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
1 Linear Technology Corp 13,700 813,000 0.42%
2 NETSUITE INC 63,262 7,002,000 3.62%
3 INFOBLOX INC 500,000 13,185,000 6.81%
4 RACKSPACE HOSTING INC 750,000 23,768,000 12.27%
5 DEPHEID 464,440 24,471,000 12.64%
6 FLEETMATICS GROUP PLC 500,000 29,989,000 15.48%
7 InterDigital Inc 2,648,319 94,439,000 48.76%