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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001132716-16-000050) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 COACH INC 350,000 12,796,000 0.23%
102 DR PEPPER SNAPPLE GROUP INC 134,280 12,261,000 0.22%
103 CBS CORP NEW 223,703 12,246,000 0.22%
104 BHP BILLITON LTD 353,315 12,242,000 0.22%
105 Snyders-Lance Inc 355,698 11,944,000 0.21%
106 VODAFONE GROUP PLC NEW 398,679 11,621,000 0.21%
107 WR GRACE & CO 156,988 11,586,000 0.21%
108 STEEL DYNAMICS INC 459,290 11,478,000 0.20%
109 GOGO INC 14,750,000 11,337,000 0.20% PRN
110 BHP BILLITON PLC 366,555 11,136,000 0.20%
111 INDEPENDENCE RLTY TR INC COM 1,237,106 11,134,000 0.20%
112 EDGEWELL PERS CARE CO 140,000 11,133,000 0.20%
113 NEXSTAR MEDIA GROUP INC 191,995 11,080,000 0.20%
114 ALIBABA GROUP HLDG LTD 104,258 11,029,000 0.20%
115 GRUBHUB INC 251,931 10,831,000 0.19%
116 ROYAL CARIBBEAN GROUP 144,124 10,802,000 0.19%
117 CONYERS PK ACQUISITION 1,000,000 10,750,000 0.19%
118 FORD MTR CO DEL 886,296 10,698,000 0.19%
119 HOST HOTELS & RESORTS INC 686,595 10,690,000 0.19%
120 DIAMONDBACK ENERGY INC 110,028 10,622,000 0.19%
121 WAL-MART STORES INC 145,000 10,457,000 0.19%
122 MARTIN MARIETTA MATLS INC 58,042 10,396,000 0.19%
123 GRAINGER W W INC 46,203 10,388,000 0.18%
124 QUALCOMM INC 150,000 10,275,000 0.18%
125 CNH INDL N V 1,399,415 10,104,000 0.18%
126 HONEYWELL INTL INC 85,520 9,971,000 0.18%
127 U S SILICA HLDGS INC 213,422 9,937,000 0.18%
128 VIMPELCOM LTD 2,799,994 9,744,000 0.17%
129 BEMIS INC 183,286 9,349,000 0.17%
130 HERTZ GLOBAL HLDGS INC 228,940 9,194,000 0.16%
131 INOTEK PHARMACEUTICALS CORP 7,000,000 9,033,000 0.16% PRN
132 SCHLUMBERGER LTD 113,911 8,958,000 0.16%
133 MICROCHIP TECHNOLOGY 142,600 8,861,000 0.16%
134 PVH CORPORATION 80,000 8,840,000 0.16%
135 DELTA AIRLINES INC DEL 219,691 8,647,000 0.15%
136 SILGAN HOLDINGS INC 166,390 8,418,000 0.15%
137 YUM BRANDS INC 92,251 8,377,000 0.15%
138 NUCOR CORP 168,823 8,348,000 0.15%
139 DISNEY WALT CO 89,518 8,313,000 0.15%
140 SALESFORCE COM INC 112,500 8,025,000 0.14%
141 NEWELL BRANDS 150,580 7,930,000 0.14%
142 DIAMOND OFFSHR DRILLING 443,000 7,801,000 0.14%
143 MICRON TECHNOLOGY INC 436,673 7,764,000 0.14%
144 PIONEER NAT RES CO 41,675 7,737,000 0.14%
145 PROTALIX BIOTHERAPEUTICS INC 11,000,000 7,664,000 0.14% PRN
146 LULULEMON ATHLETICA INC 125,000 7,622,000 0.14%
147 CALLON PETE CO DEL 484,752 7,611,000 0.14%
148 GSV CAP CORP 8,000,000 7,520,000 0.13% PRN
149 Pandora Media Inc 523,351 7,500,000 0.13%
150 INC RESH HLDGS INC 167,408 7,463,000 0.13%
Page 3 of 8
New Holding filing (0001132716-17-000023) filed in 2017.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 738,240 75,448,000 99.96%
2 MONSANTO CO NEW 75,000 31,000 0.04% Call
New Holding filing (0001132716-17-000016) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,478,912 282,649,000 66.28%
2 MEDIA GENERAL INC NEW 2,439,370 44,958,000 10.54%
3 ALERE INC 933,061 40,346,000 9.46%
4 JOY GLOBAL INCORPORATED 800,000 22,193,000 5.20%
5 INTERSIL CORP 950,000 20,833,000 4.89%
6 EVERBANK FINL CORP COM 800,000 15,488,000 3.63%
New Holding filing (0001132716-17-000009) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 WHITEWAVE FOODS CO 2,502,694 136,222,000 32.92%
2 ST JUDE MED INC 1,483,194 118,299,000 28.59%
3 RITE AID CORP 9,691,497 74,528,000 18.01%
4 PRIVATEBANCORP INC 1,218,175 55,938,000 13.52%
5 Spectra Energy Corp Com 501,600 21,443,000 5.18%
6 STARZ SERIES A 203,200 6,337,000 1.53%
7 CST BRANDS INC 22,275 1,072,000 0.26%
New Holding filing (0001132716-17-000005) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
1 Linear Technology Corp 13,700 813,000 0.42%
2 NETSUITE INC 63,262 7,002,000 3.62%
3 INFOBLOX INC 500,000 13,185,000 6.81%
4 RACKSPACE HOSTING INC 750,000 23,768,000 12.27%
5 DEPHEID 464,440 24,471,000 12.64%
6 FLEETMATICS GROUP PLC 500,000 29,989,000 15.48%
7 InterDigital Inc 2,648,319 94,439,000 48.76%