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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001132716-16-000050) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 TEGNA INC 140,712 3,076,000 0.05%
252 SIX FLAGS ENTMT CORP NEW 57,212 3,067,000 0.05%
253 ULTIMATE SOFTWARE GROUP INCORPORATED 15,000 3,066,000 0.05%
254 ISHARES TR 26,131 3,044,000 0.05%
255 AFFILIATED MANAGERS GROUP 21,033 3,043,000 0.05%
256 PRICELINE GRP INC 2,000 2,943,000 0.05%
257 INTERNATIONAL BUSINESS MACHS 18,248 2,899,000 0.05%
258 Teekay Tankers LTD 1,109,403 2,807,000 0.05%
259 XL GROUP LTD 82,629 2,779,000 0.05%
260 RINGCENTRAL INC 117,107 2,771,000 0.05%
261 LAUDER ESTEE COS INC 31,000 2,745,000 0.05%
262 CARRIZO OIL & GAS INC 65,659 2,667,000 0.05%
263 DIGITAL RLTY TR INC 27,303 2,652,000 0.05%
264 BAIDU INC 14,475 2,635,000 0.05%
265 QEP RES INC 132,410 2,586,000 0.05%
266 SUNTRUST BKS INC 58,377 2,557,000 0.05%
267 COLUMBIA SPORTSWEAR CO 45,000 2,553,000 0.05%
268 JD COM INC 97,438 2,542,000 0.05%
269 BANKUNITED INC 82,801 2,501,000 0.04%
270 DUPONT FABROS TECHNOLOGY INC 60,300 2,487,000 0.04%
271 CYRUSONE INC 52,192 2,483,000 0.04%
272 WORLD ACCEP CORPORATION COM 50,000 2,452,000 0.04%
273 NORTHERN TRUST 36,000 2,448,000 0.04%
274 GOGO INC 220,207 2,431,000 0.04%
275 UMPQUA HLDGS CORP 161,425 2,429,000 0.04%
276 ALLEGHENY TECHNOLOGIES INC 133,977 2,421,000 0.04%
277 RICE ENERGY INCORPORATED 92,595 2,418,000 0.04%
278 INTERCONTINENTAL EXCHANGE IN 8,788 2,367,000 0.04%
279 AUTOZONE INC 3,000 2,305,000 0.04%
280 YANDEX N V 107,076 2,254,000 0.04%
281 SPDR S&P 500 ETF TR 1,186,000 2,179,000 0.04% Call
282 DUNKIN BRANDS GROUP INC COM 41,585 2,166,000 0.04%
283 DIANA SHIPPING INC 820,000 2,148,000 0.04%
284 BARRICK GOLD CORP 114,367 2,027,000 0.04%
285 COCA COLA EUROPEAN PARTNERS 50,000 1,995,000 0.04%
286 HUNTSMAN CORP 122,216 1,988,000 0.04%
287 HEXCEL CORP NEW COM 44,483 1,971,000 0.04%
288 BLACKROCK INC 5,410 1,961,000 0.03%
289 SILICON MOTION TECHN 36,885 1,910,000 0.03%
290 AT HOME GROUP ORD 125,000 1,894,000 0.03%
291 DINE BRANDS GLOBAL INC 23,768 1,882,000 0.03%
292 AMERICAN TOWER CORP NEW 16,330 1,851,000 0.03%
293 BILL BARRETT CP 330,165 1,836,000 0.03%
294 DHT HOLDINGS INC 436,495 1,829,000 0.03%
295 EAGLE MATERIALS INC 23,506 1,817,000 0.03%
296 ALASKA AIR GROUP INC 27,539 1,814,000 0.03%
297 AMERICAN INTL GROUP INC 29,824 1,770,000 0.03%
298 TURNING PT BRANDS INC 147,135 1,769,000 0.03%
299 UNITED STATES CELLULAR CORP 48,454 1,761,000 0.03%
300 KNOWLES CORP COM 125,000 1,756,000 0.03%
Page 6 of 8
New Holding filing (0001132716-17-000023) filed in 2017.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 738,240 75,448,000 99.96%
2 MONSANTO CO NEW 75,000 31,000 0.04% Call
New Holding filing (0001132716-17-000016) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,478,912 282,649,000 66.28%
2 MEDIA GENERAL INC NEW 2,439,370 44,958,000 10.54%
3 ALERE INC 933,061 40,346,000 9.46%
4 JOY GLOBAL INCORPORATED 800,000 22,193,000 5.20%
5 INTERSIL CORP 950,000 20,833,000 4.89%
6 EVERBANK FINL CORP COM 800,000 15,488,000 3.63%
New Holding filing (0001132716-17-000009) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 WHITEWAVE FOODS CO 2,502,694 136,222,000 32.92%
2 ST JUDE MED INC 1,483,194 118,299,000 28.59%
3 RITE AID CORP 9,691,497 74,528,000 18.01%
4 PRIVATEBANCORP INC 1,218,175 55,938,000 13.52%
5 Spectra Energy Corp Com 501,600 21,443,000 5.18%
6 STARZ SERIES A 203,200 6,337,000 1.53%
7 CST BRANDS INC 22,275 1,072,000 0.26%
New Holding filing (0001132716-17-000005) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
1 InterDigital Inc 2,648,319 94,439,000 48.76%
2 FLEETMATICS GROUP PLC 500,000 29,989,000 15.48%
3 DEPHEID 464,440 24,471,000 12.64%
4 RACKSPACE HOSTING INC 750,000 23,768,000 12.27%
5 INFOBLOX INC 500,000 13,185,000 6.81%
6 NETSUITE INC 63,262 7,002,000 3.62%
7 Linear Technology Corp 13,700 813,000 0.42%