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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001132716-16-000050) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ZILLOW GROUP INC 483,094 16,643,000 0.30%
2 ZILLOW GROUP INC 536,988 18,607,000 0.33%
3 YUM BRANDS INC 92,251 8,377,000 0.15%
4 YANDEX N V 107,076 2,254,000 0.04%
5 XL GROUP LTD 82,629 2,779,000 0.05%
6 WYNN RESORTS LTD 13,281 1,294,000 0.02%
7 WR GRACE & CO 156,988 11,586,000 0.21%
8 WPX ENERGY INC 102,335 1,350,000 0.02%
9 WORLD ACCEP CORPORATION COM 50,000 2,452,000 0.04%
10 WILLIS TOWERS WATSON PUB LTD 622,130 82,600,000 1.47%
11 WHITING PETE CORP NEW 565,591 4,943,000 0.09%
12 WEYERHAEUSER CO 123,453 3,943,000 0.07%
13 WEX INC 6,980 754,000 0.01%
14 WESTROCK CO 700,251 33,948,000 0.60%
15 WESTLAKE CHEM CORP 541,656 28,979,000 0.52%
16 WERNER ENTERPRISES INC 746,355 17,368,000 0.31%
17 WEBSITE PROS INC COM 200,000 25,000 0.00% Put
18 WEATHERFORD INTL PLC 3,661,324 20,577,000 0.37%
19 WAL-MART STORES INC 145,000 10,457,000 0.19%
20 VistaPrint NV 473,482 47,907,000 0.85%
21 VODAFONE GROUP PLC NEW 398,679 11,621,000 0.21%
22 VMWARE INC 80,784 5,926,000 0.11%
23 VIMPELCOM LTD 2,799,994 9,744,000 0.17%
24 VIASAT INC 20,139 1,503,000 0.03%
25 VIACOM INC NEW 159,622 6,082,000 0.11%
26 VERIZON COMMUNICATIONS INC 715,300 32,000 0.00% Call
27 VANECK VECTORS ETF TR 300,000 5,724,000 0.10%
28 VANECK ETF TRUST 250,000 75,000 0.00% Put
29 VALIDUS HOLDINGS LTD 82,906 4,130,000 0.07%
30 VALERO ENERGY CORP NEW 92,885 4,923,000 0.09%
31 V F CORP 125,000 7,006,000 0.12%
32 UNITED TECHNOLOGIES CORP 217,687 22,117,000 0.39%
33 UNITED STATES STL CORP NEW 80,700 54,000 0.00% Put
34 UNITED STATES CELLULAR CORP 48,454 1,761,000 0.03%
35 UNITED PARCEL SERVICE INC 185,491 20,285,000 0.36%
36 UNITED CONTL HLDGS INC 263,881 13,846,000 0.25%
37 UNDER ARMOUR INC 600,398 20,329,000 0.36%
38 UMPQUA HLDGS CORP 161,425 2,429,000 0.04%
39 ULTIMATE SOFTWARE GROUP INCORPORATED 15,000 3,066,000 0.05%
40 U S SILICA HLDGS INC 213,422 9,937,000 0.18%
41 Tesco Corp 81,375 664,000 0.01%
42 Teekay Tankers LTD 1,109,403 2,807,000 0.05%
43 TWITTER INC 1,000,000 965,000 0.02% PRN
44 TURNING PT BRANDS INC 147,135 1,769,000 0.03%
45 TRANSOCEAN LTD 532,000 5,671,000 0.10%
46 TOLL BROTHERS INC 45,362 1,355,000 0.02%
47 TJX COS INC NEW 365,000 27,295,000 0.49%
48 TIME WARNER INC 84,179 6,701,000 0.12%
49 TIME INC NEW 253,881 3,676,000 0.07%
50 TIFFANY & CO NEW 105,400 26,000 0.00% Call
Page 1 of 8
New Holding filing (0001132716-17-000023) filed in 2017.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 738,240 75,448,000 99.96%
2 MONSANTO CO NEW 75,000 31,000 0.04% Call
New Holding filing (0001132716-17-000016) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,478,912 282,649,000 66.28%
2 MEDIA GENERAL INC NEW 2,439,370 44,958,000 10.54%
3 ALERE INC 933,061 40,346,000 9.46%
4 JOY GLOBAL INCORPORATED 800,000 22,193,000 5.20%
5 INTERSIL CORP 950,000 20,833,000 4.89%
6 EVERBANK FINL CORP COM 800,000 15,488,000 3.63%
New Holding filing (0001132716-17-000009) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 WHITEWAVE FOODS CO 2,502,694 136,222,000 32.92%
2 ST JUDE MED INC 1,483,194 118,299,000 28.59%
3 RITE AID CORP 9,691,497 74,528,000 18.01%
4 PRIVATEBANCORP INC 1,218,175 55,938,000 13.52%
5 Spectra Energy Corp Com 501,600 21,443,000 5.18%
6 STARZ SERIES A 203,200 6,337,000 1.53%
7 CST BRANDS INC 22,275 1,072,000 0.26%
New Holding filing (0001132716-17-000005) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
1 InterDigital Inc 2,648,319 94,439,000 48.76%
2 FLEETMATICS GROUP PLC 500,000 29,989,000 15.48%
3 DEPHEID 464,440 24,471,000 12.64%
4 RACKSPACE HOSTING INC 750,000 23,768,000 12.27%
5 INFOBLOX INC 500,000 13,185,000 6.81%
6 NETSUITE INC 63,262 7,002,000 3.62%
7 Linear Technology Corp 13,700 813,000 0.42%