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Institutional Investment Manager
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) (CIK: 0001132716) incorporated in Delaware, located at One North Wacker Drive 31st Floor, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001132716-16-000050) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 10,069,300 306,862,000 5.46% Put
2 SPDR S&P 500 ETF TR 1,962,000 3,960,000 0.07% Put
3 NETFLIX INC 156,900 714,000 0.01% Put
4 CONSTELLATION BRANDS INC 101,100 243,000 0.00% Put
5 CATERPILLAR INC 161,400 121,000 0.00% Put
6 NAVISTAR INTL CORP NEW 200,000 115,000 0.00% Put
7 VANECK ETF TRUST 250,000 75,000 0.00% Put
8 GOGO INC 200,000 65,000 0.00% Put
9 TIFFANY & CO NEW 79,000 57,000 0.00% Put
10 ISHARES 20 YEAR TREASURY BOND ETF 70,000 56,000 0.00% Put
11 UNITED STATES STL CORP NEW 80,700 54,000 0.00% Put
12 WEBSITE PROS INC COM 200,000 25,000 0.00% Put
13 MOLSON COORS BREWING CO 853,700 5,243,000 0.09% Call
14 HERBALIFE LTD 1,060,500 4,395,000 0.08% Call
15 SPDR S&P 500 ETF TR 1,186,000 2,179,000 0.04% Call
16 EXPEDIA INC DEL 296,500 1,682,000 0.03% Call
17 CONAGRA BRANDS INC 199,500 375,000 0.01% Call
18 AMERICAN TOWER CORP NEW 210,400 231,000 0.00% Call
19 GENERAL MTRS CO 14,727 204,000 0.00% Call
20 ENCANA CORP 105,600 87,000 0.00% Call
21 AT&T INC 1,314,800 85,000 0.00% Call
22 NOBLE CORP PLC 349,400 50,000 0.00% Call
23 MCDERMOTT INTL INC 500,000 50,000 0.00% Call
24 VERIZON COMMUNICATIONS INC 715,300 32,000 0.00% Call
25 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 26,800 28,000 0.00% Call
26 TIFFANY & CO NEW 105,400 26,000 0.00% Call
27 GENERAL MLS INC 105,400 12,000 0.00% Call
28 NIKE INC 52,700 12,000 0.00% Call
29 LIBERTY MEDIA HOLDING CP INTER A 109,700 11,000 0.00% Call
30 SELECT SECTOR SPDR TR 97,800 4,000 0.00% Call
31 PROCTER AND GAMBLE CO 8,105,925 727,507,000 12.96%
32 ISHARES TR 4,425,977 165,753,000 2.95%
33 COTY INC 5,719,489 134,408,000 2.39%
34 NIELSEN HLDGS PLC 2,172,609 116,387,000 2.07%
35 HERBALIFE LTD 1,602,464 99,337,000 1.77%
36 PAYPAL HLDGS INC 2,375,454 97,322,000 1.73%
37 EBAY INC 2,800,000 92,120,000 1.64%
38 MOLSON COORS BREWING CO 804,964 88,385,000 1.57%
39 CONAGRA BRANDS INC 1,794,581 84,543,000 1.51%
40 WILLIS TOWERS WATSON PUB LTD 622,130 82,600,000 1.47%
41 POST HLDGS INC 1,016,628 78,453,000 1.40%
42 SPDR S&P 500 ETF TR 345,163 74,659,000 1.33%
43 ALPHABET INC 73,909 59,427,000 1.06%
44 LIONS GATE ENTERTN 2,851,385 56,999,000 1.02%
45 GENERAL MTRS CO 1,783,669 56,667,000 1.01%
46 DELL TECHNOLOGIES INC 1,172,292 56,036,000 1.00%
47 PINNACLE FOODS INC DEL 1,070,000 53,682,000 0.96%
48 EXPRESS SCRIPTS HLDG CO 750,000 52,898,000 0.94%
49 DANAHER CORP DEL 668,610 52,412,000 0.93%
50 VistaPrint NV 473,482 47,907,000 0.85%
Page 1 of 8
New Holding filing (0001132716-17-000023) filed in 2017.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 738,240 75,448,000 99.96%
2 MONSANTO CO NEW 75,000 31,000 0.04% Call
New Holding filing (0001132716-17-000016) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,478,912 282,649,000 66.28%
2 MEDIA GENERAL INC NEW 2,439,370 44,958,000 10.54%
3 ALERE INC 933,061 40,346,000 9.46%
4 JOY GLOBAL INCORPORATED 800,000 22,193,000 5.20%
5 INTERSIL CORP 950,000 20,833,000 4.89%
6 EVERBANK FINL CORP COM 800,000 15,488,000 3.63%
New Holding filing (0001132716-17-000009) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 WHITEWAVE FOODS CO 2,502,694 136,222,000 32.92%
2 ST JUDE MED INC 1,483,194 118,299,000 28.59%
3 RITE AID CORP 9,691,497 74,528,000 18.01%
4 PRIVATEBANCORP INC 1,218,175 55,938,000 13.52%
5 Spectra Energy Corp Com 501,600 21,443,000 5.18%
6 STARZ SERIES A 203,200 6,337,000 1.53%
7 CST BRANDS INC 22,275 1,072,000 0.26%
New Holding filing (0001132716-17-000005) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
1 InterDigital Inc 2,648,319 94,439,000 48.76%
2 FLEETMATICS GROUP PLC 500,000 29,989,000 15.48%
3 DEPHEID 464,440 24,471,000 12.64%
4 RACKSPACE HOSTING INC 750,000 23,768,000 12.27%
5 INFOBLOX INC 500,000 13,185,000 6.81%
6 NETSUITE INC 63,262 7,002,000 3.62%
7 Linear Technology Corp 13,700 813,000 0.42%