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Institutional Investment Manager
RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. (CIK: 0001143565), located at 207 Calle DE Parque St., San Juan. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 198 holdings with a total value of $144,137,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 AMERICAN RAILCAR INDS INC 3,100 122,000 0.08%
52 SPX CORP 8,250 123,000 0.09%
53 INVACARE CORP COM 10,250 124,000 0.09%
54 INSTEEL IND 4,350 124,000 0.09%
55 ACETO CORP 5,725 125,000 0.09%
56 HUNTSMAN CORP 9,300 125,000 0.09%
57 BARNES & NOBLE INC 11,100 126,000 0.09%
58 GENWORTH FINL INC 49,000 126,000 0.09%
59 VERITIV CORP 3,350 126,000 0.09%
60 AMERICAN VANGUARD CORP COM 8,500 128,000 0.09%
61 MISTRAS GROUP INC 5,350 128,000 0.09%
62 GENERAL CABLE CORP DEL NEW 10,200 130,000 0.09%
63 TRINITY INDS INC 7,250 135,000 0.09%
64 MALLINCKRODT PUB LTD CO 2,250 137,000 0.10%
65 SCICLONE PHARMACEUTICALS INC 10,750 140,000 0.10%
66 ROWAN COMPANIES PLC 8,100 143,000 0.10%
67 INVESTORS BANCORP INC NEW 12,900 143,000 0.10%
68 MANITOWOC INC COM 27,000 147,000 0.10%
69 PEOPLES UNITED FINANCIAL INC 10,200 150,000 0.10%
70 Berkshire Hills Bancorp Inc 5,650 152,000 0.11%
71 TILE SHOP HLDGS INC 7,700 153,000 0.11%
72 COMMUNITY TR BANCORP INC 4,400 153,000 0.11%
73 BROOKLINE BANCORP INC DEL COM 14,000 154,000 0.11%
74 TRANSOCEAN LTD 13,000 155,000 0.11%
75 PROVIDENT FINL SVCS INC COM 8,000 157,000 0.11%
76 HANOVER INS GROUP INC 1,900 161,000 0.11%
77 Trico Bancshs Chico 5,875 162,000 0.11%
78 RLI CORP 2,425 167,000 0.12%
79 First Busey Corp 7,825 167,000 0.12%
80 SUPERNUS PHARMACEUTICALS INC 8,400 171,000 0.12%
81 NBT BANCORP INC COM 6,025 172,000 0.12%
82 COMMUNITY BK SYS INC COM 4,175 172,000 0.12%
83 REPUBLIC BANCORP KY 6,250 173,000 0.12%
84 MID AMER APT CMNTYS INC 1,625 173,000 0.12%
85 HEALTHCARE RLTY TR 5,100 178,000 0.12%
86 NVR INC 100 178,000 0.12%
87 CHEMICAL FINANCIAL CORPORATION 4,800 179,000 0.12%
88 RETAIL OPPORTUNITY INVTS COR 8,350 181,000 0.13%
89 TOMPKINS FINL CORP COM 2,825 184,000 0.13%
90 MB FINL INC 5,100 185,000 0.13%
91 TANGER FACTORY OUTLET CTRS I 4,600 185,000 0.13%
92 NATIONAL HEALTH INVS INC 2,500 188,000 0.13%
93 MONMOUTH REAL ESTATE INVT CO 14,850 197,000 0.14%
94 ACI WORLDWIDE INC 11,000 215,000 0.15%
95 ALBEMARLE CORP 3,250 258,000 0.18%
96 U S PHYSICAL THERAPY COM 4,450 268,000 0.19%
97 MYRIAD GENETICS INC 11,000 337,000 0.23%
98 CITIZENS FINL GROUP INC 19,000 380,000 0.26%
99 REGIONS FINANCIAL CORP NEW 45,000 383,000 0.27%
100 TALMER BANCORP INC 21,000 403,000 0.28%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001162044-16-002204, filed 2016.08.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.