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Institutional Investment Manager
RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. (CIK: 0001143565), located at 207 Calle DE Parque St., San Juan. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 265 holdings with a total value of $151,906,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 GIBRALTAR INDS INC COM 3,500 130,000 0.09%
202 CVS HEALTH CORP 1,460 130,000 0.09%
203 OFFICE DEPOT INC 36,000 129,000 0.08%
204 MANITOWOC INC COM 27,000 129,000 0.08%
205 AMERICAN WOODMARK CORPORATION COM 1,600 129,000 0.08%
206 GENWORTH FINL INC 26,000 129,000 0.08%
207 AMERICAN VANGUARD CORP COM 8,000 128,000 0.08%
208 TILE SHOP HLDGS INC 7,700 127,000 0.08%
209 MISTRAS GROUP INC 5,350 126,000 0.08%
210 NATURAL HEALTH 4,400 124,000 0.08%
211 BARCLAYS BK PLC 3,588 122,000 0.08%
212 BARNES & NOBLE INC 10,500 119,000 0.08%
213 MALLINCKRODT PUB LTD CO 1,700 119,000 0.08%
214 VANGUARD INTL EQUITY INDEX F 3,119 117,000 0.08%
215 NCI BLDG SYS INC 8,000 117,000 0.08%
216 DARLING INGREDIENTS INC 8,500 115,000 0.08%
217 DYCOM INDS INC 1,400 114,000 0.08%
218 RAYONIER ADVANCED MATLS INC COM 8,500 114,000 0.08%
219 TAL ED GROUP 1,597 113,000 0.07%
220 WISDOMTREE INVTS INC 11,000 113,000 0.07%
221 INVACARE CORP COM 10,100 113,000 0.07%
222 FIRST NBC BK HLDG CO 12,000 113,000 0.07%
223 TRANSOCEAN LTD 10,500 112,000 0.07%
224 KINDRED HEALTHCARE INC 11,000 112,000 0.07%
225 COMPANIA DE MINAS BUENAVENTU 7,996 111,000 0.07%
226 KROGER CO 3,719 110,000 0.07%
227 NETEASE INC 455 110,000 0.07%
228 BURLINGTON STORES INC 1,350 109,000 0.07%
229 AKORN INCORPORATED 4,000 109,000 0.07%
230 QUINTILES IMS HOLDINGS INC 1,350 109,000 0.07%
231 PAPA JOHNS INTL INC COM 1,375 108,000 0.07%
232 BWX TECHNOLOGIES INC COM 2,800 107,000 0.07%
233 MSCI INC 1,250 105,000 0.07%
234 NOBLE CORP PLC 16,500 105,000 0.07%
235 ACETO CORP 5,500 104,000 0.07%
236 HERTZ GLOBAL HLDGS INC 2,600 104,000 0.07%
237 MSC INDL DIRECT INC 1,400 103,000 0.07%
238 IMPAX LABORATORIES INC 4,300 102,000 0.07%
239 LIBERTY PROP 2,500 101,000 0.07%
240 GLOBAL PMTS INC 1,300 100,000 0.07%
241 HIBBETT INC COM 2,500 100,000 0.07%
242 GREAT WESTERN BANCORP INC COM 3,000 100,000 0.07%
243 Lancaster Colony Corp 750 99,000 0.07%
244 A O SMITH 1,000 99,000 0.07%
245 CINCINNATI FINL CORP 1,300 98,000 0.06%
246 BLOCK H & R INC 4,250 98,000 0.06%
247 Clarcor Inc Com 1,500 98,000 0.06%
248 GENERAL CABLE CORP DEL NEW 6,500 97,000 0.06%
249 ALLEGHANY CORP 185 97,000 0.06%
250 SOUTHSIDE BANCSHARES INC 3,000 97,000 0.06%
Page 5 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001162044-16-002589, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.