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Institutional Investment Manager
HENNESSY ADVISORS INC
HENNESSY ADVISORS INC (CIK: 0001145255), registered under Investment Advice, located at 7250 Redwood Blvd., Novato, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 307 holdings with a total value of $2,698,716,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 PEPSICO INC 58,000 4,843,000 0.18%
152 L-3 Communications Hldgs 41,000 4,844,000 0.18%
153 FORD MTR CO DEL 310,900 4,850,000 0.18%
154 JOHN BEAN TECHNOLOGIES CORP COM 157,786 4,876,000 0.18%
155 KIMBERLY CLARK CORP 44,300 4,884,000 0.18%
156 ALTRIA GROUP INC 130,500 4,885,000 0.18%
157 AK STL HLDG CORP 677,000 4,888,000 0.18%
158 CONOCOPHILLIPS 70,000 4,925,000 0.18%
159 ACETO CORP 245,484 4,932,000 0.18%
160 UNIVERSAL INS HLDGS INC 388,400 4,933,000 0.18%
161 G-III APPAREL GROUP LTD 69,000 4,939,000 0.18%
162 CITIGROUPINC 105,000 4,998,000 0.19%
163 CIT GROUP INC 102,000 5,000,000 0.19%
164 PAPA JOHNS INTL INC COM 96,000 5,003,000 0.19%
165 KRAFT HEINZ CO COM 89,200 5,004,000 0.19%
166 TRAVELERS COMPANIES INC 59,000 5,021,000 0.19%
167 GENERAL MLS INC 97,100 5,032,000 0.19%
168 BAXTER INTL INC 68,675 5,053,000 0.19%
169 METLIFE INC 96,000 5,069,000 0.19%
170 MANITOWOC INC COM 161,200 5,070,000 0.19%
171 CIGNA CORPORATION 60,900 5,099,000 0.19%
172 REGIONS FINANCIAL CORP NEW 460,000 5,111,000 0.19%
173 FIFTH THIRD BANCORP 223,000 5,118,000 0.19%
174 BANK AMER CORP 298,000 5,126,000 0.19%
175 Engility Hldgs Inc 113,846 5,129,000 0.19%
176 AMERICAN INTL GROUP INC 103,000 5,151,000 0.19%
177 BLACK HILLS CORP 89,459 5,157,000 0.19%
178 SOUTHWEST AIRLS CO 218,800 5,166,000 0.19%
179 SUNTRUST BKS INC 130,000 5,173,000 0.19%
180 JACK IN THE BOX INC 88,200 5,199,000 0.19%
181 MATRIX SVC CO COM 154,327 5,213,000 0.19%
182 LILLY ELI & CO 89,500 5,268,000 0.20%
183 PNC FINL SVCS GROUP INC 61,000 5,307,000 0.20%
184 TOTAL SYS SVCS INC 175,000 5,322,000 0.20%
185 NORTHWESTERN ENERGY GROUP INC COM NEW 112,198 5,322,000 0.20%
186 UNITED RENTALS INC 56,100 5,326,000 0.20%
187 CUSTOMERS BANCORP INC COM 260,000 5,426,000 0.20%
188 TYSON FOODS INC 123,800 5,448,000 0.20%
189 NEW YORK TIMES CO 322,100 5,514,000 0.20%
190 GREEN PLAINS INC COM 187,800 5,626,000 0.21%
191 URS CORP 120,100 5,652,000 0.21%
192 Exterran Holdings Inc 129,400 5,678,000 0.21%
193 KKR FINANCIAL HLDGS LLC 495,000 5,727,000 0.21%
194 LITHIA MTRS INC COM 88,900 5,908,000 0.22%
195 CIENA CORP 260,300 5,919,000 0.22%
196 Investors Bancorp Inc 215,000 5,943,000 0.22%
197 FIRST BANCORP P R COM NEW 1,100,000 5,984,000 0.22%
198 AMERICAN AXLE & MFG HLDGS INC COM 327,400 6,063,000 0.22%
199 CRACKER BARREL OLD CTRY STOR 62,800 6,107,000 0.23%
200 AMTRUST FINL SVCS INC 165,900 6,239,000 0.23%
Page 4 of 7

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-14-017432, filed 2014.04.24).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.