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Institutional Investment Manager
HENNESSY ADVISORS INC
HENNESSY ADVISORS INC (CIK: 0001145255), registered under Investment Advice, located at 7250 Redwood Blvd., Novato, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 288 holdings with a total value of $3,521,410,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 DUKE ENERGY CORP NEW 120,737 9,664,000 0.27%
202 CHARLES RIV LABS INTL INC 118,700 9,892,000 0.28%
203 VERIZON COMMUNICATIONS INC 207,500 10,786,000 0.31%
204 BIG LOTS INC 231,000 11,030,000 0.31%
205 WILLIS TOWERS WATSON PUB LTD 85,500 11,352,000 0.32%
206 INTERNATIONAL BUSINESS MACHS 74,900 11,898,000 0.34%
207 IPG PHOTONICS CORP 145,400 11,974,000 0.34%
208 CVS HEALTH CORP 134,990 12,013,000 0.34%
209 UNITED RENTALS INC 164,700 12,927,000 0.37%
210 CATERPILLAR INC 145,800 12,943,000 0.37%
211 SCANA 184,966 13,386,000 0.38%
212 SOUTH JERSEY INDS INC COM 463,921 13,709,000 0.39%
213 NORTHWEST NAT GAS CO 234,286 14,083,000 0.40%
214 FMC 304,000 14,695,000 0.42%
215 EVERSOURCE ENERGY 273,475 14,817,000 0.42%
216 MASTERCARD INCORPORATED 146,445 14,904,000 0.42%
217 Plains Gp Hldgs Lp Npv A 1,250,277 16,179,000 0.46%
218 MDU RES GROUP INC 666,907 16,966,000 0.48%
219 TIME WARNER INC 218,500 17,395,000 0.49%
220 NEW JERSEY RES CORP 530,084 17,419,000 0.49%
221 VECTREN CORP 357,228 17,933,000 0.51%
222 AMPHENOL CORP NEW 280,200 18,191,000 0.52%
223 PPL CORP 526,819 18,212,000 0.52%
224 EXELON CORP 548,231 18,251,000 0.52%
225 ROSS STORES INC 298,400 19,187,000 0.54%
226 GAMESTOP CORP NEW 700,400 19,324,000 0.55%
227 EXPRESS INC COM 1,662,900 19,606,000 0.56%
228 CHECK POINT SOFTWARE TECH LT 256,500 19,907,000 0.57%
229 XCEL ENERGY INC 489,399 20,134,000 0.57%
230 UGI CORP NEW 446,802 20,213,000 0.57%
231 FEDEX CORP 115,800 20,228,000 0.57%
232 VARIAN MED SYS INC 209,300 20,832,000 0.59%
233 NATIONAL FUEL GAS CO N J 394,524 21,332,000 0.61%
234 SPIRE INC COM 342,291 21,818,000 0.62%
235 WGL HLDGS INC COM 354,092 22,202,000 0.63%
236 CENTERPOINT ENERGY INC 995,328 23,121,000 0.66%
237 JETBLUE AIRWAYS CORP 1,345,400 23,195,000 0.66%
238 AUTONATION INC 510,500 24,866,000 0.71%
239 MANPOWERGROUP INC 348,300 25,168,000 0.71%
240 AMTRUST FINL SVCS INC 955,000 25,623,000 0.73%
241 EQT CORP 356,532 25,891,000 0.74%
242 LITHIA MTRS INC COM 275,418 26,308,000 0.75%
243 SOUTHWEST GAS HOLDINGS INC 376,817 26,324,000 0.75%
244 DTE ENERGY CO 287,254 26,907,000 0.76%
245 LENNAR 642,500 27,203,000 0.77%
246 UNIVERSAL HLTH SVCS INC 222,627 27,432,000 0.78%
247 ONE GAS INC COM 454,625 28,114,000 0.80%
248 HANOVER INS GROUP INC 375,200 28,298,000 0.80%
249 CIENA CORP 1,323,900 28,861,000 0.82%
250 WAYFAIR INC 742,727 29,241,000 0.83%
Page 5 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-082695, filed 2016.10.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.