Dark
Light
System
Institutional Investment Manager
NOMURA HOLDINGS INC
NOMURA HOLDINGS INC (CIK: 0001163653), registered under Security Brokers, Dealers & Flotation Companies, located at 1-13-1 Nihonbashi, Tokyo. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001140361-14-032005) filed in 2014.08.13
#
Name
Shares
Value ($)
%
Options
Notes
3551 SOUTHWESTERN ENERGY CO 3,600 164 0.00%
3552 SPDR DOW JONES INDL AVRG ETF 130,500 21,919 0.01% Put
3553 SPDR DOW JONES INDL AVRG ETF 598 100 0.00%
3554 SPDR DOW JONES INDL AVRG ETF 1,189,834 199,846 0.06%
3555 SPDR GOLD TR 14,900 1,907 0.00%
3556 SPDR GOLD TR 1,419,100 181,632 0.05% Call
3557 SPDR GOLD TR 22,259 2,849 0.00%
3558 SPDR GOLD TR 552,600 70,728 0.02% Put
3559 SPDR INDEX SHS FDS 12,142 527 0.00%
3560 SPDR S&P 500 ETF TR 6,927,700 1,354,467 0.39% Put
3561 SPDR S&P 500 ETF TR 905,700 177,078 0.05% Call
3562 SPDR S&P 500 ETF TR 10,052 1,965 0.00%
3563 SPDR S&P 500 ETF TR 1,850,000 361,702 0.10% Put
3564 SPDR S&P 500 ETF TR 865,263 169,172 0.05%
3565 SPDR S&P 500 ETF TR 13,954,970 2,728,401 0.78%
3566 SPDR S&P MIDCAP 400 ETF TR 2,055 534 0.00%
3567 SPDR S&P MIDCAP 400 ETF TR 600 156 0.00%
3568 SPDR SER TR 2,876 116 0.00%
3569 SPDR SER TR 70,000 2,822 0.00% Call
3570 SPDR SER TR 92,400 3,725 0.00%
3571 SPDR SERIES TR 5,000 118 0.00%
3572 SPDR SERIES TRUST 195,100 16,033 0.00% Put
3573 SPDR SERIES TRUST 24,008 802 0.00%
3574 SPDR SERIES TRUST 1,938 65 0.00%
3575 SPDR SERIES TRUST 326,165 10,681 0.00%
3576 SPDR SERIES TRUST 2,100,900 68,800 0.02% Put
3577 SPDR SERIES TRUST 79,200 2,594 0.00% Call
3578 SPDR SERIES TRUST 1,184 39 0.00%
3579 SPDR SERIES TRUST 340 11 0.00%
3580 SPDR SERIES TRUST 118,138 4,991 0.00%
3581 SPDR SERIES TRUST 30 1 0.00%
3582 SPDR SERIES TRUST 87,513 7,192 0.00%
3583 SPDR SERIES TRUST 900 74 0.00%
3584 SPDR SERIES TRUST 350,000 30,367 0.01%
3585 SPDR SERIES TRUST 150,000 13,014 0.00% Put
3586 SPDR SERIES TRUST 50,000 4,338 0.00% Call
3587 SPDR SERIES TRUST 545 47 0.00%
3588 SPDR SERIES TRUST 9,451 394 0.00%
3589 SPDR SERIES TRUST 1,000 42 0.00%
3590 SPECTRA ENERGY CORP 30,000 1,274 0.00% Call
3591 SPECTRA ENERGY CORP 5,556 236 0.00%
3592 SPECTRA ENERGY CORP 1,200 51 0.00%
3593 SPECTRANETICS CORP 1,000,000 1,043 0.00% PRN
3594 SPECTRUM PHARMACEUTICALS INC COM 140,000 1,138 0.00% Call
3595 SPECTRUM PHARMACEUTICALS INC COM 8,270 67 0.00%
3596 SPECTRUM PHARMACEUTICALS INC COM 4,100 33 0.00%
3597 SPIRIT AEROSYSTEMS HLDGS INC 13,593 458 0.00%
3598 SPIRIT AEROSYSTEMS HLDGS INC 7,954 268 0.00%
3599 SPIRIT AIRLS INC 5,679 356 0.00%
3600 SPIRIT AIRLS INC 2,337 146 0.00%
Page 72 of 88