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Institutional Investment Manager
ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC (CIK: 0001165501) incorporated in Delaware, located at 4 Orinda Way, Orinda, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001405086-14-000293) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 AVIS BUDGET GROUP 44,200 2,426 0.07% Put
2 AVIS BUDGET GROUP 32,000 1,756 0.05% Put
3 AVIS BUDGET GROUP 12,900 708 0.02% Put
4 AVIS BUDGET GROUP 7,600 417 0.01% Put
5 AVIS BUDGET GROUP 3,300 181 0.01% Put
6 BRISTOL MYERS SQUIBB CO 177,300 9,074 0.27% Call
7 BRISTOL MYERS SQUIBB CO 127,700 6,536 0.19% Call
8 BRISTOL MYERS SQUIBB CO 51,500 2,636 0.08% Call
9 BRISTOL MYERS SQUIBB CO 30,300 1,551 0.05% Call
10 BRISTOL MYERS SQUIBB CO 13,200 676 0.02% Call
11 HONEYWELL INTL INC 416,461 38,781 1.15%
12 PENTAIR PLC 485,862 31,819 0.94%
13 PFIZER INC 1,067,810 31,575 0.93%
14 MICROSOFT CORP 658,587 30,532 0.90%
15 HONEYWELL INTL INC 297,914 27,742 0.82%
16 DISH NETWORK A 406,127 26,228 0.78%
17 TESORO CORP 421,547 25,706 0.76%
18 PENTAIR PLC 347,958 22,788 0.67%
19 Liberty Media Corp 481,161 22,610 0.67%
20 PFIZER INC 763,864 22,587 0.67%
21 Liberty Media Ser A 476,742 22,493 0.67%
22 EASTMAN CHEM CO 273,719 22,141 0.65%
23 BRUNSWICK CORP 520,302 21,926 0.65%
24 MICROSOFT CORP 471,146 21,842 0.65%
25 BERKSHIRE HATHAWAY INC DEL 154,322 21,318 0.63%
26 WILLIAMS COS INC DEL 366,606 20,292 0.60%
27 HUBBELL INC CLASS B 162,664 19,606 0.58%
28 CHIPOTLE MEXICAN GRILL INC 29,188 19,456 0.58%
29 NORTHSTAR RLTY FIN CORP COM NEW 1,090,492 19,269 0.57%
30 CROWN HOLDINGS INC 431,931 19,230 0.57%
31 DISH NETWORK A 290,568 18,765 0.56%
32 TESORO CORP 301,724 18,399 0.54%
33 POLARIS INDS INC 122,601 18,364 0.54%
34 PHILLIPS 66 222,939 18,127 0.54%
35 TYSON FOODS INC 458,250 18,041 0.53%
36 SALIX PHARMACEUTICALS INC 115,230 18,004 0.53%
37 ASML HOLDING N V N Y REGISTRY SHS 181,139 17,900 0.53%
38 LIBERTY GLOBAL PLC 435,427 17,859 0.53%
39 DRYSHIPS INC. 5%14F DUE 12/01/14 DRYSHIPS INC. 17,644,000 17,452 0.52% PRN
40 METHANEX CORP 261,222 17,450 0.52%
41 VERISIGN INC 314,044 17,310 0.51%
42 VERIFONE SYS INC 498,148 17,126 0.51%
43 Allergan plc 94,116 16,771 0.50%
44 InterDigital Inc 637,437 16,452 0.49%
45 ALLERGAN PLC 67,980 16,402 0.49%
46 Liberty Media Corp 345,375 16,229 0.48%
47 Liberty Media Ser A 342,152 16,143 0.48%
48 GARMIN LTD 305,529 15,884 0.47%
49 DISNEY WALT CO 178,378 15,881 0.47%
50 EASTMAN CHEM CO 195,859 15,843 0.47%
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