Dark
Light
System
Institutional Investment Manager
ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC (CIK: 0001165501) incorporated in Delaware, located at 4 Orinda Way, Orinda, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001405086-16-000680) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 SANOFI 25,335 968 0.06%
452 MOBILEYE N V AMSTELVEEN 22,663 965 0.06%
453 COMCAST CORP NEW 14,523 963 0.06%
454 ISHARES 27,880 962 0.06%
455 MOTOROLA SOLUTIONS INC 12,594 961 0.06%
456 EASTMAN CHEM CO 14,194 961 0.06%
457 NOVARTIS A G 12,163 960 0.06%
458 ANTHEM INC 7,543 945 0.06%
459 ALTRIA GROUP INC 14,926 944 0.06%
460 L BRANDS INC 13,340 944 0.06%
461 ARRIS INTL INC 33,203 941 0.06%
462 MERCK & CO INC 15,051 939 0.06%
463 LIBERTY MEDIA CORP DELAWARE 27,648 939 0.06%
464 AKAMAI TECHNOLOGIES INC 17,717 939 0.06%
465 IBERIABANK CORP COM 13,873 931 0.06%
466 PARSLEY ENERGY CLA A 27,782 931 0.06%
467 WR GRACE & CO 12,592 929 0.06%
468 LIBERTY M SIRIUSXM C 27,648 924 0.06%
469 COMMSCOPE 30,426 916 0.06%
470 GAMING & LEISURE PPTYS INC 27,365 915 0.06%
471 SPRINT CORP 137,520 912 0.06%
472 GREEN DOT CORP CL A 39,520 911 0.06%
473 SIGNATURE BANK 7,669 908 0.06%
474 HERC HLDGS INC 26,878 906 0.06%
475 BUFFALO WILD WINGS INC 6,414 903 0.06%
476 ANTHEM INC 7,189 901 0.06%
477 HOME DEPOT INC 6,965 896 0.05%
478 AKAMAI TECHNOLOGIES INC 16,880 894 0.05%
479 MOBILEYE N V AMSTELVEEN 20,995 894 0.05%
480 NEW RESIDENTIAL INVT CORP COM NEW 64,709 894 0.05%
481 HALLIBURTON CO 19,858 891 0.05%
482 HUNT J B TRANS SVCS INC 10,912 885 0.05%
483 ASTRAZENECA PLC 26,919 885 0.05%
484 ASHLAND GLOBAL HLDGS INC 7,627 884 0.05%
485 BANK AMER CORP 56,282 881 0.05%
486 KOHLS CORP 20,010 875 0.05%
487 DUNKIN BRANDS GROUP INC COM 16,788 874 0.05%
488 COMMSCOPE 28,996 873 0.05%
489 AUTOZONE INC 1,133 871 0.05%
490 MICROSOFT CORP 15,121 871 0.05%
491 LIBERTY MEDIA CORP DELAWARE 25,608 870 0.05%
492 SOUTHWESTERN ENERGY CO 62,569 866 0.05%
493 ANTHEM INC 6,883 863 0.05%
494 IBERIABANK CORP COM 12,850 862 0.05%
495 WASTE MGMT INC DEL 13,458 858 0.05%
496 AKAMAI TECHNOLOGIES INC 16,177 857 0.05%
497 LIBERTY M SIRIUSXM C 25,608 856 0.05%
498 NEW RESIDENTIAL INVT CORP COM NEW 61,669 852 0.05%
499 CALLON PETE CO DEL COM 54,121 850 0.05%
500 ASSURED GUARANTY LTD COM 30,553 848 0.05%
Page 10 of 22