Dark
Light
System
Institutional Investment Manager
ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC (CIK: 0001165501) incorporated in Delaware, located at 4 Orinda Way, Orinda, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001405086-16-000680) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 NEWELL BRANDS INC 28,525 1,502 0.09%
352 IBERIABANK CORP COM 22,346 1,500 0.09%
353 HALLIBURTON CO 33,389 1,498 0.09%
354 ASSURED GUARANTY LTD COM 53,948 1,497 0.09%
355 TRANSOCEAN LTD 140,277 1,495 0.09%
356 HUNT J B TRANS SVCS INC 18,347 1,489 0.09%
357 LIBERTY M SIRIUSXM C 44,535 1,488 0.09%
358 PINNACLE FOODS INC DEL 29,570 1,484 0.09%
359 ANTERO RES CORP 55,030 1,483 0.09%
360 TIME WARNER INC 18,505 1,473 0.09%
361 PIONEER NAT RES CO 7,919 1,470 0.09%
362 BERRY GLOBAL GROUP INC 33,530 1,470 0.09%
363 SPRINT CORP 221,602 1,469 0.09%
364 QUALCOMM INC 21,408 1,466 0.09%
365 SIGNATURE BANK 12,360 1,464 0.09%
366 AUTOZONE INC 1,906 1,464 0.09%
367 HERC HLDGS INC 43,299 1,459 0.09%
368 LILLY ELI & CO 18,161 1,458 0.09%
369 WEATHERFORD INTL PLC 256,866 1,444 0.09%
370 WASTE MGMT INC DEL 22,625 1,443 0.09%
371 HALLIBURTON CO 31,999 1,436 0.09%
372 HUNT J B TRANS SVCS INC 17,584 1,427 0.09%
373 SLM CORP 191,047 1,427 0.09%
374 ASSURED GUARANTY LTD COM 51,411 1,427 0.09%
375 DIEBOLD NXDF INC 57,320 1,421 0.09%
376 SERVICEMASTER GLOBAL HLDGS I 42,089 1,418 0.09%
377 ANTERO RES CORP 52,417 1,413 0.09%
378 U S SILICA HLDGS INC 30,302 1,411 0.09%
379 VERISIGN 17,992 1,408 0.09%
380 AUTOZONE INC 1,826 1,403 0.09%
381 BERRY GLOBAL GROUP INC 31,955 1,401 0.09%
382 Beacon Roofing Supply 33,289 1,400 0.09%
383 ECHO GLOBAL LOGISTICS INC COM 60,354 1,392 0.09%
384 WASTE MGMT INC DEL 21,684 1,383 0.08%
385 SYMANTEC CORP 54,692 1,373 0.08%
386 ASSURED GUARANTY LTD COM 49,212 1,366 0.08%
387 PIONEER NAT RES CO 7,335 1,362 0.08%
388 ANTERO RES CORP 50,235 1,354 0.08%
389 LILLY ELI & CO 16,823 1,350 0.08%
390 SERVICEMASTER GLOBAL HLDGS I 40,090 1,350 0.08%
391 MONDELEZ INTL INC 30,690 1,347 0.08%
392 U S SILICA HLDGS INC 28,878 1,345 0.08%
393 ONEMAIN HLDGS INC 43,438 1,344 0.08%
394 BERRY GLOBAL GROUP INC 30,625 1,343 0.08%
395 NOKIA CORP 230,699 1,336 0.08%
396 ECHO GLOBAL LOGISTICS INC COM 57,519 1,326 0.08%
397 SYMANTEC CORP 52,122 1,308 0.08%
398 VISA INC 15,683 1,297 0.08%
399 SERVICEMASTER GLOBAL HLDGS I 38,418 1,294 0.08%
400 CDK GLOBAL INC 22,537 1,293 0.08%
Page 8 of 22