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Institutional Investment Manager
ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC (CIK: 0001165501) incorporated in Delaware, located at 4 Orinda Way, Orinda, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001405086-16-000680) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 PDL BIOPHARMA INC 7,667,000 7,456 0.46% PRN
2 TWITTER INC 7,677,000 7,372 0.45% PRN
3 TWITTER INC 7,610,000 7,307 0.45% PRN
4 PDL BIOPHARMA INC 7,356,000 7,154 0.44% PRN
5 TWITTER INC 7,137,000 6,853 0.42% PRN
6 TWITTER INC 6,561,000 6,300 0.39% PRN
7 PDL BIOPHARMA INC 6,124,000 5,956 0.36% PRN
8 PDL BIOPHARMA INC 4,911,000 4,776 0.29% PRN
9 TWITTER INC 4,165,000 3,999 0.24% PRN
10 TWITTER INC 3,988,000 3,829 0.23% PRN
11 PDL BIOPHARMA INC 3,802,000 3,697 0.23% PRN
12 PDL BIOPHARMA INC 3,599,000 3,500 0.21% PRN
13 TWITTER INC 2,631,000 2,526 0.15% PRN
14 PDL BIOPHARMA INC 2,587,000 2,516 0.15% PRN
15 TWITTER INC 2,125,000 2,041 0.12% PRN
16 PDL BIOPHARMA INC 2,097,000 2,039 0.12% PRN
17 TWITTER INC 1,856,000 1,782 0.11% PRN
18 PDL BIOPHARMA INC 1,697,000 1,650 0.10% PRN
19 SERVICESOURCE INTL INC 1,441,000 1,368 0.08% PRN
20 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 1,422,000 1,361 0.08% PRN
21 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 1,400,000 1,340 0.08% PRN
22 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 1,301,000 1,245 0.08% PRN
23 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 1,196,000 1,145 0.07% PRN
24 SERVICESOURCE INTL INC 1,071,000 1,017 0.06% PRN
25 SERVICESOURCE INTL INC 990,000 940 0.06% PRN
26 SERVICESOURCE INTL INC 844,000 801 0.05% PRN
27 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 759,000 727 0.04% PRN
28 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 727,000 696 0.04% PRN
29 SERVICESOURCE INTL INC 535,000 508 0.03% PRN
30 SERVICESOURCE INTL INC 513,000 487 0.03% PRN
31 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 480,000 460 0.03% PRN
32 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 388,000 371 0.02% PRN
33 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 339,000 325 0.02% PRN
34 SERVICESOURCE INTL INC 341,000 324 0.02% PRN
35 SERVICESOURCE INTL INC 276,000 262 0.02% PRN
36 SERVICESOURCE INTL INC 239,000 227 0.01% PRN
37 ENERGOUS CORP 1,618,123 31,731 1.94%
38 ENDO INTL PLC 1,088,128 21,926 1.34%
39 PERRIGO CO PLC 228,603 21,107 1.29%
40 WASTE CONNECTIONS INC 238,564 17,821 1.09%
41 ALPHABET INC 20,915 16,817 1.03%
42 ENDO INTL PLC 814,019 16,402 1.00%
43 PERRIGO CO PLC 169,731 15,671 0.96%
44 COMPUTER SCIENCES CORP 284,893 14,874 0.91%
45 WASTE CONNECTIONS INC 177,270 13,242 0.81%
46 ALPHABET INC 15,554 12,506 0.77%
47 COMPUTER SCIENCES CORP 212,110 11,074 0.68%
48 DISH NETWORK A 194,404 10,649 0.65%
49 ENDO INTL PLC 466,574 9,401 0.58%
50 PERRIGO CO PLC 97,248 8,979 0.55%
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