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Institutional Investment Manager
ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC (CIK: 0001165501) incorporated in Delaware, located at 4 Orinda Way, Orinda, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001405086-16-000680) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 TWITTER INC 7,677,000 7,372 0.45% PRN
2 PDL BIOPHARMA INC 7,667,000 7,456 0.46% PRN
3 TWITTER INC 7,610,000 7,307 0.45% PRN
4 PDL BIOPHARMA INC 7,356,000 7,154 0.44% PRN
5 TWITTER INC 7,137,000 6,853 0.42% PRN
6 TWITTER INC 6,561,000 6,300 0.39% PRN
7 PDL BIOPHARMA INC 6,124,000 5,956 0.36% PRN
8 PDL BIOPHARMA INC 4,911,000 4,776 0.29% PRN
9 TWITTER INC 4,165,000 3,999 0.24% PRN
10 TWITTER INC 3,988,000 3,829 0.23% PRN
11 PDL BIOPHARMA INC 3,802,000 3,697 0.23% PRN
12 PDL BIOPHARMA INC 3,599,000 3,500 0.21% PRN
13 TWITTER INC 2,631,000 2,526 0.15% PRN
14 PDL BIOPHARMA INC 2,587,000 2,516 0.15% PRN
15 TWITTER INC 2,125,000 2,041 0.12% PRN
16 PDL BIOPHARMA INC 2,097,000 2,039 0.12% PRN
17 TWITTER INC 1,856,000 1,782 0.11% PRN
18 PDL BIOPHARMA INC 1,697,000 1,650 0.10% PRN
19 ENERGOUS CORP 1,618,123 31,731 1.94%
20 SERVICESOURCE INTL INC 1,441,000 1,368 0.08% PRN
21 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 1,422,000 1,361 0.08% PRN
22 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 1,400,000 1,340 0.08% PRN
23 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 1,301,000 1,245 0.08% PRN
24 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 1,196,000 1,145 0.07% PRN
25 ENDO INTL PLC 1,088,128 21,926 1.34%
26 SERVICESOURCE INTL INC 1,071,000 1,017 0.06% PRN
27 SERVICESOURCE INTL INC 990,000 940 0.06% PRN
28 SERVICESOURCE INTL INC 844,000 801 0.05% PRN
29 ENDO INTL PLC 814,019 16,402 1.00%
30 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 759,000 727 0.04% PRN
31 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 727,000 696 0.04% PRN
32 SPRINT CORP 675,630 4,479 0.27%
33 PLATFORM SPECIALTY PRODS COR 661,034 5,361 0.33%
34 NOKIA CORP 643,453 3,726 0.23%
35 SERVICESOURCE INTL INC 535,000 508 0.03% PRN
36 SERVICESOURCE INTL INC 513,000 487 0.03% PRN
37 SPRINT CORP 503,135 3,336 0.20%
38 Fenix Parts Inc 492,498 1,950 0.12%
39 PLATFORM SPECIALTY PRODS COR 492,306 3,993 0.24%
40 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 480,000 460 0.03% PRN
41 NOKIA CORP 478,592 2,771 0.17%
42 ENDO INTL PLC 466,574 9,401 0.58%
43 SLM CORP 449,247 3,356 0.21%
44 ENDO INTL PLC 392,603 7,911 0.48%
45 Fenix Parts Inc 389,452 1,542 0.09%
46 INVENSENSE INC 1.75 PERCENT 18 CONV BONDS DUE 11/01/18 388,000 371 0.02% PRN
47 ENDO INTL PLC 373,888 7,534 0.46%
48 BANK AMER CORP 363,143 5,683 0.35%
49 ENDO INTL PLC 358,295 7,220 0.44%
50 NEXEO SOLUTIONS INC 353,283 219 0.01%
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