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Institutional Investment Manager
BNP PARIBAS FINANCIAL MARKETS
BNP PARIBAS FINANCIAL MARKETS (CIK: 0001166588), located at 20 Boulevard Des Italiens, Paris, I0. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001166588-15-000002) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
201 COLGATE PALMOLIVE CO 505,636 34,984,956 0.03%
202 GENERAL ELECTRIC CO 105,438 34,730,429 0.03% Put
203 REGENERON PHARMACEUTICALS 84,470 34,653,818 0.03%
204 LOCKHEED MARTIN CORP 179,057 34,481,008 0.03%
205 ABBOTT LABS 763,850 34,388,527 0.03%
206 LILLY ELI & CO 497,609 34,330,043 0.03%
207 ISHARES TR 328,348 34,279,532 0.03%
208 HONEYWELL INTL INC 342,200 34,192,623 0.03%
209 MALLINCKRODT PUB LTD CO 341,338 33,802,701 0.03%
210 SIMON PPTY GROUP INC NEW 185,161 33,719,669 0.03%
211 3M CO 203,025 33,361,069 0.03%
212 ISHARES TR 358,997 33,347,231 0.03%
213 VIACOM INC NEW 435,803 32,794,175 0.03%
214 DOW CHEM CO 711,207 32,438,152 0.03%
215 ISHARES TR 110,190 32,300,655 0.03% Put
216 Workday Inc 265,000 32,279,650 0.03%
217 MORGAN STANLEY 827,741 32,116,350 0.03%
218 VALE S A 3,924,770 32,104,637 0.03%
219 AT&T INC 58,205 31,923,823 0.03% Put
220 BERKSHIRE HATHAWAY INC DEL 141 31,866,000 0.03%
221 INTERNATIONAL BUSINESS MACHS 197,364 31,665,080 0.03%
222 WYNN RESORTS LTD 211,295 31,432,243 0.03%
223 UNITED TECHNOLOGIES CORP 272,982 31,392,930 0.03%
224 TESLA INC 140,728 31,299,315 0.03%
225 AUTOZONE INC 50,373 31,186,427 0.03%
226 TJX COS INC NEW 449,582 30,832,335 0.03%
227 SERVICENOW INC 270,000 30,712,500 0.03%
228 TIME WARNER INC NEW 201,884 30,698,480 0.03%
229 NIKE INC 318,862 30,658,582 0.03%
230 COGNIZANT TECHNOLOGY SOLUTIO 579,364 30,509,308 0.03%
231 DELTA AIRLINES INC DEL 617,951 30,397,008 0.03%
232 Liberty Media Corp 864,805 30,294,119 0.03%
233 E M C CORP MASS COM 1,018,240 30,282,457 0.03%
234 GOLDMAN SACHS GROUP INC 153,557 29,763,953 0.03%
235 DUKE ENERGY CORP NEW 355,095 29,664,637 0.03%
236 ANADARKO PETE CORP 357,969 29,532,442 0.03%
237 FEDEX CORP 169,181 29,379,973 0.03%
238 LIBERTY GLOBAL PLC 602,940 29,128,032 0.03%
239 COVIDIEN PLC 284,133 29,061,123 0.03%
240 KINDER MORGAN INC DEL 684,706 28,969,911 0.03%
241 PRAXAIR INC 222,344 28,806,888 0.03%
242 SOUTHERN CO 582,022 28,583,101 0.03%
243 KELLOGG CO 433,528 28,370,073 0.02%
244 CAPITAL ONE FINL CORP 342,314 28,258,021 0.02%
245 ALLERGAN PLC 109,731 28,245,857 0.02%
246 Alcoa 1,787,600 28,226,188 0.02%
247 ISHARES TR 364,850 28,035,072 0.02%
248 PNC FINL SVCS GROUP INC 305,383 27,860,092 0.02%
249 ALPHA NAT RES INC NOTE 4.875%12/1 DELETED 743,000 27,401,840 0.02%
250 YUM BRANDS INC 376,080 27,397,427 0.02%
Page 5 of 71
Restatement filing (0001166588-15-000006) filed in 2015.03.10
#
Name
Shares
Value ($)
%
Options
Notes
2851 DARDEN RESTAURANTS INC 1 59 0.00%
2852 THOR INDS INC 1 56 0.00%
2853 HASBRO INC 1 55 0.00%
2854 VECTRUS INC 2 55 0.00%
2855 U S CONCRETE INC 9 54 0.00%
2856 NOW INC 2 51 0.00%
2857 CDK GLOBAL INC 1 41 0.00%
2858 POLYONE CORP 1 38 0.00%
2859 AUDIOCODES LTD 8 36 0.00%
2860 OI SA 11 35 0.00%
2861 HEALTHCARE SVCS GRP INC 1 31 0.00%
2862 GLACIER BANCORP INC NEW COM 1 28 0.00%
2863 HOLOGIC INC 1 27 0.00%
2864 HEARTLAND EXPRESS INC COM 1 27 0.00%
2865 FIRST FINANCIAL NORTHWEST IN COM 2 24 0.00%
2866 NOKIA CORP 3 24 0.00%
2867 ENDEAVOUR INTL CORP COM NEW 2,416 24 0.00%
2868 OI S.A. 7 23 0.00%
2869 Centrus Energy Corp. 5 22 0.00%
2870 Amern Superconductor Cp 26 19 0.00%
2871 PACIFIC PREMIER BANCORP 1 17 0.00%
2872 Washington Prime Group 1 17 0.00%
2873 CNH INDL N V 2 16 0.00%
2874 ORITANI FINL CORP DEL 1 15 0.00%
2875 MEDICAL PPTYS TRUST INC 1 14 0.00%
2876 TANGOE INC COM DELETED 1 13 0.00%
2877 READING INTERNATIONAL INC 1 13 0.00%
2878 ORION ENERGY SYSTEMS INC 2 11 0.00%
2879 EXAR CORPORATION 1 10 0.00%
2880 WILSHIRE BANCORP INC 1 10 0.00%
2881 CELLCOM ISRAEL LTD 1 9 0.00%
2882 RESOURCE AMERICA INC 1 9 0.00%
2883 PACIFIC BIOSCIENCES CALIF IN 1 8 0.00%
2884 CALLAWAY GOLF CO 1 8 0.00%
2885 SPECTRUM PHARMACEUTICALS INC COM 1 7 0.00%
2886 TRUSTCO BANK CM 1 7 0.00%
2887 BOVIE MEDICAL CORP COM 2 7 0.00%
2888 HARMONIC INC 1 7 0.00%
2889 OLD SECOND BANCORP INC ILL 1 5 0.00%
2890 FIRST ACCEPTANCE CORP 1 3 0.00%
2891 GSE SYS INC 2 3 0.00%
2892 T.G.C. INDUSTRIES INC 1 2 0.00%
2893 STRATA SKIN SCIENCES INC COM 1 1 0.00%
2894 DOVER DOWNS GAMING & ENTMT I 1 1 0.00%
2895 AGRIA CORP 1 1 0.00%
2896 U.S. GEOTHERMAL INC 1 0 0.00%
2897 BAXANO SURGICAL INC COM 1 0 0.00%
Page 58 of 58