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Institutional Investment Manager
BNP PARIBAS FINANCIAL MARKETS
BNP PARIBAS FINANCIAL MARKETS (CIK: 0001166588), located at 20 Boulevard Des Italiens, Paris, I0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001166588-15-000002) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
201 COLGATE PALMOLIVE CO 505,636 34,984,956 0.03%
202 GENERAL ELECTRIC CO 105,438 34,730,429 0.03% Put
203 REGENERON PHARMACEUTICALS 84,470 34,653,818 0.03%
204 LOCKHEED MARTIN CORP 179,057 34,481,008 0.03%
205 ABBOTT LABS 763,850 34,388,527 0.03%
206 LILLY ELI & CO 497,609 34,330,043 0.03%
207 ISHARES TR 328,348 34,279,532 0.03%
208 HONEYWELL INTL INC 342,200 34,192,623 0.03%
209 MALLINCKRODT PUB LTD CO 341,338 33,802,701 0.03%
210 SIMON PPTY GROUP INC NEW 185,161 33,719,669 0.03%
211 3M CO 203,025 33,361,069 0.03%
212 ISHARES TR 358,997 33,347,231 0.03%
213 VIACOM INC NEW 435,803 32,794,175 0.03%
214 DOW CHEM CO 711,207 32,438,152 0.03%
215 ISHARES TR 110,190 32,300,655 0.03% Put
216 Workday Inc 265,000 32,279,650 0.03%
217 MORGAN STANLEY 827,741 32,116,350 0.03%
218 VALE S A 3,924,770 32,104,637 0.03%
219 AT&T INC 58,205 31,923,823 0.03% Put
220 BERKSHIRE HATHAWAY INC DEL 141 31,866,000 0.03%
221 INTERNATIONAL BUSINESS MACHS 197,364 31,665,080 0.03%
222 WYNN RESORTS LTD 211,295 31,432,243 0.03%
223 UNITED TECHNOLOGIES CORP 272,982 31,392,930 0.03%
224 TESLA INC 140,728 31,299,315 0.03%
225 AUTOZONE INC 50,373 31,186,427 0.03%
226 TJX COS INC NEW 449,582 30,832,335 0.03%
227 SERVICENOW INC 270,000 30,712,500 0.03%
228 TIME WARNER CABLE INC 201,884 30,698,480 0.03%
229 NIKE INC 318,862 30,658,582 0.03%
230 COGNIZANT TECHNOLOGY SOLUTIO 579,364 30,509,308 0.03%
231 DELTA AIRLINES INC DEL 617,951 30,397,008 0.03%
232 LIBERTY MEDIA CORP 864,805 30,294,119 0.03%
233 Agnico Eagle 1,018,240 30,282,457 0.03%
234 GOLDMAN SACHS GROUP INC 153,557 29,763,953 0.03%
235 DUKE ENERGY CORP NEW 355,095 29,664,637 0.03%
236 ANADARKO PETR 357,969 29,532,442 0.03%
237 FEDEX CORP 169,181 29,379,973 0.03%
238 LIBERTY GLOBAL PLC 602,940 29,128,032 0.03%
239 COVIDIEN PLC 284,133 29,061,123 0.03%
240 KINDER MORGAN INC DEL 684,706 28,969,911 0.03%
241 PRAXAIR INC 222,344 28,806,888 0.03%
242 SOUTHERN CO 582,022 28,583,101 0.03%
243 KELLOGG CO 433,528 28,370,073 0.02%
244 CAPITAL ONE FINL CORP 342,314 28,258,021 0.02%
245 ACTAVIS PLC 109,731 28,245,857 0.02%
246 Alcoa 1,787,600 28,226,188 0.02%
247 ISHARES TR 364,850 28,035,072 0.02%
248 PNC FINL SVCS GROUP INC 305,383 27,860,092 0.02%
249 ALPHA NAT RES INC NOTE 4.875%12/1 DELETED 743,000 27,401,840 0.02%
250 YUM BRANDS INC 376,080 27,397,427 0.02%
Page 5 of 71
Restatement filing (0001166588-15-000006) filed in 2015.03.10
#
Name
Shares
Value ($)
%
Options
Notes
1 MICRON TECHNOLOGY INC 22,104,000 78,869,945 0.28% PRN
2 TRULIA INC 40,000,000 57,750,000 0.20% PRN
3 CADENCE DESIGN SYSTEM INC 21,481,000 53,890,459 0.19% PRN
4 MYLAN INC 9,530,000 40,276,162 0.14% PRN
5 CUBIST PHARMACEUTICALS INC 11,000,000 38,108,179 0.14% PRN
6 CEMEX SAB DE CV 26,208,000 30,417,791 0.11% PRN
7 ICONIX BRAND GROUP INC 22,200,000 26,265,485 0.09% PRN
8 WESCO INTL INC 9,700,000 26,093,000 0.09% PRN
9 SPANSION LLC 10,500,000 25,987,500 0.09% PRN
10 SANDISK CORP FIXED RT SR NT CONV 1.500 percent 08/15/17 B/E DTD 08/25/10 12,620,000 24,230,400 0.09% PRN
11 ASSURANT INC 12,418,000 22,150,607 0.08% PRN
12 RADIAN GROUP INC 12,000,000 19,297,560 0.07% PRN
13 NOVELLUS SYS INC SR NT CV2.625 41 7,816,000 17,918,180 0.06% PRN
14 INTEL CORP JR SB CONV DB 35 13,500,000 17,735,625 0.06% PRN
15 ARVINMERITOR INC 16,114,000 17,302,407 0.06% PRN
16 Nvidia Corp 15,044,000 17,291,272 0.06% PRN
17 MOLINA HEALTHCARE INC 11,500,000 15,985,000 0.06% PRN
18 YAHOO INC SR CV ZERO NT 18 13,130,000 14,853,312 0.05% PRN
19 CEMEX SAB DE CV NOTE 3.750 3/1 11,500,000 13,864,745 0.05% PRN
20 JETBLUE AIRWAYS CORP 4,000,000 13,147,520 0.05% PRN
21 Intel Corp 6,960,000 12,101,699 0.04% PRN
22 VIPSHOP HLDGS LTD 9,950,000 11,840,500 0.04% PRN
23 INCYTE CORP 7,500,000 11,500,499 0.04% PRN
24 CHESAPEAKE ENERGY CORP 11,843,000 11,421,152 0.04% PRN
25 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 8,000,000 11,165,039 0.04% PRN
26 PRICELINE GRP INC SR CONV NT 1 18 8,115,000 10,782,806 0.04% PRN
27 YAHOO INC SR CV ZERO NT 18 9,500,000 10,746,874 0.04% PRN
28 CTRIP COM INTL LTD 10,137,000 9,883,575 0.04% PRN
29 MGIC INVT CORP WIS 8,753,000 9,786,991 0.03% PRN
30 RYLAND GROUP INC 7,000,000 9,458,749 0.03% PRN
31 WORKDAY INC 7,213,000 8,551,949 0.03% PRN
32 INSULET CORP 2 06/15/2019 7,000,000 8,233,750 0.03% PRN
33 CHESAPEAKE ENERGY CORP 8,153,000 7,322,454 0.03% PRN
34 Blucora Inc 7,500,000 7,068,750 0.03% PRN
35 QUIDEL CORP 5,928,000 6,606,044 0.02% PRN
36 SPECTRANETICS CORP 5,100,000 6,540,749 0.02% PRN
37 JARDEN CORP 4,000,000 6,272,520 0.02% PRN
38 UNITED STATES STL CORP NEW 5,000,000 6,212,500 0.02% PRN
39 STANDARD PAC CORP NEW 5,400,000 6,054,750 0.02% PRN
40 TELEFLEX INC SR SUB NT CONV 3.875 percent 08/01/17 B/E DTD 08/09/10 3,000,000 5,628,750 0.02% PRN
41 LIBERTY MEDIA CORP 8,700,000 5,502,750 0.02% PRN
42 WORKDAY INC 4,500,000 5,335,335 0.02% PRN
43 SEACOR HOLDINGS INC 5,000,000 5,287,499 0.02% PRN
44 Hologic, Inc. 4,141,000 5,163,330 0.02% PRN
45 WALTER INVT MGMT CORP 6,583,000 4,970,165 0.02% PRN
46 GT Advanced Technologies Inc. 9,975,000 4,956,378 0.02% PRN
47 FLUIDIGM CORP DEL 5,369,000 4,852,233 0.02% PRN
48 LIBERTY MEDIA CORP 8,852,000 4,724,755 0.02% PRN
49 J2 GLOBAL INC SR CV NT 3.25 29 3,500,000 3,854,375 0.01% PRN
50 JARDEN CORP 2,756,000 3,631,030 0.01% PRN
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