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Institutional Investment Manager
BNP PARIBAS FINANCIAL MARKETS
BNP PARIBAS FINANCIAL MARKETS (CIK: 0001166588), located at 20 Boulevard Des Italiens, Paris, I0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001166588-15-000002) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
3201 TWITTER INC COM 750 6,500 0.00% Call
3202 IAC INTERACTIVECORP 106 6,444 0.00%
3203 PIONEER ENERGY SVCS CORP COM 1,163 6,443 0.00%
3204 BIO-REFERENCE LABS INC 200 6,426 0.00%
3205 SUNCOR ENERGY INC NEW 202 6,420 0.00%
3206 TOTAL S A SPONSORED ADR 122 6,246 0.00%
3207 Market Vectors Retail ETF 87 6,234 0.00%
3208 PACCAR INC 608 6,080 0.00% Put
3209 VERIZON 2,000 6,000 0.00% Put
3210 SELECT COMFORT CORP 221 5,974 0.00%
3211 Bofi Holding Inc 163 5,870 0.00%
3212 ENERGEN CORP 92 5,866 0.00%
3213 AOL INC 127 5,864 0.00%
3214 RESTORATION HARDWARE HOLDING I 61 5,857 0.00%
3215 NUCOR CORPORATION 1,697 5,811 0.00% Call
3216 L BRANDS INC 505 5,675 0.00% Put
3217 KINROSS GOLD CORP COM NO PAR 1,976 5,572 0.00%
3218 SOLAZYME INC 2,159 5,570 0.00%
3219 ASHFORD INC 59 5,546 0.00%
3220 ALKERMES PLC 94 5,505 0.00%
3221 SNAP ON INC 40 5,470 0.00%
3222 PFIZER 450 5,400 0.00% Put
3223 Dendreon Corp 75,000 5,250 0.00%
3224 HALYARD HEALTH INC 115 5,229 0.00%
3225 ONE GAS INC 125 5,153 0.00%
3226 SANOFI CONTINGENT VALUE RIGHTS 6,499 5,134 0.00%
3227 HALCON RESOURCES CORP 1,700 5,100 0.00% Call
3228 RALPH LAUREN CORP 447 5,058 0.00% Put
3229 WORKDAY INC 400 5,000 0.00% Put
3230 SIRIUS XM HLDGS INC 5,000 5,000 0.00% Put
3231 FIRSTENERGY CORP COM 1,000 5,000 0.00% Put
3232 VALE S A 679 4,930 0.00%
3233 Grupo Aeroportuario PAC - ADR 77 4,866 0.00%
3234 HELEN OF TROY CORP LTD 74 4,814 0.00%
3235 PATTERSON COMPANIES INC COM 100 4,810 0.00%
3236 INTER PARFUMS INC COM 174 4,776 0.00%
3237 GRACE W R & CO DEL NEW 50 4,770 0.00%
3238 XEROX CORP 1,580 4,740 0.00% Call
3239 FMC TECHNOLOGIES INC 661 4,688 0.00% Call
3240 ATHENAHEALTH INC 32 4,662 0.00%
3241 BP PLC 122 4,651 0.00%
3242 VERITIV CORP 89 4,616 0.00%
3243 ENEL AMERICAS S A 286 4,585 0.00%
3244 SUPERVALU INC 467 4,530 0.00%
3245 BEMIS INC COM 100 4,521 0.00%
3246 CDK GLOBAL INC 104 4,239 0.00%
3247 KNOWLES CORP COM 179 4,215 0.00%
3248 THERMO FISHER SCIENTIFIC INC 14 4,200 0.00% Call
3249 MCKESSON HBOC INC 19 4,180 0.00% Call
3250 GOLD RESOURCE CORP COM 1,234 4,171 0.00%
Page 65 of 71
Restatement filing (0001166588-15-000006) filed in 2015.03.10
#
Name
Shares
Value ($)
%
Options
Notes
301 Liberty Media Ser A 427,046 15,061,912 0.05%
302 CareFusion 253,767 15,058,534 0.05%
303 NATIONAL OILWELL VARCO 229,673 15,050,471 0.05%
304 MOSAIC CO NEW COM 329,369 15,035,695 0.05%
305 EATON CORP PLC 220,971 15,017,189 0.05%
306 YAHOO INC 13,130,000 14,853,312 0.05% PRN
307 PPG INDS INC 64,189 14,837,287 0.05%
308 SUNTRUST BKS INC 353,765 14,822,754 0.05%
309 iShares Russell 1000 Growth 154,540 14,775,569 0.05%
310 Welltower Inc. 194,385 14,709,113 0.05%
311 MPLX LP COM UNIT REP LTD 199,879 14,689,107 0.05%
312 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 1,126,910 14,661,047 0.05%
313 Boston Scientific Corpora 1,102,770 14,611,729 0.05%
314 ISHARES MSCI TAIWAN INDEX FD 964,641 14,575,725 0.05%
315 S&P GLOBAL INC 162,393 14,449,730 0.05%
316 CME GROUP INC 161,971 14,358,730 0.05%
317 CARDINAL HEALTH INCORPORATED 177,710 14,346,529 0.05%
318 AMERIPRISE FINANCIAL INC 108,430 14,339,868 0.05%
319 ILLUMINA INC 77,248 14,258,436 0.05%
320 iShares Russell 2000 Value 139,466 14,180,903 0.05%
321 AUTODESK INC 234,329 14,073,800 0.05%
322 CHUBB LTD 135,136 13,982,522 0.05%
323 CROWN CASTLE INTL CORP NEW 176,748 13,910,067 0.05%
324 TOLL BROTHERS INC COM 404,794 13,872,291 0.05%
325 CEMEX SAB DE CV 11,500,000 13,864,745 0.05% PRN
326 CUMMINS ENGINE COMPANY, 95,926 13,829,651 0.05%
327 APACHE 220,166 13,797,803 0.05%
328 GENERAL ELECTRIC 543,497 13,734,169 0.05%
329 ECOLAB INC 131,017 13,693,897 0.05%
330 Dr Pepper Snapple Group 190,960 13,688,013 0.05%
331 FLIR SYS INC 422,285 13,644,029 0.05%
332 WILLIAMS COS INC DEL 302,798 13,607,742 0.05%
333 CA INC 441,768 13,451,836 0.05%
334 CHARTER COMMUNICATIONS 80,674 13,441,901 0.05%
335 PRECISION CASTPARTS 55,602 13,393,410 0.05%
336 CIGNA CORPORATION 130,073 13,385,813 0.05%
337 iShares Inc 1,190,720 13,383,727 0.05%
338 CREDICORP 83,438 13,365,098 0.05%
339 MICROSOFT 286,497 13,307,786 0.05%
340 TELEFONICA S A 934,046 13,272,794 0.05%
341 MATTEL INC COM 426,511 13,196,251 0.05%
342 HUDSON CITY BANCORP INC 1,300,890 13,165,006 0.05%
343 JETBLUE AIRWAYS CORP 4,000,000 13,147,520 0.05% PRN
344 BECTON DICKINSON 94,461 13,145,193 0.05%
345 AIR PRODS & CHEMS INC 91,084 13,137,045 0.05%
346 IntercontinentalExchange, Inc. 59,718 13,095,560 0.05%
347 BLOOMIN BRANDS INC 527,714 13,066,199 0.05%
348 MARATHON PETROLEUM CORPORATION 144,262 13,021,089 0.05%
349 COMCAST CORP NEW 225,959 13,006,200 0.05%
350 WEYERHAEUSER CO 361,891 12,988,268 0.05%
Page 7 of 58