Dark
Light
System
Institutional Investment Manager
RAFFLES ASSOCIATES LP
RAFFLES ASSOCIATES LP (CIK: 0001169581) incorporated in Delaware, located at 5 Penn Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001062993-14-006755) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
51 TURQUOISE HILL RES LTD 400,000 1,503 1.33%
52 Tribune Publishing Co 15,000 303 0.27%
53 U S ENERGY CORP WYO 206,470 659 0.58%
54 U S GLOBAL INVS INC 36,118 128 0.11%
55 UNITED BANCORP INC OHIO 15,000 121 0.11%
56 VISHAY PRECISION GROUP INC 61,865 924 0.82%
57 VOLT INFORMATION SCIENCES IN 50,000 458 0.41%
58 WAYNE SVGS BANCSHARES INC NE 94,005 1,161 1.03%
59 WILLIS LEASE FINANCE CORP COM 39,169 804 0.71%
60 WOLVERINE BANCORP INC 65,700 1,534 1.36%
61 Wells Fargo & Co. Warrants Exp 10/28/18 105,900 2,134 1.89%
62 YAMANA GOLD INC 200,000 1,199 1.06%
63 iPath S&P 500 VIX Short-Term F 100,000 3,118 2.76%
Page 2 of 2