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Institutional Investment Manager
RAFFLES ASSOCIATES LP
RAFFLES ASSOCIATES LP (CIK: 0001169581) incorporated in Delaware, located at 5 Penn Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001062993-14-006755) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 SONDE RESOURCE CORPNEW 1,804,597 252 0.22%
2 Platinum Group Metals Ltd 1,281,450 1,132 1.00%
3 Gastar Exploration, Ltd. 977,582 5,738 5.08%
4 Red Lion Hotels 934,487 5,317 4.71%
5 B2GOLD CORP 725,000 1,475 1.31%
6 ELDORADO GOLD CORP NEW 613,385 4,133 3.66%
7 INVESTORS BANCORP INC NEW 550,000 5,572 4.93%
8 EMERALD OIL INC 496,843 3,056 2.71%
9 PROVIDENT FINL HLDGS INC COM 483,500 7,054 6.25%
10 ARMOUR RESIDENTIAL REIT 450,000 1,733 1.53%
11 MAG SILVER CORP 433,100 3,219 2.85%
12 HALCON RESOURCES CORP 400,000 1,584 1.40%
13 TURQUOISE HILL RES LTD 400,000 1,503 1.33%
14 NAUGATUCK VY FINL CORP MD 290,321 2,270 2.01%
15 CIFC LLC 283,048 2,562 2.27%
16 ALEXCO RESOURCE CORP 251,914 166 0.15%
17 MALVERN BANCORP INC COM 240,900 2,744 2.43%
18 COWEN GROUP INC NEW 225,000 844 0.75%
19 AVALON HOLDINGS CORP-A 214,969 800 0.71%
20 U S ENERGY CORP WYO 206,470 659 0.58%
21 ADVANTAGE OIL & GAS LTD 200,000 1,016 0.90%
22 YAMANA GOLD INC 200,000 1,199 1.06%
23 HECLA MNG CO 200,000 496 0.44%
24 OLD NATL BANCORP IND COM 190,382 2,469 2.19%
25 FARMERS NATIONAL BANC CORP 187,827 1,501 1.33%
26 NAPCO SEC TECHNOLOGIES INC COM 187,186 880 0.78%
27 REIS INC 185,209 4,369 3.87%
28 COASTWAY BANCORP INC 177,000 1,899 1.68%
29 Southern Missouri Bancorp Inc 162,979 5,848 5.18%
30 GOODRICH PETE CORP 150,000 2,223 1.97%
31 CHARTER FINL CORP MD 142,800 1,528 1.35%
32 FLY LEASING LIMITED SPONSORED ADR 134,063 1,717 1.52%
33 Magnum Hunter Resources Corp 125,000 696 0.62%
34 AERCAP HOLDINGS NV 117,723 4,815 4.26%
35 AMERICAN INTL GROUP INC 115,000 2,737 2.42%
36 Wells Fargo & Co. Warrants Exp 10/28/18 105,900 2,134 1.89%
37 iPath S&P 500 VIX Short-Term F 100,000 3,118 2.76%
38 NEVSUN RES LTD 100,000 405 0.36%
39 PNC Financial Services Group Warrants Exp 12/31/18 97,300 2,224 1.97%
40 WAYNE SVGS BANCSHARES INC NE 94,005 1,161 1.03%
41 CHEVIOT FINL CORP NEW 70,000 892 0.79%
42 WOLVERINE BANCORP INC 65,700 1,534 1.36%
43 PRUDENTIAL BANCORP INC NEW 62,303 762 0.67%
44 VISHAY PRECISION GROUP INC 61,865 924 0.82%
45 VOLT INFORMATION SCIENCES IN 50,000 458 0.41%
46 SILVER WHEATON CORP 50,000 997 0.88%
47 MAYS J W INC 49,120 2,726 2.41%
48 BARCLAYS BANK PLC 49,000 1,800 1.59%
49 WILLIS LEASE FINANCE CORP COM 39,169 804 0.71%
50 U S GLOBAL INVS INC 36,118 128 0.11%
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