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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
501 FMC TECHNOLOGIES INC 1,189,052 31,712 0.07%
502 FOOT LOCKER INC 7,564 414 0.00%
503 FOOT LOCKER INC 402,048 22,056 0.05%
504 FORD MTR CO DEL 8,781 110 0.00%
505 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 10,370,000 11,309 0.03% PRN
506 FOREST CITY RLTY TR INC 1,842 41 0.00%
507 FOUR CORNERS PPTY TR INC 341 7 0.00%
508 FOX FACTORY HLDG 1,605,718 27,891 0.06%
509 FRANKS INTL N V 1,385,608 20,243 0.05%
510 FRANKS INTL N V 215,705 3,151 0.01%
511 FREEPORT MCMORAN INC 5,608,629 62,480 0.14%
512 FXB 17,900 2,329 0.01% PRN
513 FXCM INC 12,965,000 4,788 0.01% PRN
514 FXCM Inc 603 5 0.00%
515 Fedex Corporation 17,196 2,610 0.01%
516 GABELLI DIVD & INCOME TR 363,440 6,952 0.02%
517 GABELLI GLB SML & MD CP VAL 112,110 1,169 0.00%
518 GAIN CAP HLDGS INC 2,500,000 2,303 0.01% PRN
519 GAMING & LEISURE PPTYS INC 25,007 862 0.00%
520 GATX Corp 37,374 1,643 0.00%
521 GATX Corp 8,608 378 0.00%
522 GDL FUND 1,922,448 19,089 0.04%
523 GENERAC HLDGS INC 213,490 7,463 0.02%
524 GENERAL AMERN INVS INC 1,378,222 42,476 0.10%
525 GENERAL DYNAMICS CORP 4,131 575 0.00%
526 GENERAL DYNAMICS CORP 50,701 7,059 0.02%
527 GENERAL GROWTH PROPERTIES 96,299 2,871 0.01%
528 GENERAL MLS INC 2,000 142 0.00%
529 GENERAL MLS INC 34,800 2,481 0.01%
530 GENESEE & WYO INC 4,319,230 254,618 0.59%
531 GENTHERM INC 591,026 20,242 0.05%
532 GEO GROUP INC NEW 62,173 2,125 0.00%
533 GETTY RLTY CORP NEW 703 15 0.00%
534 GILEAD SCIENCES INC 8,247 687 0.00%
535 GLOBAL PMTS INC 6,171 440 0.00%
536 GLOBAL PMTS INC 212,897 15,196 0.03%
537 GNC HLDGS INC 17,000 412 0.00%
538 GOGO INC 8,250,000 5,522 0.01% PRN
539 GOLDEN STAR RES LTD CDA 284,549 183 0.00%
540 GOLDMAN SACHS GROUP INC 33 4 0.00%
541 GRAHAM HLDGS CO 50 24 0.00%
542 GREAT PLAINS ENERGY INC 61,490 1,869 0.00%
543 GREAT PLAINS ENERGY INC 540,782 16,439 0.04%
544 GREAT WESTN BANCORP INC COM 485,691 15,318 0.04%
545 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
546 GREENBRIER COMPANIES 18,750,000 20,015 0.05% PRN
547 GROUP 1 AUTOMOTIVE INC 34,600 1,707 0.00%
548 GRUPO AEROPORTUARIO DEL SURE 360 57 0.00%
549 GRUPO AEROPORTUARIO PAC-ADR 128,098 13,146 0.03%
550 GRUPO SUPERVIELLE S A 581,300 7,434 0.02%
Page 11 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 10,737,066 1,172,809 2.47%
2 Alphabet Inc. Class A 1,611,350 1,133,632 2.39%
3 P T TELEKOMUNIKASI INDONESIA 17,712,961 1,088,638 2.30%
4 NETEASE INC 5,364,231 1,036,476 2.19%
5 ZOETIS INC 21,379,150 1,014,654 2.14%
6 BAIDU INC 6,075,976 1,003,447 2.12%
7 Cisco Systems Inc 32,971,452 945,950 2.00%
8 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
9 PROCTER & GAMBLE CO/THE 9,988,634 845,737 1.78%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,834,348 808,784 1.71%
11 Pfizer Incorporated 21,965,958 773,420 1.63%
12 ADR Teva Pharmaceutical Inds 15,172,661 762,122 1.61%
13 MOLSON COORS BREWING CO 7,272,020 735,419 1.55%
14 HONEYWELL INTL INC 5,805,143 675,253 1.42%
15 Apple Inc 6,859,150 655,734 1.38%
16 CSX CORP 24,588,101 641,257 1.35%
17 Microsoft Corp 12,243,232 626,485 1.32%
18 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
19 AMBEV SA 93,544,310 552,846 1.17%
20 ROCKWELL AUTOMATION INC 4,730,161 543,117 1.15%
21 NORFOLK SOUTHERN CORP 6,334,847 539,285 1.14%
22 MOBILE TELESYSTEMS PJSC 62,133,839 514,468 1.09%
23 KELLOGG CO 6,157,951 502,796 1.06%
24 EBAY INC 20,915,978 489,642 1.03%
25 ALLERGAN PLC 2,100,221 485,339 1.02%
26 UNION PAC CORP 5,256,475 458,627 0.97%
27 UNION PAC CORP 5,144,539 448,861 0.95%
28 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
29 MADISON SQUARE GARDEN CO NEW 2,415,262 416,656 0.88%
30 Visa Inc Class A 5,509,690 408,653 0.86%
31 YPF SOCIEDAD ANONIMA 20,231,295 388,440 0.82%
32 BANK AMER CORP 28,768,637 381,760 0.81%
33 COPART INC 7,714,271 378,076 0.80%
34 SKYWORKS SOLUTIONS INC 5,882,286 372,231 0.79%
35 SIGNET JEWELERS 4,393,698 362,084 0.76%
36 Alphabet Inc. Class C 499,513 345,713 0.73%
37 TYCO INTL PLC SHS 7,940,514 338,265 0.71%
38 UNITED TECHNOLOGIES CORP 3,277,517 336,109 0.71%
39 CHECK POINT SOFTWARE TECH LT 4,199,094 334,583 0.71%
40 INTERCONTINENTAL EXCHANGE IN 1,306,387 334,383 0.71%
41 WELLS FARGO & CO 6,726,209 318,351 0.67%
42 CVS HEALTH CORP 3,249,349 311,092 0.66%
43 STRYKER CORP 2,579,896 309,148 0.65%
44 LILLY ELI & CO 3,844,992 302,793 0.64%
45 Eaton Corp PLC F 5,062,682 302,393 0.64%
46 DELPHI AUTOMOTIVE PLC 4,779,457 299,194 0.63%
47 Johnson & Johnson 2,458,236 298,183 0.63%
48 A T & T Inc 6,886,006 297,544 0.63%
49 NXP SEMICONDUCTORS N V 3,754,383 294,117 0.62%
50 CROWN HOLDINGS INC 5,659,879 286,786 0.61%
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