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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 CHECK POINT SOFTWARE TECH LT 3,426,342 273,010 0.63%
52 APPLIED MATLS INC 11,347,288 271,994 0.63%
53 WALGREENS BOOTS ALLIANCE INC 3,214,186 267,645 0.62%
54 AMERICA MOVIL SAB DE CV 21,495,872 263,539 0.61%
55 GENESEE AND WYOMING INC INC CL A 4,319,230 254,618 0.59%
56 QUINTILES IMS HOLDINGS INC 3,849,641 251,458 0.58%
57 CROWN HOLDINGS INC 4,919,117 249,251 0.57%
58 CHEVRON CORP NEW 2,373,916 248,857 0.57%
59 SCHLUMBERGER LTD 3,089,203 244,294 0.56%
60 EOG RES INC 2,842,123 237,089 0.55%
61 SCHWAB CHARLES CORP 9,075,998 229,713 0.53%
62 HARTFORD FINL SVCS GROUP INC 5,155,829 228,815 0.53%
63 AMEREN CORP 4,265,792 228,561 0.53%
64 THERMO FISHER SCIENTIFIC INC 1,438,809 212,598 0.49%
65 NORWEGIAN CRUISE LINE HLDG L 4,957,685 197,514 0.45%
66 PIONEER NAT RES CO 1,250,116 189,030 0.43%
67 FIDELITY NATL INFORMATION SV 2,473,811 182,270 0.42%
68 INTUITIVE SURGICAL INC 275,400 182,152 0.42%
69 RYANAIR HLDGS PLC 2,442,147 169,826 0.39%
70 BRISTOL MYERS SQUIBB CO 2,220,646 163,328 0.38%
71 MALLINCKRODT PUB LTD CO 2,574,485 156,477 0.36%
72 PENNEY J C 17,328,705 153,878 0.35%
73 HDFC BANK LTD 2,312,266 153,418 0.35%
74 DEERE & CO 1,857,383 150,522 0.35%
75 ALIBABA GROUP HLDG LTD 1,882,534 149,717 0.34%
76 VERIZON COMMUNICATIONS INC 2,680,354 149,670 0.34%
77 DECKERS OUTDOOR CORP 2,581,646 148,496 0.34%
78 COMCAST CORP NEW 2,200,688 143,462 0.33%
79 MCKESSON CORP 739,905 138,103 0.32%
80 PARKER HANNIFIN CORP 1,227,812 132,665 0.31%
81 CBOE HLDGS INC 1,899,930 126,573 0.29%
82 Corrections Cp Amer Ne 3,496,699 122,454 0.28%
83 SPDR GOLD TR 906,597 114,702 0.26%
84 ANHEUSER BUSCH INBEV SA/NV 868,235 114,329 0.26%
85 CREDICORP LTD 735,116 113,450 0.26%
86 CELGENE CORP 1,144,494 112,881 0.26%
87 E M C CORP MASS COM 4,010,082 108,953 0.25%
88 EXXON MOBIL CORP 1,159,612 108,702 0.25%
89 ICICI BANK LIMITED 15,126,330 108,607 0.25%
90 ISHARES TR 513,313 108,155 0.25%
91 VERTEX PHARMACEUTICALS INC 1,174,531 101,033 0.23%
92 MEDTRONIC PLC 1,157,900 100,470 0.23%
93 STARBUCKS CORP 1,743,127 99,567 0.23%
94 SHIRE PLC 508,543 93,612 0.22%
95 MONSANTO CO NEW 843,663 87,243 0.20%
96 SILICON MOTION TECHN 1,823,566 87,166 0.20%
97 AUTOZONE INC 108,941 86,481 0.20%
98 NEXTERA ENERGY INC 631,209 82,309 0.19%
99 COSTCO WHSL CORP NEW 512,743 80,521 0.19%
100 NEW ORIENTAL ED & TECH GRP I 1,791,537 75,029 0.17%
Page 2 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 440,261 49,560 0.10% PRN
2 ISHARES TR 370,948 42,265 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.08% PRN
5 ISHARES TR 269,537 33,080 0.07% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.05% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.05% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.05% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 ISHARES TR 205,776 22,629 0.05% PRN
14 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
15 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.04% PRN
16 GREENBRIER COS INC 18,750,000 20,015 0.04% PRN
17 ALTRA INDL MOTION CORP 17,500,000 19,862 0.04% PRN
18 LGIH 12,750,000 19,826 0.04% PRN
19 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
20 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
21 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
22 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
23 HOLOGIC INC 15,389,000 18,716 0.04% PRN
24 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
25 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
26 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
27 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
28 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
29 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
30 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
31 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
32 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
33 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
34 WORKDAY INC 15,000,000 16,725 0.04% PRN
35 SPDR SERIES TRUST 541,467 16,666 0.04% PRN
36 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.03% PRN
37 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.03% PRN
38 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.03% PRN
39 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
40 POWERSHARES ETF TR II 852,030 15,677 0.03% PRN
41 SOLAZYME INC 29,287,000 15,064 0.03% PRN
42 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
43 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
44 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
45 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
46 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
47 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
48 TESARO INC 5,000,000 12,534 0.03% PRN
49 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
50 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
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