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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
201 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
202 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
203 STARWOOD PPTY TR INC 121,222 2,511 0.01%
204 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 100 7 0.00%
205 STARBUCKS CORP 28,572 1,632 0.00%
206 STARBUCKS CORP 1,743,127 99,567 0.23%
207 STAPLES INC 107,300 924 0.00%
208 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
209 STAGE STORES INC 13,000 63 0.00%
210 STAG INDL INC 61,813 1,471 0.00%
211 SPLUNK INC 1,099,290 59,559 0.14%
212 SPIRIT RLTY CAP INC NEW 560 7 0.00%
213 SPIRIT AEROSYSTEMS HLDGS INC 129,778 5,580 0.01%
214 SPIRIT AEROSYSTEMS HLDGS INC 7,381 317 0.00%
215 SPECTRUM PHARMACEUTICALS INC 5,262,000 4,883 0.01% PRN
216 SPECTRA ENERGY CORP 478 17 0.00%
217 SPDR SERIES TRUST 16,680 513 0.00% PRN
218 SPDR SERIES TRUST 2,400 85 0.00% PRN
219 SPDR SER TR 11,000 482 0.00% PRN
220 SPDR SER TR 92,842 4,556 0.01% PRN
221 SPDR S&P 500 ETF TR 1,000 209 0.00%
222 SPDR S&P 500 ETF TR 47,935 10,043 0.02%
223 SPDR MSCI ACWI EX-US 6,011 183 0.00%
224 SPDR GOLD TR 906,597 114,702 0.26%
225 SPARTANNASH CO COM 5,500 168 0.00%
226 SOUTHWEST GAS HOLDINGS INC 113,650 8,945 0.02%
227 SOUTHWEST AIRLS CO 4,507 176 0.00%
228 SOUTHERN CO 504,622 27,062 0.06%
229 SOUTHERN CO 38,215 2,049 0.00%
230 SONY GROUP CORP 574,896 16,873 0.04%
231 SOLAREDGE TECHNOLOGIES INC 39,600 776 0.00%
232 SNAP ON INC 38,705 6,108 0.01%
233 SNAP ON INC 55,205 8,712 0.02%
234 SMUCKER J M CO 62,948 9,593 0.02%
235 SMUCKER J M CO 1,101 167 0.00%
236 SMITH & WESSON HLDG 59,100 1,606 0.00%
237 SL GREEN RLTY CORP 9,725 1,035 0.00%
238 SKYWORKS SOLUTIONS INC 5,308,544 335,924 0.77%
239 SKYWORKS SOLUTIONS INC 72,976 4,617 0.01%
240 SKYWEST INC 200 5 0.00%
241 SKECHERS U S A INC 8,683 258 0.00%
242 SK TELECOM LTD 650 13 0.00%
243 SJW GROUP 262,380 10,332 0.02%
244 SIX FLAGS ENTMT CORP NEW 2,500 144 0.00%
245 SIMON PPTY GROUP INC NEW 4,255 922 0.00%
246 SIMON PPTY GROUP INC NEW 188,236 40,828 0.09%
247 SILICON MOTION TECHNOLOGY CO 1,823,566 87,166 0.20%
248 SILICOM LTD 17,169 513 0.00%
249 SIGNET JEWELERS LIMITED 336,860 27,760 0.06%
250 SIGNET JEWELERS LIMITED 3,953,944 325,844 0.75%
Page 5 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 10,737,066 1,172,809 2.47%
2 ALPHABET INC 1,611,350 1,133,632 2.39%
3 P T TELEKOMUNIKASI INDONESIA 17,712,961 1,088,638 2.30%
4 NETEASE INC 5,364,231 1,036,476 2.19%
5 ZOETIS INC 21,379,150 1,014,654 2.14%
6 BAIDU INC 6,075,976 1,003,447 2.12%
7 CISCO SYS INC 32,971,452 945,950 2.00%
8 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
9 PROCTER AND GAMBLE CO 9,988,634 845,737 1.78%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,834,348 808,784 1.71%
11 PFIZER INC 21,965,958 773,420 1.63%
12 TEVA PHARMACEUTICAL INDS LTD 15,172,661 762,122 1.61%
13 MOLSON COORS BREWING CO 7,272,020 735,419 1.55%
14 HONEYWELL INTL INC 5,805,143 675,253 1.42%
15 APPLE INC 6,859,150 655,734 1.38%
16 CSX CORP 24,588,101 641,257 1.35%
17 MICROSOFT CORP 12,243,232 626,485 1.32%
18 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
19 AMBEV SA 93,544,310 552,846 1.17%
20 ROCKWELL AUTOMATION INC 4,730,161 543,117 1.15%
21 NORFOLK SOUTHERN CORP 6,334,847 539,285 1.14%
22 MOBILE TELESYSTEMS PJSC 62,133,839 514,468 1.09%
23 KELLOGG CO 6,157,951 502,796 1.06%
24 EBAY INC 20,915,978 489,642 1.03%
25 ALLERGAN PLC 2,100,221 485,339 1.02%
26 UNION PAC CORP 5,256,475 458,627 0.97%
27 UNION PAC CORP 5,144,539 448,861 0.95%
28 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
29 MADISON SQUARE GARDEN CO NEW 2,415,262 416,656 0.88%
30 VISA INC 5,509,690 408,653 0.86%
31 YPF SOCIEDAD ANONIMA 20,231,295 388,440 0.82%
32 BANK AMER CORP 28,768,637 381,760 0.81%
33 COPART INC 7,714,271 378,076 0.80%
34 SKYWORKS SOLUTIONS INC 5,882,286 372,231 0.79%
35 SIGNET JEWELERS LIMITED 4,393,698 362,084 0.76%
36 ALPHABET INC 499,513 345,713 0.73%
37 TYCO INTL PLC SHS 7,940,514 338,265 0.71%
38 UNITED TECHNOLOGIES CORP 3,277,517 336,109 0.71%
39 CHECK POINT SOFTWARE TECH LT 4,199,094 334,583 0.71%
40 INTERCONTINENTAL EXCHANGE IN 1,306,387 334,383 0.71%
41 WELLS FARGO CO NEW 6,726,209 318,351 0.67%
42 CVS HEALTH CORP 3,249,349 311,092 0.66%
43 STRYKER CORP 2,579,896 309,148 0.65%
44 LILLY ELI & CO 3,844,992 302,793 0.64%
45 EATON CORP PLC 5,062,682 302,393 0.64%
46 DELPHI AUTOMOTIVE PLC 4,779,457 299,194 0.63%
47 JOHNSON & JOHNSON 2,458,236 298,183 0.63%
48 AT&T INC 6,886,006 297,544 0.63%
49 NXP SEMICONDUCTORS N V 3,754,383 294,117 0.62%
50 CROWN HOLDINGS INC 5,659,879 286,786 0.61%
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