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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 435,136 48,983 0.11% PRN
2 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.10% PRN
3 ISHARES TR 355,060 40,455 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.09% PRN
5 ISHARES TR 269,537 33,080 0.08% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.06% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
14 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
15 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
16 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
17 LGIH 12,750,000 19,826 0.05% PRN
18 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
19 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
20 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
21 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
22 HOLOGIC INC 15,389,000 18,716 0.04% PRN
23 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
24 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
25 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
26 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
27 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
28 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
29 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
30 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
31 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
32 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
33 WORKDAY INC 15,000,000 16,725 0.04% PRN
34 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
35 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
36 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
37 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
38 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
39 SOLAZYME INC 29,287,000 15,064 0.03% PRN
40 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
41 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
42 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
43 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
44 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
45 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
46 TESARO INC 5,000,000 12,534 0.03% PRN
47 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
48 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
49 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
50 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
101 ICICI BANK LIMITED 13,798,993 99,076 0.21%
102 MONSANTO CO NEW 929,060 96,073 0.20%
103 SUMITOMO MITSUI FINL GROUP I 14,419,247 82,478 0.17%
104 NEXTERA ENERGY INC 631,209 82,309 0.17%
105 MEAD JOHNSON NUTRITI 902,913 81,939 0.17%
106 SILICON MOTION TECHN 1,694,954 81,018 0.17%
107 COSTCO WHSL CORP NEW 512,802 80,530 0.17%
108 RELX PLC 4,265,324 79,761 0.17%
109 BHP BILLITON LTD 2,752,788 78,619 0.17%
110 MERCK & CO INC 1,328,056 76,509 0.16%
111 OCCIDENTAL PETE CORP DEL 1,004,733 75,917 0.16%
112 TERADYNE INC 3,803,179 74,884 0.16%
113 EDISON INTL 956,172 74,265 0.16%
114 Lloyds Banking Group Plc 24,966,439 74,150 0.16%
115 HOST HOTELS & RESORTS INC 4,564,460 73,989 0.16%
116 MORGAN STANLEY CHINA A SH FD 4,125,015 73,672 0.16%
117 LOWES COS INC 927,127 73,400 0.15%
118 FACEBOOK INC 641,389 73,297 0.15%
119 EASTMAN CHEM CO 1,034,190 70,221 0.15%
120 BANCO BRADESCO S A 8,984,807 70,171 0.15%
121 MYLAN N V 1,580,162 68,326 0.14%
122 ROSS STORES INC 1,203,722 68,239 0.14%
123 BANCO MACRO SA 917,377 68,087 0.14%
124 ENI S P A 2,082,342 67,363 0.14%
125 TEMPLETON DRAGON FD INC 3,866,853 66,973 0.14%
126 NEW ORIENTAL ED & TECH GRP I 1,596,353 66,855 0.14%
127 REYNOLDS AMERICAN INC 1,227,583 66,203 0.14%
128 SONY GROUP CORP 2,236,121 65,630 0.14%
129 LABORATORY CORP AMER HLDGS 495,926 64,604 0.14%
130 ANADARKO PETE CORP 1,202,536 64,035 0.14%
131 INDIA FD INC 2,615,226 63,549 0.13%
132 AMAZON COM INC 88,516 63,343 0.13%
133 VANTIV INC 1,112,920 62,991 0.13%
134 BANCOLOMBIA S A 1,791,999 62,576 0.13%
135 NIELSEN HLDGS PLC 1,183,937 61,529 0.13%
136 DU PONT E I DE NEMOURS & CO 942,747 61,090 0.13%
137 ORACLE CORP 1,474,054 60,333 0.13%
138 PEPSICO INC 565,333 59,891 0.13%
139 SPLUNK INC 1,099,290 59,559 0.13%
140 YANDEX N V 2,706,044 59,127 0.12%
141 TURKCELL ILETISIM HIZMETLERI 6,436,686 58,895 0.12%
142 CITIGROUPINC 1,337,295 56,687 0.12%
143 MASTERCARD INCORPORATED 642,503 56,578 0.12%
144 FREEPORT-MCMORAN INC 4,959,369 55,247 0.12%
145 KB Financial Group Inc 1,835,887 52,249 0.11%
146 GENERAL AMERN INVS CO INC 1,677,053 51,686 0.11%
147 NOBLE ENERGY INC 1,413,288 50,694 0.11%
148 PACWEST BANCORP DEL COM 1,261,541 50,184 0.11%
149 ISHARES TR 440,261 49,560 0.10% PRN
150 SHINHAN FINANCIAL GROUP CO L 1,512,769 49,528 0.10%
Page 3 of 30