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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 9,933,407 1,085,026 2.50%
2 ALPHABET INC 1,457,923 1,025,692 2.36%
3 P T TELEKOMUNIKASI INDONESIA 16,496,991 1,013,905 2.33%
4 BAIDU INC 5,777,211 954,106 2.19%
5 NETEASE INC 4,925,191 951,645 2.19%
6 ZOETIS INC 19,548,105 927,753 2.13%
7 CHINA MOBILE LIMITED 15,279,480 884,681 2.03%
8 CISCO SYS INC 30,075,725 862,872 1.98%
9 PROCTER AND GAMBLE CO 9,251,644 783,336 1.80%
10 PFIZER INC 20,455,872 720,251 1.66%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,236,389 688,180 1.58%
12 TEVA PHARMACEUTICAL INDS LTD 13,655,552 685,918 1.58%
13 MOLSON COORS BREWING CO 6,709,223 678,503 1.56%
14 HONEYWELL INTL INC 5,568,315 647,706 1.49%
15 CSX CORP 24,587,731 641,248 1.47%
16 APPLE INC 6,446,030 616,240 1.42%
17 MICROSOFT CORP 11,762,868 601,905 1.38%
18 NORFOLK SOUTHERN CORP 6,334,747 539,277 1.24%
19 ROCKWELL AUTOMATION INC 4,598,553 528,005 1.21%
20 ADVANCE AUTO PARTS INC 3,201,723 517,494 1.19%
21 AMBEV SA 85,247,546 503,812 1.16%
22 MOBILE TELESYSTEMS PJSC 57,132,343 473,055 1.09%
23 UNION PAC CORP 5,253,360 458,355 1.05%
24 KELLOGG CO 5,571,764 454,934 1.05%
25 EBAY INC 19,121,735 447,639 1.03%
26 ALLERGAN PLC 1,923,267 444,447 1.02%
27 UNION PAC CORP 4,816,265 420,219 0.97%
28 VISA INC 5,263,100 390,364 0.90%
29 Philippine Long Dst Adrf 8,704,752 387,970 0.89%
30 MADISON SQUARE GARDEN CO NEW 2,195,324 378,715 0.87%
31 BANK AMER CORP 28,322,422 375,838 0.86%
32 YPF SOCIEDAD ANONIMA 18,754,113 360,078 0.83%
33 SKYWORKS SOLUTIONS INC 5,308,544 335,924 0.77%
34 COPART INC 6,821,823 334,337 0.77%
35 ALPHABET INC 482,749 334,110 0.77%
36 TYCO INTL PLC SHS 7,649,556 325,871 0.75%
37 SIGNET JEWELERS LIMITED 3,953,944 325,844 0.75%
38 INTERCONTINENTAL EXCHANGE IN 1,238,352 316,968 0.73%
39 UNITED TECHNOLOGIES CORP 3,053,527 313,139 0.72%
40 WELLS FARGO CO NEW 6,597,323 312,251 0.72%
41 STRYKER CORP 2,568,807 307,820 0.71%
42 CVS HEALTH CORP 3,128,564 299,528 0.69%
43 LILLY ELI & CO 3,790,580 298,508 0.69%
44 DELPHI AUTOMOTIVE PLC 4,714,650 295,137 0.68%
45 JOHNSON & JOHNSON 2,416,450 293,115 0.67%
46 AT&T INC 6,738,814 291,184 0.67%
47 EATON CORP PLC 4,873,674 291,104 0.67%
48 AETNA INC NEW 2,284,297 278,981 0.64%
49 NXP SEMICONDUCTORS N V 3,548,333 277,976 0.64%
50 PG&E CORP 4,317,665 275,985 0.63%
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1101 PROOFPOINT INC 2,354 148 0.00%
1102 PROOFPOINT INC SR CV BD 0.75 20 2,000,000 2,156 0.00% PRN
1103 PRUDENTIAL FINL INC 2,781 198 0.00%
1104 PRUDENTIAL GLB SHT DUR HG YLD COM 593,275 8,905 0.02% PRN
1105 PRUDENTIAL PLC 3,827,881 130,186 0.27%
1106 PS BUSINESS PKS INC CALIF 400 42 0.00%
1107 PUBLIC STORAGE 74,778 19,112 0.04%
1108 PUBLIC SVC ENTERPRISE GRP IN 36,333 1,693 0.00%
1109 PUBLIC SVC ENTERPRISE GRP IN 423,285 19,729 0.04%
1110 PURE STORAGE INC 221,025 2,409 0.01%
1111 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
1112 Philippine Long Dst Adrf 27,893 1,243 0.00%
1113 Philippine Long Dst Adrf 290,500 12,947 0.03%
1114 PolyOne Corp 900 54 0.00%
1115 QUALCOMM INC 489,809 26,239 0.06%
1116 QUALCOMM INC 10,803 578 0.00%
1117 QUALCOMM INC 8,600 460 0.00%
1118 QUEST DIAGNOSTICS INC 2,599 211 0.00%
1119 QUEST DIAGNOSTICS INC 25,682 2,090 0.00%
1120 QUIDEL CORP 8,005,000 7,454 0.02% PRN
1121 QUINTILES IMS HOLDINGS INC 4,160,708 271,777 0.57%
1122 QUINTILES IMS HOLDINGS INC 2,995 195 0.00%
1123 QUINTILES IMS HOLDINGS INC 300 19 0.00%
1124 QUINTILES IMS HOLDINGS INC 189,823 12,399 0.03%
1125 RAMCO GERSHENSON PPTY TR SH BEN INT 29,100 570 0.00%
1126 RAYTHEON CO 326,708 44,415 0.09%
1127 REAL IND INC COM 1,265,829 9,835 0.02%
1128 REAL IND INC COM 37,445 290 0.00%
1129 REALPAGE INC 661,812 14,778 0.03%
1130 REALTY INCOME CORP 600 41 0.00%
1131 RED HAT INC 137,165 9,958 0.02%
1132 REDWOOD TR INC NOTE 4.625 4/1 11,089,000 11,012 0.02% PRN
1133 REGAL BELOIT CORP 170,921 9,409 0.02%
1134 REGENERON PHARMACEUTICALS 2,720 949 0.00%
1135 REGIONS FINANCIAL CORP NEW 18,481 157 0.00%
1136 REINSURANCE GROUP AMER INC 154,279 14,963 0.03%
1137 RELX NV 1,125,738 19,599 0.04%
1138 RELX P L C 4,265,324 79,761 0.17%
1139 REPUBLIC SVCS INC 270,932 13,901 0.03%
1140 REPUBLIC SVCS INC 14,586 748 0.00%
1141 RETAIL OPPORTUNITY INVTS COR 136,804 2,964 0.01%
1142 REXFORD INDL RLTY INC 96,201 2,028 0.00%
1143 REYNOLDS AMERICAN INC 534,933 28,848 0.06%
1144 REYNOLDS AMERICAN INC 1,227,583 66,203 0.14%
1145 RLJ LODGING TR COM 3,500 75 0.00%
1146 RMR GROUP INC 6 0 0.00%
1147 ROCKWELL AUTOMATION INC 2,630 301 0.00%
1148 ROCKWELL AUTOMATION INC 46,169 5,301 0.01%
1149 ROCKWELL AUTOMATION INC 4,730,161 543,117 1.15%
1150 ROCKWELL COLLINS INC 68,663 5,845 0.01%
Page 23 of 30