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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 CVS HEALTH CORP 3,111,360 276,879 0.60%
52 PG&E CORP 4,361,065 266,766 0.58%
53 AETNA INC NEW 2,243,114 258,967 0.56%
54 LILLY ELI & CO 3,180,601 255,275 0.56%
55 RYANAIR HLDGS PLC 3,275,297 245,745 0.53%
56 UNION PAC CORP 2,495,761 243,411 0.53%
57 JOHNSON & JOHNSON 2,042,035 241,225 0.53%
58 EOG RES INC 2,493,428 241,139 0.52%
59 SIGNET JEWELERS LIMITED 3,215,346 239,639 0.52%
60 AMEREN CORP 4,452,792 218,988 0.48%
61 THERMO FISHER SCIENTIFIC INC 1,349,766 214,693 0.47%
62 KELLOGG CO 2,696,905 208,929 0.45%
63 PIONEER NAT RES CO 1,113,571 206,734 0.45%
64 INTUITIVE SURGICAL INC 284,700 206,359 0.45%
65 ALIBABA GROUP HLDG LTD 1,881,481 199,041 0.43%
66 CHEVRON CORP NEW 1,925,227 198,144 0.43%
67 FIDELITY NATL INFORMATION SV 2,477,260 190,823 0.42%
68 DEERE & CO 2,005,129 171,137 0.37%
69 VANTIV INC 3,011,597 169,462 0.37%
70 PENNEY J C 17,846,577 164,545 0.36%
71 HDFC BANK LTD 2,179,278 156,668 0.34%
72 COMCAST CORP NEW 2,355,921 156,291 0.34%
73 MALLINCKRODT PUB LTD CO 2,091,740 145,961 0.32%
74 CBOE HLDGS INC 2,165,521 140,434 0.31%
75 DECKERS OUTDOOR CORP 2,210,959 131,662 0.29%
76 VERIZON COMMUNICATIONS INC 2,472,993 128,546 0.28%
77 PARKER HANNIFIN CORP 947,320 118,917 0.26%
78 CELGENE CORP 1,104,009 115,402 0.25%
79 MCKESSON CORP 691,190 115,255 0.25%
80 AUTOZONE INC 147,291 113,169 0.25%
81 SPDR GOLD TR 879,556 110,507 0.24%
82 ISHARES TR 506,784 110,255 0.24%
83 KEYCORP 8,976,280 109,241 0.24%
84 BRISTOL MYERS SQUIBB CO 2,019,753 108,905 0.24%
85 ANHEUSER BUSCH INBEV SA/NV 819,259 107,658 0.23%
86 MEDTRONIC PLC 1,197,100 103,429 0.23%
87 CREDICORP LTD 677,337 103,104 0.22%
88 LOWES COS INC 1,372,666 99,120 0.22%
89 VERTEX PHARMACEUTICALS INC 1,110,900 96,881 0.21%
90 NORWEGIAN CRUISE LINE HLDG L 2,543,711 95,897 0.21%
91 EXXON MOBIL CORP 1,097,983 95,831 0.21%
92 SHIRE PLC 478,504 92,762 0.20%
93 ICICI BANK LIMITED 12,310,628 91,960 0.20%
94 HARTFORD FINL SVCS GROUP INC 2,076,224 88,903 0.19%
95 FACEBOOK INC 650,362 83,421 0.18%
96 STARBUCKS CORP 1,521,022 82,348 0.18%
97 MONSANTO CO NEW 803,699 82,138 0.18%
98 SILICON MOTION TECHN 1,570,438 81,332 0.18%
99 TATA MTRS LTD 1,963,639 78,506 0.17%
100 NEW ORIENTAL ED & TECH GRP I 1,622,150 75,202 0.16%
Page 2 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
51 RYANAIR HLDGS PLC 3,882,350 291,292 0.58%
52 CVS HEALTH CORP 3,231,348 287,557 0.57%
53 SIGNET JEWELERS LIMITED 3,667,317 273,325 0.54%
54 ANHEUSER BUSCH INBEV SA/NV 2,058,713 270,535 0.54%
55 PG&E CORP 4,361,065 266,766 0.53%
56 AETNA INC NEW 2,273,956 262,528 0.52%
57 LILLY ELI & CO 3,223,083 258,684 0.51%
58 EOG RES INC 2,612,830 252,686 0.50%
59 JOHNSON & JOHNSON 2,092,730 247,214 0.49%
60 UNION PAC CORP 2,527,762 246,532 0.49%
61 THERMO FISHER SCIENTIFIC INC 1,433,311 227,982 0.45%
62 AMEREN CORP 4,452,792 218,988 0.44%
63 KELLOGG CO 2,815,754 218,136 0.43%
64 PIONEER NAT RES CO 1,125,304 208,912 0.42%
65 INTUITIVE SURGICAL INC 284,700 206,359 0.41%
66 CHEVRON CORP NEW 1,994,859 205,311 0.41%
67 FIDELITY NATL INFORMATION SV 2,634,251 202,916 0.40%
68 SHIRE PLC 1,024,748 198,657 0.39%
69 ALIBABA GROUP HLDG LTD 1,762,580 186,463 0.37%
70 NOVARTIS A G 2,354,855 185,939 0.37%
71 BRITISH AMERN TOB PLC 1,443,981 184,324 0.37%
72 VANTIV INC 3,272,123 184,122 0.37%
73 DEERE & CO 2,031,771 173,411 0.34%
74 PENNEY J C 18,575,258 171,264 0.34%
75 COMCAST CORP NEW 2,390,657 158,596 0.32%
76 HDFC BANK LTD 2,205,120 158,526 0.31%
77 PRUDENTIAL PLC 4,404,419 157,281 0.31%
78 MALLINCKRODT PUB LTD CO 2,181,841 152,248 0.30%
79 DECKERS OUTDOOR CORP 2,497,955 148,753 0.30%
80 CBOE HLDGS INC 2,211,025 143,384 0.28%
81 VERIZON COMMUNICATIONS INC 2,539,758 132,016 0.26%
82 AUTOZONE INC 165,108 126,859 0.25%
83 MCKESSON CORP 750,827 125,200 0.25%
84 BRISTOL MYERS SQUIBB CO 2,232,016 120,350 0.24%
85 PARKER HANNIFIN CORP 947,320 118,917 0.24%
86 UNILEVER PLC 2,489,361 117,995 0.23%
87 CELGENE CORP 1,122,403 117,324 0.23%
88 ISHARES TR 515,635 112,181 0.22%
89 KEYCORP 9,123,482 111,032 0.22%
90 SPDR GOLD TR 879,556 110,507 0.22%
91 BHP BILLITON LTD 3,012,772 104,392 0.21%
92 MEDTRONIC PLC 1,197,100 103,429 0.21%
93 LOWES COS INC 1,412,905 102,025 0.20%
94 VERTEX PHARMACEUTICALS INC 1,126,946 98,280 0.20%
95 SUMITOMO MITSUI FINL GROUP I 14,479,320 97,735 0.19%
96 NORWEGIAN CRUISE LINE HLDG L 2,565,568 96,721 0.19%
97 CREDICORP LTD 634,074 96,518 0.19%
98 EXXON MOBIL CORP 1,098,066 95,839 0.19%
99 ROYAL DUTCH SHELL PLC 1,832,637 91,760 0.18%
100 MONSANTO CO NEW 890,592 91,018 0.18%
Page 2 of 29