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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1001 INTL PAPER CO 5,000 239 0.00%
1002 ALLERGAN PLC 1,035 238 0.00%
1003 INTUIT 2,166 238 0.00%
1004 JOHNSON CTLS INTL PLC 5,028 233 0.00%
1005 TESORO CORP 2,913 231 0.00%
1006 FIDELITY NATL INFORMATION SV 2,995 230 0.00%
1007 BLACKROCK TAX MUNICPAL BD TR SHS 9,300 222 0.00% PRN
1008 AT&T INC 5,450 221 0.00%
1009 VANGUARD INTL EQUITY INDEX F 5,750 216 0.00%
1010 NXP SEMICONDUCTORS N V 2,115 215 0.00%
1011 ENEL CHILE S A 43,807 208 0.00%
1012 W P CAREY INC 3,200 206 0.00%
1013 COTT CORP QUE 14,500 206 0.00%
1014 WESTAR ENERGY 3,616 205 0.00%
1015 TIME INC NEW 14,125 204 0.00%
1016 WESTPAC BKG CORP 9,000 204 0.00%
1017 CASEY'S GENERAL STORES INC COM 1,693 203 0.00%
1018 HALLIBURTON CO 4,545 203 0.00%
1019 ISHARES TR 4,018 199 0.00%
1020 OCCIDENTAL PETE CORP DEL 2,700 196 0.00%
1021 SPDR MSCI ACWI EX-US 6,011 195 0.00%
1022 ILLINOIS TOOL WKS INC 1,622 194 0.00%
1023 EOG RES INC 2,015 194 0.00%
1024 WALGREENS BOOTS ALLIANCE INC 2,370 191 0.00%
1025 HERSHEY CO 1,996 190 0.00%
1026 SANOFI 5,000 190 0.00%
1027 CORNING INC 8,000 189 0.00%
1028 UNILEVER N V 4,050 186 0.00%
1029 ROYAL BK CDA MONTREAL QUE 3,000 185 0.00%
1030 LYONDELLBASELL INDUSTRIES N 2,213 178 0.00%
1031 PROOFPOINT INC 2,354 176 0.00%
1032 CAL MAINE FOODS INC 4,542 175 0.00%
1033 SOUTHWEST AIRLS CO 4,507 175 0.00%
1034 EBAY INC 5,255 172 0.00%
1035 Oaktree Cap Grp Llc 4,000 169 0.00%
1036 JETBLUE AIRWAYS CORP 9,751 168 0.00%
1037 AMERICAN WTR WKS CO INC NEW 2,147 160 0.00%
1038 SPARTANNASH CO COM 5,500 159 0.00%
1039 AIRCASTLE LTD 8,000 158 0.00%
1040 Patterson UTI Energy Inc Com 6,902 154 0.00%
1041 BLACKSTONE GROUP L P 6,000 153 0.00%
1042 UBIQUITI NETWORKS INC 2,785 148 0.00%
1043 NATIONAL INSTRS CORP 5,197 147 0.00%
1044 REGIONS FINANCIAL CORP NEW 14,988 147 0.00%
1045 ISHARES TR 1,265 146 0.00% PRN
1046 FIRST TR STOXX EUROPEAN SELE 12,300 145 0.00%
1047 QUEST DIAGNOSTICS INC 1,710 144 0.00%
1048 VERTEX PHARMACEUTICALS INC 1,660 144 0.00%
1049 MERCK & CO INC 2,301 143 0.00%
1050 EMERSON ELEC CO 2,629 143 0.00%
Page 21 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1401 ALEXION PHARMACEUTIC 12 1 0.00%
1402 ELECTRONIC ARTS INC 17 1 0.00%
1403 SALESFORCE COM INC 17 1 0.00%
1404 GRAPHIC PACKAGING HLDG CO 126 1 0.00%
1405 L BRANDS INC 26 1 0.00%
1406 MASCO CORP 45 1 0.00%
1407 AMPHENOL CORP NEW 23 1 0.00%
1408 CADENCE DESIGN SYSTEM INC 65 1 0.00%
1409 GERDAU S A 576 1 0.00%
1410 GATX CORP 28 1 0.00%
1411 REGENERON PHARMACEUTICALS 4 1 0.00%
1412 GAP 50 1 0.00%
1413 SIRIUS XM HOLDINGS INC 368 1 0.00%
1414 T MOBILE US INC 31 1 0.00%
1415 NETFLIX INC 12 1 0.00%
1416 Corrections Cp Amer Ne 1 0 0.00%
1417 TIME INC NEW 53 0 0.00%
1418 COGNIZANT TECHNOLOGY SOLUTIO 20 0 0.00%
1419 WHIRLPOOL CORP 6 0 0.00%
1420 VALE S A 50 0 0.00%
1421 JAZZ PHARMACEUTICALS PLC 7 0 0.00%
1422 BAUSCH HEALT 1 0 0.00%
1423 TOTAL SYS SVCS INC 20 0 0.00%
1424 RMR GROUP INC 6 0 0.00%
1425 INTERVAL LEISURE GROUP INC 43 0 0.00%
1426 JOY GLOBAL INCORPORATED 25 0 0.00%
Page 29 of 29